UNTERBERG CAPITAL, LLC
CRD #282310 SEC #802-110481 RUMSON, NJ 732 224 0292
State Registered Exempt Reporting Private Funds
Total AUM
$117.9M
Discretionary
$117.9M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 2, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| UNTERBERG, THOMAS, ISRAEL | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| UNTERBERG, THOMAS, ISRAEL | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| UNTERBERG, THOMAS, ISRAEL | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| UNTERBERG, THOMAS, ISRAEL | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| UNTERBERG, THOMAS, ISRAEL | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| UNTERBERG, THOMAS, ISRAEL | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| UNTERBERG, THOMAS, ISRAEL | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| UNTERBERG, THOMAS, ISRAEL | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| UNTERBERG, THOMAS, ISRAEL | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| KOLLER, ROSS, ALBERT | I | PORTFOLIO MANAGER | C | Control |
| KOLLER, ROSS, ALBERT | I | PORTFOLIO MANAGER | C | Control |
Registrations
Federal
ERA
Jan 2, 2019 REGISTERED
Address
100 WESIVER ROADRUMSON, NJ 07760
United States
Phone: 732 224 0292