RIA Intelligence

DIAMOND HILL SECURITIES, INC.

CRD #28240 SEC #801-55155 COLUMBUS, OH 614-848-3400
SEC Registered Broker-Dealer
Total AUM
$13.4M
Discretionary
$13.4M
Employees
5
Clients
--
Accounts
1

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 1, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DAVIS, MARK ALLENIV.P. OF RESEARCH & PRINCIPALNA Control
HUNTER, ELISE ROTHIDIRECTOR OF ADMINISTRATION & COMPLIANCE & PRINCIPALNA Control
KATHLEEN A. LULIIDIRECTOR OF PRIVATE CLIENT SERVICESNA
LAIRD, JAMES FRANCIS JRIPRESIDENTNA Control
LAIRD, JAMES FRANCIS JRIPRESIDENTNA Control
LAIRD, JAMES FRANCIS JRIPRESIDENTNA Control
LEE, MATTHEW EDWARDIV.P. EQUITY TRADINGNA Control
LEE, MATTHEW EDWARDIV.P. EQUITY TRADINGNA Control
LULI, KATHLEEN AIDIRECTOR - CLIENT SERVICESNA
QUINN, SANDRA LEEIVICE PRESIDENT & CORPORATE SECRETARYNA Control
QUINN, SANDRA LEEIVICE PRESIDENT & CORPORATE SECRETARYNA Control
REILLY, ANTHONY JOACHIMIPRESIDENT & PRINCIPALNA Control
WEGENER, RANDALL NEALIFINANCIAL OPERATIONS PRINCIPALNA Control
WEGENER, RANDALL NEALIFINANCIAL OPERATIONS PRINCIPALNA Control
WEGENER, RANDALL NEALIFINANCIAL OPERATIONS PRINCIPALNA Control
WEGENER, RANDALL NEALIFINANCIAL OPERATIONS PRINCIPALNA Control
DIAMOND HILL CAPITAL MANAGEMENT, INC.DEOWNERE Control
DIAMOND HILL CAPITAL MANAGEMENT, INC.DEOWNERE Control
DIAMOND HILL CAPITAL MANAGEMENT, INC.DEOWNERE Control
DIAMOND HILL CAPITAL MANAGEMENT, INC.DEOWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
DIAMOND HILL INVESTMENT GROUP, INC. (FORMERLY BANC STOCK GROUP, INC.)DEDIAMOND HILL CAPITAL MANAGEMENT, INC.E Control
DIAMOND HILL INVESTMENT GROUP, INC. (FORMERLY BANC STOCK GROUP, INC.)DEDIAMOND HILL CAPITAL MANAGEMENT, INC.E Control
DIAMOND HILL INVESTMENT GROUP, INC. (FORMERLY BANC STOCK GROUP, INC.)DEDIAMOND HILL CAPITAL MANAGEMENT, INC.E Control
DIAMOND HILL INVESTMENT GROUP, INC. (FORMERLY BANC STOCK GROUP, INC.)DEDIAMOND HILL CAPITAL MANAGEMENT, INC.E Control

Registrations

Federal

IA
May 1, 2002 REGISTERED

Notice Filings (1)

OH

Address

1105 SCHROCK RD
STE 437
COLUMBUS, OH 43229
USA
Phone: 614-848-3400