MOLONEY INVESTMENT ADVISORY LLC
CRD #282140 SEC #801-107025 MANCHESTER, MO 314-909-0600
SEC Registered Broker-Dealer Disclosures
Total AUM
--
Discretionary
--
Employees
72
Clients
0
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Missouri
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 7, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HANCOCK, DONALD, RALPH | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHAIRMAN | NA | Control |
| HANCOCK, DONALD, RALPH | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| KAYS, KENNETH, KEITH | I | DIRECTOR | NA | Control |
| KAYS, KENNETH, KEITH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MEDLEY, JOSEPH, RONALD | I | DIRECTOR | NA | Control |
| MEDLEY, JOSEPH, RONALD | I | RIA PRESIDENT/CEO | NA | Control |
| MOLONEY, EDWARD, JOHN | I | PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| MOLONEY, EDWARD, JOHN | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| ROSEMAN, JEFFREY, PATRICK | I | VICE PRESIDENT & COMPLIANCE OFFICER | NA | Control |
| ROSEMAN, JEFFREY, PATRICK | I | VICE PRESIDENT & COMPLIANCE OFFICER | NA | Control |
| ROSEMAN, JEFFREY, PATRICK | I | VICE PRESIDENT & COMPLIANCE OFFICER | NA | Control |
| ROSEMAN, JEFFREY, PATRICK | I | VICE PRESIDENT & COMPLIANCE OFFICER | NA | Control |
| ROSEMAN, JEFFREY, PATRICK | I | VICE PRESIDENT & COMPLIANCE OFFICER | NA | Control |
| ROSEMAN, JEFFREY, PATRICK | I | VICE PRESIDENT & COMPLIANCE OFFICER | NA | Control |
| ROSEMAN, JEFFREY, PATRICK | I | VICE PRESIDENT & COMPLIANCE OFFICER | NA | Control |
| ROSEMAN, JEFFREY, PATRICK | I | VICE PRESIDENT & COMPLIANCE OFFICER | NA | Control |
| ROSEMAN, JEFFREY, PATRICK | I | VICE PRESIDENT & COMPLIANCE OFFICER | NA | Control |
| RUST, ROBERT, RICHARD | I | VICE CHAIRMAN | NA | Control |
| WIESER, RYAN, MATHEW | I | VICE PRESIDENT/DIRECTOR OF OPERATIONS, DIRECTOR | NA | Control |
| WIESER, RYAN, MATHEW | I | VICE PRESIDENT/DIRECTOR OF OPERATIONS | NA | Control |
| WRISBERG, CATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| WRISBERG, CATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| WRISBERG, CATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| WRISBERG, CATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| WRISBERG, CATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| WRISBERG, CATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| WRISBERG, CATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| WRISBERG, CATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| WRISBERG, CATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| WRISBERG, CATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| WRISBERG, CATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| WRISBERG, CATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| WRISBERG, CATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| WRISBERG, CATHLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER & COUNSEL | NA | Control |
| BRIAR GREEN HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BRIAR GREEN HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BRIAR GREEN HOLDINGS, INC. | DE | OWNER | E | Control |
| BRIAR GREEN HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BRIAR GREEN HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BRIAR GREEN HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BRIAR GREEN HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BRIAR GREEN HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BRIAR GREEN HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BRIAR GREEN HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BRIAR GREEN HOLDINGS, INC. | DE | OWNER | E | Control |
| BRIAR GREEN HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BRIAR GREEN HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BRIAR GREEN HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MOLONEY, SUSAN, ROTH | I | E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | F | Control |
| MOLONEY, SUSAN, ROTH | I | E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | F | Control |
| MOLONEY, SUSAN, ROTH | I | E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | F | Control |
| MOLONEY, SUSAN, ROTH | I | E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | F | Control |
| MOLONEY, SUSAN, ROTH | I | E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | F | Control |
| MOLONEY, SUSAN, ROTH | I | E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | F | Control |
| MOLONEY, SUSAN, ROTH | I | E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | F | Control |
| MOLONEY, SUSAN, ROTH | I | E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | F | Control |
| MOLONEY, SUSAN, ROTH | I | E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | F | Control |
| MOLONEY, SUSAN, ROTH | I | E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | F | Control |
| MOLONEY, SUSAN, ROTH | I | E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | F | Control |
| MOLONEY, SUSAN, ROTH | I | E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | F | Control |
| MOLONEY, SUSAN, ROTH | I | E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | F | Control |
| MOLONEY, SUSAN, ROTH | I | E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | F | Control |
| E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | DE | BRIAR GREEN HOLDINGS, INC. | D | Control |
| E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | DE | BRIAR GREEN HOLDINGS, INC. | D | Control |
| E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | DE | BRIAR GREEN HOLDINGS, INC. | D | Control |
| E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | DE | BRIAR GREEN HOLDINGS, INC. | D | Control |
| E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | DE | BRIAR GREEN HOLDINGS, INC. | D | Control |
| E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | DE | BRIAR GREEN HOLDINGS, INC. | D | Control |
| E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | DE | BRIAR GREEN HOLDINGS, INC. | D | Control |
| E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | DE | BRIAR GREEN HOLDINGS, INC. | D | Control |
| E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | DE | BRIAR GREEN HOLDINGS, INC. | D | Control |
| E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | DE | BRIAR GREEN HOLDINGS, INC. | D | Control |
| E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | DE | BRIAR GREEN HOLDINGS, INC. | D | Control |
| E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | DE | BRIAR GREEN HOLDINGS, INC. | D | Control |
| E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | DE | BRIAR GREEN HOLDINGS, INC. | D | Control |
| E.J. MOLONEY MARITAL TRUST U/A/D 9/21/11 | DE | BRIAR GREEN HOLDINGS, INC. | D | Control |
Registrations
Federal
IA
Nov 7, 2016 REGISTERED
Notice Filings (36)
AK AZ CA CO FL GA HI IA ID IL KS KY MA MD ME MI MN MO NC ND NE NH NJ NM NV NY OH OR RI SC TN TX UT VA WA WI
Address
13537 BARRETT PARKWAY DRIVESUITE 300
MANCHESTER, MO 63021
United States
Phone: 314-909-0600