RIA Intelligence

PENNINGTON PARTNERS & CO., LLC

CRD #282688 SEC #801-107210 BETHESDA, MD 202-370-6435

SEC Registered Private Funds

Total AUM

$4B

Discretionary

$1.7B

Employees

27

Clients

26

Accounts

1,026

Fund Name	Type	GAV	Investors	Auditor
PENNINGTON ALTERNATIVE INCOME IDF, LP	Private Equity Fund	$87.4M	1	WARREN AVERETT
PENNINGTON ALTERNATIVE INCOME IDF, LP	Private Equity Fund	$87.4M	1	WARREN AVERETT
PENNINGTON ALTERNATIVE INCOME IDF, LP	Private Equity Fund	$87.4M	1	WARREN AVERETT
PTM PARTNERS OPPORTUNITY ZONE FUND I, LP	Real Estate Fund	$80.2M	88	RSM US LLP
PTM PARTNERS OPPORTUNITY ZONE FUND I, LP	Real Estate Fund	$80.2M	88	RSM US LLP
PTM PARTNERS OPPORTUNITY ZONE FUND I, LP	Real Estate Fund	$80.2M	88	RSM US LLP
PENNINGTON REAL ESTATE PARTNERS OZF, LP	Real Estate Fund	$67.2M	5	RSM US LLP
PENNINGTON REAL ESTATE PARTNERS OZF, LP	Real Estate Fund	$67.2M	5	RSM US LLP
PENNINGTON REAL ESTATE PARTNERS OZF, LP	Real Estate Fund	$67.2M	5	RSM US LLP
PENNINGTON APPRECIATION FUND, LP	Private Equity Fund	$35.3M	27	WARREN AVERETT
PENNINGTON APPRECIATION FUND, LP	Private Equity Fund	$35.3M	27	WARREN AVERETT
PENNINGTON APPRECIATION FUND, LP	Private Equity Fund	$35.3M	27	WARREN AVERETT
PENNINGTON ALTERNATIVE INCOME FUND, LP	Hedge Fund	$24.8M	24	WARREN AVERETT
PENNINGTON ALTERNATIVE INCOME FUND, LP	Hedge Fund	$24.8M	24	WARREN AVERETT
PENNINGTON ALTERNATIVE INCOME FUND, LP	Hedge Fund	$24.8M	24	WARREN AVERETT
PENNINGTON ALTERNATIVE INCOME ACCESS, LP	Hedge Fund	$13.9M	25	CBIZ CPAS
PENNINGTON ALTERNATIVE INCOME ACCESS, LP	Hedge Fund	$13.9M	25	CBIZ CPAS
PENNINGTON ALTERNATIVE INCOME ACCESS, LP	Hedge Fund	$13.9M	25	CBIZ CPAS
PTM PARTNERS OPPORTUNITY ZONE FUND III, LP	Private Equity Fund	$8.1M	35	RSM US LLP
PTM PARTNERS OPPORTUNITY ZONE FUND III, LP	Private Equity Fund	$8.1M	35	RSM US LLP
PTM PARTNERS OPPORTUNITY ZONE FUND III, LP	Private Equity Fund	$8.1M	35	RSM US LLP
PENNINGTON PRIVATE ACCESS, LP	Private Equity Fund	$7.4M	17	WARREN AVERETT
PENNINGTON PRIVATE ACCESS, LP	Private Equity Fund	$7.4M	17	WARREN AVERETT
PENNINGTON PRIVATE ACCESS, LP	Private Equity Fund	$7.4M	17	WARREN AVERETT
ATOMIZER LXIV, A SERIES OF ATOMIZER LLC	Other Private Fund	$4.4M	33	WARREN AVERETT

