CNI CCEF ADVISORS, LLC
CRD #282366 SEC #801-107106 LOS ANGELES, CA 310-282-8820
SEC Registered
Total AUM
$2M
Discretionary
$2M
Employees
547
Clients
--
Accounts
3
Firm Details
- Organization Type
- Other (specify) (BERMUDA EXEMPTED LIMITED COMPANY)
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 19, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRACK, THOMAS, JOSEPH | I | CHAIRMAN OF REGISTRANT; CHAIRMAN OF COLONY CAPITAL INVESTMENT ADVISORS, LLC; EXECUTIVE CHAIRMAN OF COLONY NORTHSTAR, INC. | NA | Control |
| BARRACK, THOMAS, JOSEPH | I | CHAIRMAN OF REGISTRANT; CHAIRMAN OF COLONY CAPITAL INVESTMENT ADVISORS, LLC; EXECUTIVE CHAIRMAN OF COLONY NORTHSTAR, INC. | NA | Control |
| BARRACK, THOMAS, JOSEPH | I | CHAIRMAN OF REGISTRANT; CHAIRMAN OF COLONY CAPITAL INVESTMENT ADVISORS, LLC; EXECUTIVE CHAIRMAN OF COLONY NORTHSTAR, INC. | NA | Control |
| BARRACK, THOMAS, JOSEPH | I | CHAIRMAN OF REGISTRANT; CHAIRMAN OF COLONY CAPITAL INVESTMENT ADVISORS, LLC; EXECUTIVE CHAIRMAN OF COLONY NORTHSTAR, INC. | NA | Control |
| FARKAS, JONATHAN, DAVID | I | DIRECTOR OF REGISTRANT | NA | Control |
| FARKAS, JONATHAN, DAVID | I | DIRECTOR OF REGISTRANT | NA | Control |
| FORMAN, SANDRA, MATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| FORMAN, SANDRA, MATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| FORMAN, SANDRA, MATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FORMAN, SANDRA, MATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILBERT, DANIEL, ROSS | I | DIRECTOR OF REGISTRANT | NA | Control |
| GILBERT, DANIEL, ROSS | I | DIRECTOR OF REGISTRANT | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VP OF REGISTRANT; VP OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF OPERATING OFFICER OF COLONY NORTHSTAR, INC. | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VP OF REGISTRANT; VP OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF OPERATING OFFICER OF COLONY NORTHSTAR, INC. | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VP OF REGISTRANT; VP OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF OPERATING OFFICER OF COLONY NORTHSTAR, INC. | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VP OF REGISTRANT; VP OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF OPERATING OFFICER OF COLONY NORTHSTAR, INC. | NA | Control |
| HESS, DEBRA, ANN | I | ALTERNATE DIRECTOR OF REGISTRANT | NA | Control |
| HESS, DEBRA, ANN | I | DIRECTOR OF REGISTRANT | NA | Control |
| KAUFF, STEVEN, BRADLEY | I | DIRECTOR OF REGISTRANT | NA | Control |
| KAUFF, STEVEN, BRADLEY | I | DIRECTOR OF REGISTRANT | NA | Control |
| LIEBERMAN, RONALD, JAY | I | ALTERNATE DIRECTOR OF REGISTRANT | NA | Control |
| LIEBERMAN, RONALD, JAY | I | DIRECTOR OF REGISTRANT | NA | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER OF REGISTRANT | NA | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER OF REGISTRANT | NA | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER OF REGISTRANT | NA | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER OF REGISTRANT | NA | Control |
| SANDERS, RONALD, MARK | I | VP OF REGISTRANT; VICE PRESIDENT OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF LEGAL OFFICER OF COLONY NORTHSTAR, INC. | NA | Control |
| SANDERS, RONALD, MARK | I | VP OF REGISTRANT; VICE PRESIDENT OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF LEGAL OFFICER OF COLONY NORTHSTAR, INC. | NA | Control |
| SANDERS, RONALD, MARK | I | VP OF REGISTRANT; VICE PRESIDENT OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF LEGAL OFFICER OF COLONY NORTHSTAR, INC. | NA | Control |
