7 STREETS FINANCIAL, LLC
CRD #282577 SEC #801-117850 SAN DIEGO, CA 619-798-3372
SEC Registered
Total AUM
$88.4M
Discretionary
$88.4M
Employees
5
Clients
51
Accounts
270
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2024
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUCA, JOSEPH, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCA, JOSEPH, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCA, JOSEPH, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCA, JOSEPH, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCA, JOSEPH, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCA, JOSEPH, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCA, JOSEPH, RAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEWIS, TRAVIS, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEWIS, TRAVIS, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEWIS, TRAVIS, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEWIS, TRAVIS, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEWIS, TRAVIS, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEWIS, TRAVIS, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEWIS, TRAVIS, SHAWN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOE DUCA FINANCIAL SERVICES, INC | DE | OWNER | D | Control |
| JOE DUCA FINANCIAL SERVICES, INC | DE | OWNER | D | Control |
| JOE DUCA FINANCIAL SERVICES, INC | DE | OWNER | D | Control |
| JOE DUCA FINANCIAL SERVICES, INC | DE | OWNER | D | Control |
| JOE DUCA FINANCIAL SERVICES, INC | DE | OWNER | D | Control |
| JOE DUCA FINANCIAL SERVICES, INC | DE | OWNER | D | Control |
| JOE DUCA FINANCIAL SERVICES, INC | DE | OWNER | D | Control |
| TRAVIS LEWIS FINANCIAL ADVISOR, INC | DE | OWNER | D | Control |
| TRAVIS LEWIS FINANCIAL ADVISOR, INC | DE | OWNER | D | Control |
| TRAVIS LEWIS FINANCIAL ADVISOR, INC | DE | OWNER | D | Control |
| TRAVIS LEWIS FINANCIAL ADVISOR, INC | DE | OWNER | D | Control |
| TRAVIS LEWIS FINANCIAL ADVISOR, INC | DE | OWNER | D | Control |
| TRAVIS LEWIS FINANCIAL ADVISOR, INC | DE | OWNER | D | Control |
| TRAVIS LEWIS FINANCIAL ADVISOR, INC | DE | OWNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DUCA, JOE RAY | DE | JOE DUCA FINANCIAL SERVICES, INC | E | Control |
| DUCA, JOE RAY | DE | JOE DUCA FINANCIAL SERVICES, INC | E | Control |
| DUCA, JOE RAY | DE | JOE DUCA FINANCIAL SERVICES, INC | E | Control |
| DUCA, JOE RAY | DE | JOE DUCA FINANCIAL SERVICES, INC | E | Control |
| DUCA, JOE RAY | DE | JOE DUCA FINANCIAL SERVICES, INC | E | Control |
| DUCA, JOE RAY | DE | JOE DUCA FINANCIAL SERVICES, INC | E | Control |
| DUCA, JOE RAY | DE | JOE DUCA FINANCIAL SERVICES, INC | E | Control |
| LEWIS, TRAVIS, SHAWN | DE | TRAVIS LEWIS FINANCIAL ADVISOR, INC | E | Control |
| LEWIS, TRAVIS, SHAWN | DE | TRAVIS LEWIS FINANCIAL ADVISOR, INC | E | Control |
| LEWIS, TRAVIS, SHAWN | DE | TRAVIS LEWIS FINANCIAL ADVISOR, INC | E | Control |
| LEWIS, TRAVIS, SHAWN | DE | TRAVIS LEWIS FINANCIAL ADVISOR, INC | E | Control |
| LEWIS, TRAVIS, SHAWN | DE | TRAVIS LEWIS FINANCIAL ADVISOR, INC | E | Control |
| LEWIS, TRAVIS, SHAWN | DE | TRAVIS LEWIS FINANCIAL ADVISOR, INC | E | Control |
| LEWIS, TRAVIS, SHAWN | DE | TRAVIS LEWIS FINANCIAL ADVISOR, INC | E | Control |
Registrations
Federal
IA
Mar 27, 2024 REGISTERED
Notice Filings (2)
CA TX
Address
8372 UNIVERSITY AVESAN DIEGO, CA 91942
United States
Phone: 619-798-3372