Fund NamePENNINGTON ALTERNATIVE INCOME IDF, LP

TypePrivate Equity Fund

GAV$87.4M

Investors1

AuditorWARREN AVERETT

Fund NamePENNINGTON ALTERNATIVE INCOME IDF, LP

TypePrivate Equity Fund

GAV$87.4M

Investors1

AuditorWARREN AVERETT

Fund NamePENNINGTON ALTERNATIVE INCOME IDF, LP

TypePrivate Equity Fund

GAV$87.4M

Investors1

AuditorWARREN AVERETT

Fund NamePTM PARTNERS OPPORTUNITY ZONE FUND I, LP

TypeReal Estate Fund

GAV$80.2M

Investors88

AuditorRSM US LLP

Fund NamePTM PARTNERS OPPORTUNITY ZONE FUND I, LP

TypeReal Estate Fund

GAV$80.2M

Investors88

AuditorRSM US LLP

Fund NamePTM PARTNERS OPPORTUNITY ZONE FUND I, LP

TypeReal Estate Fund

GAV$80.2M

Investors88

AuditorRSM US LLP

Fund NamePENNINGTON REAL ESTATE PARTNERS OZF, LP

TypeReal Estate Fund

GAV$67.2M

Investors5

AuditorRSM US LLP

Fund NamePENNINGTON REAL ESTATE PARTNERS OZF, LP

TypeReal Estate Fund

GAV$67.2M

Investors5

AuditorRSM US LLP

Fund NamePENNINGTON REAL ESTATE PARTNERS OZF, LP

TypeReal Estate Fund

GAV$67.2M

Investors5

AuditorRSM US LLP

Fund NamePENNINGTON APPRECIATION FUND, LP

TypePrivate Equity Fund

GAV$35.3M

Investors27

AuditorWARREN AVERETT

Fund NamePENNINGTON APPRECIATION FUND, LP

TypePrivate Equity Fund

GAV$35.3M

Investors27

AuditorWARREN AVERETT

Fund NamePENNINGTON APPRECIATION FUND, LP

TypePrivate Equity Fund

GAV$35.3M

Investors27

AuditorWARREN AVERETT

Fund NamePENNINGTON ALTERNATIVE INCOME FUND, LP

TypeHedge Fund

GAV$24.8M

Investors24

AuditorWARREN AVERETT

Fund NamePENNINGTON ALTERNATIVE INCOME FUND, LP

TypeHedge Fund

GAV$24.8M

Investors24

AuditorWARREN AVERETT

Fund NamePENNINGTON ALTERNATIVE INCOME FUND, LP

TypeHedge Fund

GAV$24.8M

Investors24

AuditorWARREN AVERETT

Fund NamePENNINGTON ALTERNATIVE INCOME ACCESS, LP

TypeHedge Fund

GAV$13.9M

Investors25

AuditorCBIZ CPAS

Fund NamePENNINGTON ALTERNATIVE INCOME ACCESS, LP

TypeHedge Fund

GAV$13.9M

Investors25

AuditorCBIZ CPAS

Fund NamePENNINGTON ALTERNATIVE INCOME ACCESS, LP

TypeHedge Fund

GAV$13.9M

Investors25

AuditorCBIZ CPAS

Fund NamePTM PARTNERS OPPORTUNITY ZONE FUND III, LP

TypePrivate Equity Fund

GAV$8.1M

Investors35

AuditorRSM US LLP

Fund NamePTM PARTNERS OPPORTUNITY ZONE FUND III, LP

TypePrivate Equity Fund

GAV$8.1M

Investors35

AuditorRSM US LLP

Fund NamePTM PARTNERS OPPORTUNITY ZONE FUND III, LP

TypePrivate Equity Fund

GAV$8.1M

Investors35

AuditorRSM US LLP

Fund NamePENNINGTON PRIVATE ACCESS, LP

TypePrivate Equity Fund

GAV$7.4M

Investors17

AuditorWARREN AVERETT

Fund NamePENNINGTON PRIVATE ACCESS, LP

TypePrivate Equity Fund

GAV$7.4M

Investors17

AuditorWARREN AVERETT

Fund NamePENNINGTON PRIVATE ACCESS, LP

TypePrivate Equity Fund

GAV$7.4M

Investors17

AuditorWARREN AVERETT

Fund NameATOMIZER LXIV, A SERIES OF ATOMIZER LLC

TypeOther Private Fund

GAV$4.4M

Investors33

AuditorWARREN AVERETT