GRAHAM WEALTH ADVISORS, INC.
CRD #282618 SEC #801-107261 CHICAGO, IL 312-264-4377
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
3
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 4, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Boulton, Stephen, Falk | I | GENERAL COUNSEL | NA | Control |
| DOUGHERTY, DANIEL, VINCENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, E | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTROSE HOLDINGS, LLC | DE | HOLDING COMPANY | E | Control |
Registrations
Federal
IA
Feb 4, 2016 REGISTERED
Notice Filings (1)
IL
Address
141 W. JACKSON, SUITE 1340CHICAGO, IL 60604
United States
Phone: 312-264-4377