BROWN FINANCIAL MANAGEMENT GROUP, LLC
CRD #282501 SEC #801-107128 LATHAM, NY 518-464-9974
SEC Registered
Total AUM
$56.8M
Discretionary
$55M
Employees
3
Clients
0
Accounts
111
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 13, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, THOMAS, JAMES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 13, 2025 REGISTERED
Notice Filings (2)
NC NY
Address
950 NEW LOUDON ROADSUITE 105
LATHAM, NY 12110
United States
Phone: 518-464-9974