BALLAST CAPITAL ADVISORS LLC
Legal name: BALLAST CAPITAL ADVISORS, LLC
CRD #282369 SEC #801-120829 WEST DES MOINES, IA 844-331-4662
SEC Registered
Total AUM
$318.4M
Discretionary
$318.4M
Employees
7
Clients
10
Accounts
150
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Iowa
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 7, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARMS, STEVEN, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| HARMS, STEVEN, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| HARMS, STEVEN, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| HARMS, STEVEN, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| HARMS, STEVEN, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| HARMS, STEVEN, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| HARMS, STEVEN, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| HARMS, STEVEN, PAUL | I | CHIEF FINANCIAL OFFICER | NA | |
| CARSTENSEN, GREGORY, GEORGE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARSTENSEN, GREGORY, GEORGE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARSTENSEN, GREGORY, GEORGE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARSTENSEN, GREGORY, GEORGE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARSTENSEN, GREGORY, GEORGE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARSTENSEN, GREGORY, GEORGE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARSTENSEN, GREGORY, GEORGE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| CARSTENSEN, GREGORY, GEORGE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| VERITAS CAPITAL, LLC | DE | OWNER | E | Control |
| VERITAS CAPITAL, LLC | DE | OWNER | E | Control |
| VERITAS CAPITAL, LLC | DE | OWNER | E | Control |
| VERITAS CAPITAL, LLC | DE | OWNER | E | Control |
| VERITAS CAPITAL, LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CARSTENSEN, GREGORY, GEORGE | I | VERITAS CAPITAL, LLC | E | Control |
| CARSTENSEN, GREGORY, GEORGE | I | VERITAS CAPITAL, LLC | E | Control |
| CARSTENSEN, GREGORY, GEORGE | I | VERITAS CAPITAL, LLC | E | Control |
| CARSTENSEN, GREGORY, GEORGE | I | VERITAS CAPITAL, LLC | E | Control |
| CARSTENSEN, GREGORY, GEORGE | I | VERITAS CAPITAL, LLC | E | Control |
Registrations
Federal
IA
Mar 7, 2025 REGISTERED
Notice Filings (2)
IA TX
Address
1200 OFFICE PLAZA DRIVEWEST DES MOINES, IA 50266
United States
Phone: 844-331-4662