PENFUND MANAGEMENT LIMITED
CRD #282893 SEC #802-107944 TORONTO 416-865-0707
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRADLOW, JOHN | I | DIRECTOR | NA | Control |
| BRADLOW, JOHN | I | DIRECTOR | NA | Control |
| BRADLOW, JOHN | I | DIRECTOR | NA | Control |
| BRADLOW, JOHN | I | DIRECTOR | NA | Control |
| BRADLOW, JOHN | I | DIRECTOR | NA | Control |
| BRADLOW, RICHARD, BARRY | I | DIRECTOR | NA | Control |
| BRADLOW, RICHARD, BARRY | I | DIRECTOR | NA | Control |
| BRADLOW, RICHARD, BARRY | I | DIRECTOR | NA | Control |
| BRADLOW, RICHARD, BARRY | I | DIRECTOR | NA | Control |
| BRADLOW, RICHARD, BARRY | I | DIRECTOR | NA | Control |
| BRADLOW, RICHARD, BARRY | I | DIRECTOR | NA | Control |
| BRADLOW, RICHARD, BARRY | I | DIRECTOR | NA | Control |
| BRADLOW, RICHARD, BARRY | I | DIRECTOR | NA | Control |
| BRADLOW, RICHARD, BARRY | I | DIRECTOR | NA | Control |
| BRADLOW, RICHARD, BARRY | I | DIRECTOR | NA | Control |
| BRADLOW, RICHARD, BARRY | I | DIRECTOR | NA | Control |
| BRESLIN, ADAM, STEPHEN | I | DIRECTOR | NA | Control |
| BRESLIN, ADAM, STEPHEN | I | DIRECTOR | NA | Control |
| BRESLIN, ADAM, STEPHEN | I | DIRECTOR | NA | Control |
| BRESLIN, ADAM, STEPHEN | I | DIRECTOR | NA | Control |
| BRESLIN, ADAM, STEPHEN | I | DIRECTOR | NA | Control |
| BRESLIN, ADAM, STEPHEN | I | DIRECTOR | NA | Control |
| BRESLIN, ADAM, STEPHEN | I | DIRECTOR | NA | Control |
| BRESLIN, ADAM, STEPHEN | I | DIRECTOR | NA | Control |
| BRESLIN, ADAM, STEPHEN | I | DIRECTOR | NA | Control |
| BRESLIN, ADAM, STEPHEN | I | DIRECTOR | NA | Control |
| BRESLIN, ADAM, STEPHEN | I | DIRECTOR | NA | Control |
| CHAN, FRANCIS, NMN | I | SECRETARY | NA | Control |
| CHAN, FRANCIS, NMN | I | SECRETARY | NA | Control |
| CHAN, FRANCIS, NMN | I | SECRETARY | NA | Control |
| CHAN, FRANCIS, NMN | I | SECRETARY | NA | Control |
| CHAN, FRANCIS, NMN | I | SECRETARY | NA | Control |
| FICH, NICOLE, ANN | I | DIRECTOR | NA | Control |
| FINCH, NICOLE, ANN | I | DIRECTOR | NA | Control |
| HOWARD, TONY, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOWARD, TONY, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOWARD, TONY, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOWARD, TONY, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOWARD, TONY, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MATTINA, GUISEPPE, NMN | I | DIRECTOR | NA | Control |
| MATTINA, GUISEPPE, NMN | I | DIRECTOR | NA | Control |
| MATTINA, GUISEPPE, NMN | I | DIRECTOR | NA | Control |
| MATTINA, GUISEPPE, NMN | I | DIRECTOR | NA | Control |
| MATTINA, GUISEPPE, NMN | I | DIRECTOR | NA | Control |
| PENFUND PRIME MANAGEMENT LIMITED | FE | AFFILIATE | NA | |
| THOMPSON, JEREMY, JAMES | I | DIRECTOR | NA | Control |
| THOMPSON, JEREMY, JAMES | I | DIRECTOR | NA | Control |
| THOMPSON, JEREMY, JAMES | I | DIRECTOR | NA | Control |
| THOMPSON, JEREMY, JAMES | I | DIRECTOR | NA | Control |
| THOMPSON, JEREMY, JAMES | I | DIRECTOR | NA | Control |
| THOMPSON, JEREMY, JAMES | I | DIRECTOR | NA | Control |
| THOMPSON, JEREMY, JAMES | I | DIRECTOR | NA | Control |
| THOMPSON, JEREMY, JAMES | I | DIRECTOR | NA | Control |
