PROSPERITY ROAD, LLC
CRD #281894 SEC #801-118900 SANTA ANA, CA (714) 241-0212
SEC Registered
Total AUM
$156.9M
Discretionary
$152.3M
Employees
4
Clients
25
Accounts
167
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HERMENO, EMILY, TUBOLA | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HERMENO, EMILY, TUBOLA | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HERMENO, EMILY, TUBOLA | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HERMENO, EMILY, TUBOLA | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HERMENO, EMILY, TUBOLA | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HERMENO, EMILY, TUBOLA | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HERMENO, EMILY, TUBOLA | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HERMENO, EMILY, TUBOLA | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HERMENO, EMILY, TUBOLA | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HERMENO, EMILY, TUBOLA | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| E4 VANTAGE, LLC | DE | PARENT / HOLDING COMPANY | E | Control |
| E4 VANTAGE, LLC | DE | PARENT / HOLDING COMPANY | E | Control |
| E4 VANTAGE, LLC | DE | PARENT / HOLDING COMPANY | E | Control |
| E4 VANTAGE, LLC | DE | PARENT / HOLDING COMPANY | E | Control |
| E4 VANTAGE, LLC | DE | PARENT / HOLDING COMPANY | E | Control |
| E4 VANTAGE, LLC | DE | PARENT / HOLDING COMPANY | E | Control |
| E4 VANTAGE, LLC | DE | PARENT / HOLDING COMPANY | E | Control |
| E4 VANTAGE, LLC | DE | PARENT / HOLDING COMPANY | E | Control |
| E4 VANTAGE, LLC | DE | PARENT / HOLDING COMPANY | E | Control |
| E4 VANTAGE, LLC | DE | PARENT / HOLDING COMPANY | E | Control |
| MCGRATH, MICHAEL, WILLIAM | I | MINORITY OWNER | B | |
| MCGRATH, MICHAEL, WILLIAM | I | MINORITY OWNER | B | |
| MCGRATH, MICHAEL, WILLIAM | I | MINORITY OWNER | B | |
| MCGRATH, MICHAEL, WILLIAM | I | MINORITY OWNER | B | |
| MCGRATH, MICHAEL, WILLIAM | I | MINORITY OWNER | B | |
| MCGRATH, MICHAEL, WILLIAM | I | MINORITY OWNER | B | |
| MCGRATH, MICHAEL, WILLIAM | I | MINORITY OWNER | B | |
| MCGRATH, MICHAEL, WILLIAM | I | MINORITY OWNER | B | |
| MCGRATH, MICHAEL, WILLIAM | I | MINORITY OWNER | B | |
| MCGRATH, MICHAEL, WILLIAM | I | MINORITY OWNER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HERMENO, EMILY, TUBOLA | I | E4 VANTAGE, LLC | E | Control |
| HERMENO, EMILY, TUBOLA | I | E4 VANTAGE, LLC | E | Control |
| HERMENO, EMILY, TUBOLA | I | E4 VANTAGE, LLC | E | Control |
| HERMENO, EMILY, TUBOLA | I | E4 VANTAGE, LLC | E | Control |
| HERMENO, EMILY, TUBOLA | I | E4 VANTAGE, LLC | E | Control |
| HERMENO, EMILY, TUBOLA | I | E4 VANTAGE, LLC | E | Control |
| HERMENO, EMILY, TUBOLA | I | E4 VANTAGE, LLC | E | Control |
| HERMENO, EMILY, TUBOLA | I | E4 VANTAGE, LLC | E | Control |
| HERMENO, EMILY, TUBOLA | I | E4 VANTAGE, LLC | E | Control |
Registrations
Federal
IA
Mar 14, 2025 REGISTERED
Notice Filings (2)
CA GA
Address
12341 NEWPORT AVENUESTE. A-100
SANTA ANA, CA 92705
United States
Phone: (714) 241-0212