INVESTMENT PROFESSIONALS, LLC
Legal name: 401K INVESTMENT PROFESSIONALS
CRD #282495 SEC #801-117105 WAUNAKEE, WI (608) 334-9367
SEC Registered
Total AUM
$311M
Discretionary
$281M
Employees
4
Clients
--
Accounts
131
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 13, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MARTY, JASON, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MARTY, JASON, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MARTY, JASON, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MARTY, JASON, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MARTY, JASON, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MARTY, JASON, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MARTY, JASON, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MARTY, JASON, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MARTY, JASON, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MARTY, JASON, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MARTY, JASON, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MARTY, JASON, DONALD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 13, 2025 REGISTERED
Notice Filings (3)
CO WA WI
Address
114 E. MAIN ST.SUITE 213
WAUNAKEE, WI 53597
United States
Phone: (608) 334-9367