DRAGON FINANCIAL AND INVESTMENT GROUP, LLC
Legal name: DRAGON FINANCIAL GROUP
CRD #282113 SEC #801-106920 SAN MATEO, CA 650-571-8888
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
7
Clients
0
Accounts
0
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jun 2020 | $0 | $0 | $0 | 7 | 0 |
| Mar 2020 | $0 | $0 | $0 | 7 | 0 |
| Apr 2019 | $112.3M | $110.2M | $2.1M | 7 | 268 |
| Mar 2019 | $112.3M | $110.2M | $2.1M | 7 | 268 |
| Jul 2018 | $138.6M | $135.6M | $3M | 11 | 166 |
| Apr 2018 | $138.6M | $135.6M | $3M | 11 | 166 |
| Feb 2018 | $138.6M | $135.6M | $3M | 11 | 166 |
| Feb 2018 | $138.6M | $135.6M | $3M | 11 | 166 |
| Oct 2017 | $126.8M | $123.9M | $2.9M | 20 | 0 |
| Mar 2017 | $107.7M | $102.6M | $5.1M | 20 | 430 |
| Jul 2016 | $127.8M | $122.9M | $4.9M | 20 | 430 |
| Mar 2016 | $127.8M | $122.9M | $4.9M | 20 | 430 |
| Feb 2016 | $127.8M | $122.9M | $4.9M | 20 | 430 |
| Nov 2015 | $137.3M | $132.7M | $4.6M | 17 | 700 |
| Nov 2015 | $137.3M | $132.7M | $4.6M | 17 | 700 |
DateJun 2020
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees7
Clients0
DateMar 2020
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees7
Clients0
DateApr 2019
Total AUM$112.3M
Discretionary$110.2M
Non-Disc.$2.1M
Employees7
Clients268
DateMar 2019
Total AUM$112.3M
Discretionary$110.2M
Non-Disc.$2.1M
Employees7
Clients268
DateJul 2018
Total AUM$138.6M
Discretionary$135.6M
Non-Disc.$3M
Employees11
Clients166
DateApr 2018
Total AUM$138.6M
Discretionary$135.6M
Non-Disc.$3M
Employees11
Clients166
DateFeb 2018
Total AUM$138.6M
Discretionary$135.6M
Non-Disc.$3M
Employees11
Clients166
DateFeb 2018
Total AUM$138.6M
Discretionary$135.6M
Non-Disc.$3M
Employees11
Clients166
DateOct 2017
Total AUM$126.8M
Discretionary$123.9M
Non-Disc.$2.9M
Employees20
Clients0
DateMar 2017
Total AUM$107.7M
Discretionary$102.6M
Non-Disc.$5.1M
Employees20
Clients430
DateJul 2016
Total AUM$127.8M
Discretionary$122.9M
Non-Disc.$4.9M
Employees20
Clients430
DateMar 2016
Total AUM$127.8M
Discretionary$122.9M
Non-Disc.$4.9M
Employees20
Clients430
DateFeb 2016
Total AUM$127.8M
Discretionary$122.9M
Non-Disc.$4.9M
Employees20
Clients430
DateNov 2015
Total AUM$137.3M
Discretionary$132.7M
Non-Disc.$4.6M
Employees17
Clients700
DateNov 2015
Total AUM$137.3M
Discretionary$132.7M
Non-Disc.$4.6M
Employees17
Clients700