HOWARD BAILEY SECURITIES, LLC
CRD #282712 SEC #801-114636 FORT WAYNE, IN 260-482-9559
SEC Registered Disclosures
Total AUM
$484.9M
Discretionary
$484.9M
Employees
16
Clients
0
Accounts
3,793
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $484.9M | $484.9M | $0 | 16 | 0 |
| Jun 2025 | $484.9M | $484.9M | $0 | 16 | 0 |
| Mar 2025 | $484.9M | $484.9M | $0 | 16 | 0 |
| Feb 2025 | $463.3M | $431.7M | $31.6M | 15 | 0 |
| Nov 2024 | $463.3M | $431.7M | $31.6M | 15 | 0 |
| Mar 2024 | $463.3M | $431.7M | $31.6M | 15 | 0 |
| Mar 2023 | $373M | $358.5M | $14.5M | 12 | 0 |
| Sep 2022 | $340.2M | $324.4M | $15.8M | 12 | 0 |
| Apr 2022 | $340.2M | $324.4M | $15.8M | 12 | 0 |
| Mar 2021 | $246.5M | $246.4M | $63.6K | 8 | 126 |
| Nov 2020 | $187.9M | $185.9M | $2M | 7 | 182 |
| Jun 2020 | $187.9M | $185.9M | $2M | 7 | 182 |
| Apr 2020 | $187.9M | $185.9M | $2M | 7 | 182 |
| Mar 2020 | $187.9M | $185.9M | $2M | 7 | 182 |
| Jul 2019 | $117M | $116.5M | $581.7K | 6 | 0 |
| Mar 2019 | $117M | $116.5M | $581.7K | 6 | 0 |
| Mar 2019 | $116.3M | $114.9M | $1.4M | 5 | 5 |
| Feb 2019 | $116.3M | $114.9M | $1.4M | 5 | 5 |
| Dec 2018 | $116.3M | $114.9M | $1.4M | 5 | 5 |
DateNov 2025
Total AUM$484.9M
Discretionary$484.9M
Non-Disc.$0
Employees16
Clients0
DateJun 2025
Total AUM$484.9M
Discretionary$484.9M
Non-Disc.$0
Employees16
Clients0
DateMar 2025
Total AUM$484.9M
Discretionary$484.9M
Non-Disc.$0
Employees16
Clients0
DateFeb 2025
Total AUM$463.3M
Discretionary$431.7M
Non-Disc.$31.6M
Employees15
Clients0
DateNov 2024
Total AUM$463.3M
Discretionary$431.7M
Non-Disc.$31.6M
Employees15
Clients0
DateMar 2024
Total AUM$463.3M
Discretionary$431.7M
Non-Disc.$31.6M
Employees15
Clients0
DateMar 2023
Total AUM$373M
Discretionary$358.5M
Non-Disc.$14.5M
Employees12
Clients0
DateSep 2022
Total AUM$340.2M
Discretionary$324.4M
Non-Disc.$15.8M
Employees12
Clients0
DateApr 2022
Total AUM$340.2M
Discretionary$324.4M
Non-Disc.$15.8M
Employees12
Clients0
DateMar 2021
Total AUM$246.5M
Discretionary$246.4M
Non-Disc.$63.6K
Employees8
Clients126
DateNov 2020
Total AUM$187.9M
Discretionary$185.9M
Non-Disc.$2M
Employees7
Clients182
DateJun 2020
Total AUM$187.9M
Discretionary$185.9M
Non-Disc.$2M
Employees7
Clients182
DateApr 2020
Total AUM$187.9M
Discretionary$185.9M
Non-Disc.$2M
Employees7
Clients182
DateMar 2020
Total AUM$187.9M
Discretionary$185.9M
Non-Disc.$2M
Employees7
Clients182
DateJul 2019
Total AUM$117M
Discretionary$116.5M
Non-Disc.$581.7K
Employees6
Clients0
DateMar 2019
Total AUM$117M
Discretionary$116.5M
Non-Disc.$581.7K
Employees6
Clients0
DateMar 2019
Total AUM$116.3M
Discretionary$114.9M
Non-Disc.$1.4M
Employees5
Clients5
DateFeb 2019
Total AUM$116.3M
Discretionary$114.9M
Non-Disc.$1.4M
Employees5
Clients5
DateDec 2018
Total AUM$116.3M
Discretionary$114.9M
Non-Disc.$1.4M
Employees5
Clients5