CLINTON RETAIL INVESTMENT MANAGEMENT LLC
CRD #282675 SEC #801-107195 NEW YORK, NY 212-825-0400
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
39
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 1, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEHBEHANI, NADER | I | CCO | NA | Control |
| BEHBEHANI, NADER | I | CCO | NA | Control |
| BEHBEHANI, NADER | I | CCO | NA | Control |
| BEHBEHANI, NADER | I | CCO | NA | Control |
| BEHBEHANI, NADER | I | CCO | NA | Control |
| HALL, GEORGE, ESTES | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| HALL, GEORGE, ESTES | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| HALL, GEORGE, ESTES | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| HALL, GEORGE, ESTES | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| HALL, GEORGE, ESTES | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| HALL, JOHN, LAWRENCE | I | SECRETARY/DIRECTOR | NA | Control |
| HALL, JOHN, LAWRENCE | I | SECRETARY/DIRECTOR | NA | Control |
| HALL, JOHN, LAWRENCE | I | SECRETARY/DIRECTOR | NA | Control |
| HALL, JOHN, LAWRENCE | I | SECRETARY/DIRECTOR | NA | Control |
| HALL, JOHN, LAWRENCE | I | SECRETARY/DIRECTOR | NA | Control |
| RUCHALSKI, FRANCIS | I | CFO/DIRECTOR | NA | Control |
| RUCHALSKI, FRANCIS | I | CFO/DIRECTOR | NA | Control |
| RUCHALSKI, FRANCIS | I | CFO/DIRECTOR | NA | Control |
| RUCHALSKI, FRANCIS | I | CFO/DIRECTOR | NA | Control |
| RUCHALSKI, FRANCIS | I | CFO/DIRECTOR | NA | Control |
| CLINTON GROUP, INC | DE | SOLE OWNER | E | Control |
| CLINTON GROUP, INC | DE | MEMBER | E | Control |
| CLINTON GROUP, INC | DE | MEMBER | E | Control |
| CLINTON GROUP, INC | DE | MEMBER | E | Control |
| CLINTON GROUP, INC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CGI HOLDINGS INC. | DE | CLINTON GROUP EQUITY CO. | E | Control |
| CGI HOLDINGS INC. | DE | CLINTON GROUP EQUITY CO. | E | Control |
| CGI HOLDINGS INC. | DE | CLINTON GROUP EQUITY CO. | E | Control |
| CGI HOLDINGS INC. | DE | CLINTON GROUP EQUITY CO. | E | Control |
| CGI HOLDINGS INC. | DE | CLINTON GROUP EQUITY CO. | E | Control |
| CLINTON GROUP EQUITY CO | DE | CLINTON GROUP INC. | E | Control |
| CLINTON GROUP EQUITY CO | DE | CLINTON GROUP INC. | E | Control |
| CLINTON GROUP EQUITY CO | DE | CLINTON GROUP INC. | E | Control |
| HALL, GEORGE, ESTES | I | CGI HOLDINGS INC | E | Control |
| HALL, GEORGE, ESTES | I | CGI HOLDINGS INC | E | Control |
| HALL, GEORGE, ESTES | I | CGI HOLDINGS INC | E | Control |
| HALL, GEORGE, ESTES | I | CGI HOLDINGS INC | E | Control |
| HALL, GEORGE, ESTES | I | CGI HOLDINGS INC | E | Control |
| MADISON AVENUE CAPITAL HOLDINGS INC. | DE | CLINTON GROUP INC. | E | Control |
| MADISON AVENUE CAPITAL HOLDINGS INC. | DE | CLINTON GROUP INC. | E | Control |
Registrations
Federal
IA
Jul 1, 2018 REGISTERED
Address
510 MADISON AVENUE9TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-825-0400