SIENA CAPITAL, LLC
Legal name: OXFORD FINANCIAL PARTNERS
CRD #282843 SEC #801-107713 CINCINNATI, OH 513-469-7014
SEC Registered
Total AUM
$277.9M
Discretionary
$277.9M
Employees
5
Clients
101
Accounts
525
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 31, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| CHRISTMAN, ERIK, JAMES | I | MANAGING MEMBER | E | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WALSH, PATRICK, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Oct 31, 2022 REGISTERED
Notice Filings (9)
CO FL GA IN KY NE OH SC TX
Address
8044 MONTGOMERY ROADSUITE 163
CINCINNATI, OH 45236
United States
Phone: 513-469-7014