WEALTHSOURCE PARTNERS, LLC
Legal name: WEALTHSOURCE?
CRD #282202 SEC #801-107199 SAN LUIS OBISPO, CA 805-546-1000
SEC Registered
Total AUM
$2.1B
Discretionary
$2B
Employees
50
Clients
101
Accounts
6,245
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Nevada
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2024
- Branch Offices
- 37
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BREWER, MICHAEL, PATRICK | I | PRESIDENT | NA | |
| BREWER, MICHAEL, PATRICK | I | PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BREWER, MICHAEL, PATRICK | I | PRESIDENT & CHIEF MARKETING OFFICER | NA | Control |
| BREWER, MICHAEL, PATRICK | I | CHIEF STRATEGY OFFICER | NA | Control |
| BREWER, MICHAEL, PATRICK | I | CHIEF STRATEGY OFFICER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF BUSINESS DEVELOPMENT OFFICER & ELECTED MANAGER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & ELECTED MANAGER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF BUSINESS DEVELOPMENT OFFICER & ELECTED MANAGER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & ELECTED MANAGER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & ELECTED MANAGER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & ELECTED MANAGER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & ELECTED MANAGER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & ELECTED MANAGER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & ELECTED MANAGER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & ELECTED MANAGER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & ELECTED MANAGER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER | NA | |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & ELECTED MANAGER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & ELECTED MANAGER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER | NA | |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER | NA | |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER | NA | |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER | NA | |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & MEMBER | NA | |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & MEMBER | NA | |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & MEMBER | NA | |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & MEMBER | NA | |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & MEMBER | NA | |
| DUBRAVAC, JON, EDWARD | I | CHIEF DEVELOPMENT OFFICER & MEMBER | NA | |
| DUBRAVAC, JON, EDWARD | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | Control |
| DUBRAVAC, JON, EDWARD | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | Control |
| GOODBREAD, JUSTIN, ALLAN | I | CHIEF STRATEGY OFFICER | NA | |
| GOODBREAD, JUSTIN, ALLAN | I | PRESIDENT | NA | |
| GOODBREAD, JUSTIN, ALLAN | I | PRESIDENT | NA | |
| ITO, DAVID | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| MALEK, MARK, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| MALEK, MARK, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| MALEK, MARK, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| MALEK, MARK, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| MALEK, MARK, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| MALEK, MARK, PETER | I | CHIEF INVESTMENT OFFICER | NA | |
| MAY, DOUGLAS, BOYD | I | CHIEF INVESTMENT OFFICER | NA | |
| MAY, DOUGLAS, BOYD | I | CHIEF INVESTMENT OFFICER | NA | |
| MAY, DOUGLAS, BOYD | I | CHIEF INVESTMENT OFFICER | NA | |
| MIRABELLA, JASON, ANTHONY | I | CHIEF PLATFORM OFFICER | NA | |
| MIRABELLA, JASON, ANTHONY | I | CHIEF PLATFORM OFFICER | NA | |
| MIRABELLA, JASON, ANTHONY | I | CHIEF OPERATING OFFICER | NA | |
| MIRABELLA, JASON, ANTHONY | I | CHIEF OPERATING OFFICER | NA | |
| MIRABELLA, JASON, ANTHONY | I | CHIEF OPERATING OFFICER | NA | |
| MIRABELLA, JASON, ANTHONY | I | CHIEF OPERATING OFFICER | NA | |
| NAGELL, LUKE, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| NAGELL, LUKE, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| NAGELL, LUKE, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| NAGELL, LUKE, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| NAGELL, LUKE, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & ELECTED MANAGER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & ELECTED MANAGER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & ELECTED MANAGER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & ELECTED MANAGER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER & ELECTED MANAGER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & ELECTED