BREAKWATER FINANCIAL, LLC
CRD #282401 SEC #801-131321 NEEDHAM, MA 617-849-8019
SEC Registered
Total AUM
$109.8M
Discretionary
$109.8M
Employees
1
Clients
51
Accounts
62
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 20, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RINGER, DANIEL, ABRAHAM | I | MEMBER, FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| RINGER, DANIEL, ABRAHAM | I | MEMBER, FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| RINGER, DANIEL, ABRAHAM | I | MEMBER, FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| RINGER, DANIEL, ABRAHAM | I | MEMBER, FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| RINGER, DANIEL, ABRAHAM | I | MEMBER, FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| RINGER, DANIEL, ABRAHAM | I | MEMBER, FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| RINGER, DANIEL, ABRAHAM | I | MEMBER, FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| RINGER, DANIEL, ABRAHAM | I | MEMBER, FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| RINGER, DANIEL, ABRAHAM | I | MEMBER, FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| RINGER, DANIEL, ABRAHAM | I | MEMBER, FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| RINGER, DANIEL, ABRAHAM | I | MEMBER, FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | E | Control |
| WINN, CHRISTOPHER, EDWARD | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 20, 2025 REGISTERED
Notice Filings (2)
MA NH
Address
117 KENDRICK STREETSUITE 300
NEEDHAM, MA 02494-2724
United States
Phone: 617-849-8019