DISCIPLINED CAPITAL MANAGEMENT LLC

Legal name: DISCIPLINED CAPITAL MANAGEMENT

CRD #282235 SEC #801-107062 SYRACUSE, NY 315-476-8200

SEC Registered

Total AUM

$391.1M

Discretionary

$391.1M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: New York
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Nov 3, 2021
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CRAIG, SHARON, LEE	I	CHIEF COMPLIANCE OFFICER	NA
CRAIG, SHARON, LEE	I	CHIEF COMPLIANCE OFFICER	NA
CRAIG, SHARON, LEE	I	CHIEF COMPLIANCE OFFICER	NA
CRAIG, SHARON, LEE	I	CHIEF COMPLIANCE OFFICER	NA
CRAIG, SHARON, LEE	I	CHIEF COMPLIANCE OFFICER	NA
CRAIG, SHARON, LEE	I	CHIEF COMPLIANCE OFFICER	NA
CRAIG, SHARON, LEE	I	CHIEF COMPLIANCE OFFICER	NA
CRAIG, SHARON, LEE	I	CHIEF COMPLIANCE OFFICER	NA
CRAIG, SHARON, LEE	I	CHIEF COMPLIANCE OFFICER	NA
CRAIG, SHARON, LEE	I	CHIEF COMPLIANCE OFFICER	NA
CRAIG, SHARON, LEE	I	CHIEF COMPLIANCE OFFICER	NA
RYAN, ROBERT, JOHN	I	CHIEF INVESTMENT OFFICER	NA
RYAN, ROBERT, JOHN	I	CHIEF INVESTMENT OFFICER	NA
RYAN, ROBERT, JOHN	I	CHIEF INVESTMENT OFFICER	NA
RYAN, ROBERT, JOHN	I	CHIEF INVESTMENT OFFICER	NA
BREAKWALL ASSET MANAGEMENT, LLC	DE	OWNER	E	Control
BREAKWALL ASSET MANAGEMENT, LLC	DE	OWNER	E	Control
BREAKWALL ASSET MANAGEMENT, LLC	DE	OWNER	E	Control
BREAKWALL ASSET MANAGEMENT, LLC	DE	OWNER	E	Control
GAGAS, ADAM, CHRIS	I	PRESIDENT & CEO	E	Control
GAGAS, ADAM, CHRIS	I	PRESIDENT & CEO	E	Control
GAGAS, ADAM, CHRIS	I	PRESIDENT & CEO	E	Control
GAGAS, ADAM, CHRIS	I	PRESIDENT & CEO	E	Control
BREAKWALL ASSET MANAGEMENT, LLC	DE	MANAGING MEMBER	D	Control
BREAKWALL ASSET MANAGEMENT, LLC	DE	MANAGING MEMBER	D	Control
BREAKWALL ASSET MANAGEMENT, LLC	DE	MANAGING MEMBER	D	Control
BREAKWALL ASSET MANAGEMENT, LLC	DE	MANAGING MEMBER	D	Control
BREAKWALL ASSET MANAGEMENT, LLC	DE	MANAGING MEMBER	D	Control
BREAKWALL ASSET MANAGEMENT, LLC	DE	MANAGING MEMBER	D	Control
BREAKWALL ASSET MANAGEMENT, LLC	DE	MANAGING MEMBER	D	Control
RJR ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
RJR ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
RJR ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
RJR ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
RJR ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
RJR ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control
RJR ASSOCIATES, INC.	DE	MANAGING MEMBER	D	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GAGAS, ADAM	I	BREAKWALL ASSET MANAGEMENT	E	Control
GAGAS, ADAM, CHRIS	I	BREAKWALL ASSET MANAGEMENT	E	Control
GAGAS, ADAM, CHRIS	I	BREAKWALL ASSET MANAGEMENT	E	Control
GAGAS, ADAM, CHRIS	I	BREAKWALL ASSET MANAGEMENT	E	Control
GAGAS, ADAM, CHRIS	I	BREAKWALL ASSET MANAGEMENT	E	Control
GAGAS, ADAM, CHRIS	I	BREAKWALL ASSET MANAGEMENT	E	Control
GAGAS, ADAM, CHRIS	I	BREAKWALL ASSET MANAGEMENT	E	Control
GAGAS, ADAM, CHRIS	I	BREAKWALL ASSET MANAGEMENT, LLC	E	Control
GAGAS, ADAM, CHRIS	I	BREAKWALL ASSET MANAGEMENT, LLC	E	Control
GAGAS, ADAM, CHRIS	I	BREAKWALL ASSET MANAGEMENT, LLC	E	Control
GAGAS, ADAM, CHRIS	I	BREAKWALL ASSET MANAGEMENT, LLC	E	Control
RYAN, ROBERT, JOHN	I	RJR ASSOCIATES, INC.	E	Control
RYAN, ROBERT, JOHN	I	RJR ASSOCIATES, INC.	E	Control
RYAN, ROBERT, JOHN	I	RJR ASSOCIATES, INC.	E	Control
RYAN, ROBERT, JOHN	I	RJR ASSOCIATES, INC.	E	Control
RYAN, ROBERT, JOHN	I	RJR ASSOCIATES, INC.	E	Control
RYAN, ROBERT, JOHN	I	RJR ASSOCIATES, INC.	E	Control
RYAN, ROBERT, JOHN	I	RJR ASSOCIATES, INC.	E	Control

Registrations

Federal

Nov 3, 2021 REGISTERED

Notice Filings (3)

FL NY VA

Address

220 SOUTH WARREN STREET
10TH FLOOR
SYRACUSE, NY 13202
United States

Phone: 315-476-8200