MANAGER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & ELECTED MANAGER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & ELECTED MANAGER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & ELECTED MANAGER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & ELECTED MANAGER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & ELECTED MANAGER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER | NA | |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & ELECTED MANAGER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & ELECTED MANAGER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER | NA | |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER | NA | |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER | NA | |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER | NA | |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & MEMBER | NA | |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & MEMBER | NA | |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & MEMBER | NA | |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & MEMBER | NA | |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & MEMBER | NA | |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER & MEMBER | NA | |
| PATTON, ERIC, DWAYNE | I | CHIEF OPERATING OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PATTON, ERIC, DWAYNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHEA, CHRISTOPHER, MAXIME | I | CHIEF INVESTMENT OFFICER | NA | |
| SHEA, CHRISTOPHER, MAXIME | I | CHIEF INVESTMENT OFFICER | NA | |
| SHEA, CHRISTOPHER, MAXIME | I | CHIEF INVESTMENT OFFICER | NA | |
| SHEA, CHRISTOPHER, MAXIME | I | CHIEF INVESTMENT OFFICER | NA | |
| SHEA, CHRISTOPHER, MAXIME | I | CHIEF INVESTMENT OFFICER | NA | |
| SHEA, CHRISTOPHER, MAXIME | I | CHIEF INVESTMENT OFFICER | NA | |
| SHEA, CHRISTOPHER, MAXIME | I | CHIEF INVESTMENT OFFICER | NA | |
| SHEA, CHRISTOPHER, MAXIME | I | CHIEF INVESTMENT OFFICER | NA | |
| SHEA, CHRISTOPHER, MAXIME | I | CHIEF INVESTMENT OFFICER | NA | |
| SHEA, CHRISTOPHER, MAXIME | I | CHIEF INVESTMENT OFFICER | NA | |
| SHEA, CHRISTOPHER, MAXIME | I | CHIEF INVESTMENT OFFICER | NA | |
| SHEA, CHRISTOPHER, MAXIME | I | CHIEF INVESTMENT OFFICER | NA | |
| SHEA, CHRISTOPHER, MAXIME | I | CHIEF INVESTMENT OFFICER | NA | |
| SMITH, KELLY, MORROW | I | CHIEF STRATEGY OFFICER & ELECTED MANAGER | NA | Control |
| SMITH, KELLY, MORROW | I | CHIEF STRATEGY OFFICER & ELECTED MANAGER | NA | Control |
| SMITH, KELLY, MORROW | I | CHIEF STRATEGY OFFICER & ELECTED MANAGER | NA | Control |
| SMITH, KELLY, MORROW | I | CHIEF STRATEGY OFFICER & ELECTED MANAGER | NA | Control |
| SMITH, KELLY, MORROW | I | CHIEF STRATEGY OFFICER | NA | Control |
| SMITH, KELLY, MORROW | I | CHIEF STRATEGY OFFICER & ELECTED MANAGER | NA | Control |
| SMITH, KELLY, MORROW | I | CHIEF STRATEGY OFFICER & ELECTED MANAGER | NA | Control |
| SMITH, KELLY, MORROW | I | CHIEF STRATEGY OFFICER & ELECTED MANAGER | NA | Control |
| SMITH, KELLY, MORROW | I | CHIEF STRATEGY OFFICER & ELECTED MANAGER | NA | Control |
| SMITH, KELLY, MORROW | I | CHIEF STRATEGY OFFICER | NA | |
| SMITH, KELLY, MORROW | I | CHIEF STRATEGY OFFICER | NA | |
| SMITH, KELLY, MORROW | I | CHIEF STRATEGY OFFICER | NA | |
| SMITH, KELLY, MORROW | I | CHIEF STRATEGY OFFICER | NA | |
| SMITH, KELLY, MORROW | I | CHIEF STRATEGY OFFICER | NA | |
| SMITH, KELLY, MORROW | I | CHIEF STRATEGY OFFICER | NA | |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WEALTHSOURCE HOLDINGS, INC. | DE | MEMBER | E | Control |
| WEALTHSOURCE HOLDINGS, INC. | DE | MEMBER | E | Control |
| WEALTHSOURCE HOLDINGS, INC. | DE | MEMBER | E | Control |
| WEALTHSOURCE HOLDINGS, INC. | DE | MEMBER | E | Control |
| WEALTHSOURCE HOLDINGS, INC. | DE | MEMBER | E | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | D | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | D | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | D | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | D | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | D | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | D | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | D | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | D | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | D | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | D | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | D | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | D | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | D | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | D | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | D | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | D | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | C | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | C | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | C | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | C | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | C | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | C | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | C | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | C | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | C | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | C | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | C | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | C | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | C | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | C | Control |
| AVANT-GARDE ADVISORS LLC | DE | MEMBER | C | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | MEMBER | C | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
| VELLUM FINANCIAL, LLC | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | F | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | F | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | F | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | F | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | F | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | F | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| AVANT-GARDE WEALTH MANAGEMENT INC. | DE | AVANT-GARDE ADVISORS LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | E | Control |
| SULLIVAN, ARLO, BRYAN | I | ARLO BRYAN SULLIVAN REVOCABLE LIVING TRUST | E | Control |
| SULLIVAN, ARLO, BRYAN | I | ARLO BRYAN SULLIVAN REVOCABLE LIVING TRUST | E | Control |
| SULLIVAN, ARLO, BRYAN | I | ARLO BRYAN SULLIVAN REVOCABLE LIVING TRUST | E | Control |
| SULLIVAN, ARLO, BRYAN | I | ARLO BRYAN SULLIVAN REVOCABLE LIVING TRUST | E | Control |
| ARLO BRYAN SULLIVAN REVOCABLE LIVING TRUST | DE | WEALTHSOURCE HOLDINGS, INC. | C | Control |
| ARLO BRYAN SULLIVAN REVOCABLE LIVING TRUST | DE | WEALTHSOURCE HOLDINGS, INC. | C | Control |
| ARLO BRYAN SULLIVAN REVOCABLE LIVING TRUST | DE | WEALTHSOURCE HOLDINGS, INC. | C | Control |
| ARLO BRYAN SULLIVAN REVOCABLE LIVING TRUST | DE | WEALTHSOURCE HOLDINGS, INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| DUBRAVAC, JON, EDWARD | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| PATTON, ERIC, DWAYNE | I | AVANT-GARDE WEALTH MANAGEMENT INC. | C | Control |
| SMITH, KELLY, MORROW | I | VELLUM FINANCIAL, LLC | C | Control |
| SMITH, KELLY, MORROW | I | VELLUM FINANCIAL, LLC | C | Control |
| SMITH, KELLY, MORROW | I | VELLUM FINANCIAL, LLC | C | Control |
| SMITH, KELLY, MORROW | I | VELLUM FINANCIAL, LLC | C | Control |
| SMITH, KELLY, MORROW | I | VELLUM FINANCIAL, LLC | C | Control |
| SMITH, KELLY, MORROW | I | VELLUM FINANCIAL, LLC | C | Control |
| SMITH, KELLY, MORROW | I | VELLUM FINANCIAL, LLC | C | Control |
| SMITH, KELLY, MORROW | I | VELLUM FINANCIAL, LLC | C | Control |
| SMITH, KELLY, MORROW | I | VELLUM FINANCIAL, LLC | C | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | C | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | C | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | C | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | C | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | C | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | C | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | C | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | C | Control |
| SULLIVAN, ARLO, BRYAN | I | VELLUM FINANCIAL, LLC | C | Control |
| SULLIVAN, ARLO, BRYAN | I | WEALTHSOURCE HOLDINGS, INC. | C | Control |
| SWANSON, KEVIN, CHARLES | I | VELLUM FINANCIAL, LLC | C | Control |
| SWANSON, KEVIN, CHARLES | I | VELLUM FINANCIAL, LLC | C | Control |
| SWANSON, KEVIN, CHARLES | I | VELLUM FINANCIAL, LLC | C | Control |
| SWANSON, KEVIN, CHARLES | I | VELLUM FINANCIAL, LLC | C | Control |
| SWANSON, KEVIN, CHARLES | I | VELLUM FINANCIAL, LLC | C | Control |
| SWANSON, KEVIN, CHARLES | I | VELLUM FINANCIAL, LLC | C | Control |
| SWANSON, KEVIN, CHARLES | I | VELLUM FINANCIAL, LLC | C | Control |
| SWANSON, KEVIN, CHARLES | I | VELLUM FINANCIAL, LLC | C | Control |
| SWANSON, KEVIN, CHARLES | I | VELLUM FINANCIAL, LLC | C | Control |
Registrations
Federal
IA
Mar 30, 2024 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
735 TANK FARM ROADSUITE 240
SAN LUIS OBISPO, CA 93401
United States
Phone: 805-546-1000