PEAK FINANCIAL SERVICES, INC.
CRD #282186 SEC #801-120945 NORTHBOROUGH, MA 508-351-9775
SEC Registered
Total AUM
$150.5M
Discretionary
$150.5M
Employees
2
Clients
101
Accounts
520
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 14, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OBRIEN, KEVIN, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| OBRIEN, KEVIN, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| OBRIEN, KEVIN, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| OBRIEN, KEVIN, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| OBRIEN, KEVIN, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| OBRIEN, KEVIN, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| OBRIEN, KEVIN, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| OBRIEN, KEVIN, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| OBRIEN, KEVIN, MICHAEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 14, 2024 REGISTERED
Notice Filings (3)
MA ME NH
Address
290 W. MAIN STREETUNIT 5
NORTHBOROUGH, MA 01532
United States
Phone: 508-351-9775