| SANDERS, RONALD, MARK | I | VP OF REGISTRANT; VICE PRESIDENT OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF LEGAL OFFICER OF COLONY NORTHSTAR, INC. | NA | Control |
| TANGEN, DARREN, JAMES | I | VP OF REGISTRANT; VP OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF FINANCIAL OFFICER OF COLONY NORTHSTAR, INC. | NA | Control |
| TANGEN, DARREN, JAMES | I | VP OF REGISTRANT; VP OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF FINANCIAL OFFICER OF COLONY NORTHSTAR, INC. | NA | Control |
| TANGEN, DARREN, JAMES | I | VP OF REGISTRANT; VP OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF FINANCIAL OFFICER OF COLONY NORTHSTAR, INC. | NA | Control |
| TANGEN, DARREN, JAMES | I | VP OF REGISTRANT; VP OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF FINANCIAL OFFICER OF COLONY NORTHSTAR, INC. | NA | Control |
| WHEALON, KRISTEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEALON, KRISTEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CNI ADVISOR HOLDINGS, LLC | DE | MEMBER | E | Control |
| CNI ADVISOR HOLDINGS, LLC | DE | MEMBER | E | Control |
| CNI ADVISOR HOLDINGS, LLC | DE | MEMBER | E | Control |
| CNI ADVISOR HOLDINGS, LLC | DE | MEMBER | E | Control |
| NORTHSTAR ASSET MANAGEMENT GROUP, LTD | FE | SOLE OWNER OF REGISTRANT | E | Control |
| NORTHSTAR ASSET MANAGEMENT GROUP, LTD | FE | SOLE OWNER OF REGISTRANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | DE | CNI ADVISOR HOLDINGS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | DE | CNI ADVISOR HOLDINGS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | DE | CNI ADVISOR HOLDINGS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | DE | CNI ADVISOR HOLDINGS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | DE | COLONY CAPITAL INVESTMENT ADVISORS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | DE | COLONY CAPITAL INVESTMENT ADVISORS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | DE | COLONY CAPITAL INVESTMENT ADVISORS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | DE | COLONY CAPITAL INVESTMENT ADVISORS, LLC | E | Control |
| COLONY CAPITAL OP SUBSIDIARY, LLC | DE | COLONY CAPITAL INVESTMENT HOLDCO, LLC | E | Control |
| COLONY CAPITAL OP SUBSIDIARY, LLC | DE | COLONY CAPITAL INVESTMENT HOLDCO, LLC | E | Control |
| COLONY CAPITAL OP SUBSIDIARY, LLC | DE | COLONY CAPITAL INVESTMENT HOLDCO, LLC | E | Control |
| COLONY CAPITAL OP SUBSIDIARY, LLC | DE | COLONY CAPITAL INVESTMENT HOLDCO, LLC | E | Control |
| COLONY CAPITAL OPERATING COMPANY, LLC | DE | COLONY CAPITAL OP SUBSIDIARY, LLC | E | Control |
| COLONY CAPITAL OPERATING COMPANY, LLC | DE | COLONY CAPITAL OP SUBSIDIARY, LLC | E | Control |
| COLONY CAPITAL OPERATING COMPANY, LLC | DE | COLONY CAPITAL OP SUBSIDIARY, LLC | E | Control |
| COLONY CAPITAL OPERATING COMPANY, LLC | DE | COLONY CAPITAL OP SUBSIDIARY, LLC | E | Control |
| COLONY NORTHSTAR, INC. | DE | COLONY CAPITAL OPERATING COMPANY, LLC | E | Control |
| COLONY NORTHSTAR, INC. | DE | COLONY CAPITAL OPERATING COMPANY, LLC | E | Control |
| COLONY NORTHSTAR, INC. | DE | COLONY CAPITAL OPERATING COMPANY, LLC | E | Control |
| COLONY NORTHSTAR, INC. | DE | COLONY CAPITAL OPERATING COMPANY, LLC | E | Control |
| NORTHSTAR ASSET MANAGEMENT GROUP INC. | DE | NSAM LP | E | Control |
| NORTHSTAR ASSET MANAGEMENT GROUP INC. | DE | NSAM LP | E | Control |
| NSAM LP | DE | NORTHSTAR ASSET MANAGEMENT GROUP LTD | E | Control |
| NSAM LP | DE | NORTHSTAR ASSET MANAGEMENT GROUP LTD | E | Control |
Registrations
Federal
IA
Jun 19, 2017 REGISTERED
Notice Filings (4)
CA CO NY TX
Address
515 S. FLOWER STREET44TH FLOOR
LOS ANGELES, CA 90071
United States
Phone: 310-282-8820