| THOMPSON, JEREMY, JAMES | I | DIRECTOR | NA | Control |
| THOMPSON, JEREMY, JAMES | I | DIRECTOR | NA | Control |
| THOMPSON, JEREMY, JAMES | I | DIRECTOR | NA | Control |
| PENFUND INC. | FE | SHAREHOLDER - COMMON SHARES | E | Control |
| PENFUND INC. | FE | SHAREHOLDER - COMMON SHARES | E | Control |
| PENFUND INC. | FE | SHAREHOLDER - COMMON SHARES | E | Control |
| PENFUND INC. | FE | SHAREHOLDER - COMMON SHARES | E | Control |
| PENFUND INC. | FE | SHAREHOLDER - COMMON SHARES | E | Control |
| PENFUND INC. | FE | SHAREHOLDER - COMMON SHARES | E | Control |
| PENFUND INC. | FE | SHAREHOLDER - COMMON SHARES | E | Control |
| PENFUND INC. | FE | SHAREHOLDER - COMMON SHARES | E | Control |
| PENFUND INC. | FE | SHAREHOLDER - COMMON SHARES | E | Control |
| PENFUND INC. | FE | SHAREHOLDER - COMMON SHARES | E | Control |
| PENFUND INC. | FE | SHAREHOLDER - COMMON SHARES | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ANNAVILLE CAPITAL INC. | FE | PENFUND INC. | F | Control |
| ANNAVILLE CAPITAL INC. | FE | PENFUND INC. | F | Control |
| ANNAVILLE CAPITAL INC. | FE | PENFUND INC. | F | Control |
| BUFORD CAPITAL MANAGEMENT INC. | FE | PENFUND INC. | F | Control |
| BUFORD CAPITAL MANAGEMENT INC. | FE | PENFUND INC. | F | Control |
| BUFORD CAPITAL MANAGEMENT INC. | FE | PENFUND INC. | F | Control |
| FOUNTAINHEAD CAPITAL INC. | FE | PENFUND INC. | F | Control |
| FOUNTAINHEAD CAPITAL INC. | FE | PENFUND INC. | F | Control |
| FOUNTAINHEAD CAPITAL INC. | FE | PENFUND INC. | F | Control |
| MATTINA CAPITAL LTD. | FE | PENFUND INC. | F | Control |
| MATTINA CAPITAL LTD. | FE | PENFUND INC. | F | Control |
| MATTINA CAPITAL LTD. | FE | PENFUND INC. | F | Control |
| PENFUND HOLDINGS GP INC. | FE | PENFUND HOLDINGS LP | F | Control |
| PENFUND HOLDINGS GP INC. | FE | PENFUND PARTNERS HOLDINGS LP | F | Control |
| PENFUND HOLDINGS GP INC. | FE | PENFUND HOLDINGS LP | F | Control |
| PENFUND HOLDINGS GP INC. | FE | PENFUND PARTNERS HOLDINGS LP | F | Control |
| PENFUND HOLDINGS GP INC. | FE | PENFUND HOLDINGS LP | F | Control |
| PENFUND HOLDINGS GP INC. | FE | PENFUND PARTNERS HOLDINGS LP | F | Control |
| ROCK CREEK CAPITAL INC. | FE | PENFUND INC. | F | Control |
| ROCK CREEK CAPITAL INC. | FE | PENFUND INC. | F | Control |
| ROCK CREEK CAPITAL INC. | FE | PENFUND INC. | F | Control |
| MATTINA, GIUSEPPE | I | MATTINA CAPITAL LTD. | E | Control |
| PENFUND HOLDINGS LP | FE | PENFUND INC. | E | Control |
| PENFUND HOLDINGS LP | FE | PENFUND INC. | E | |
| PENFUND HOLDINGS LP | FE | PENFUND INC. | E | |
| PENFUND PARTNERS FEEDER INC. | FE | PENFUND HOLDINGS LP | E | Control |
| PENFUND PARTNERS FEEDER INC. | FE | PENFUND HOLDINGS LP | E | Control |
| PENFUND PARTNERS FEEDER INC. | FE | PENFUND HOLDINGS LP | E | Control |
| PENFUND PARTNERS HOLDINGS LP | FE | PENFUND PARTNERS FEEDER INC. | E | Control |
| PENFUND PARTNERS HOLDINGS LP | FE | PENFUND PARTNERS FEEDER INC. | E | |
| PENFUND PARTNERS HOLDINGS LP | FE | PENFUND PARTNERS FEEDER INC. | E | |
| BRADLOW, JOHN | I | BUFORD CAPITAL MANAGEMENT INC. | D | Control |
| BRADLOW, JOHN | I | BUFORD CAPITAL MANAGEMENT INC. | D | Control |
| BRADLOW, JOHN | I | BUFORD CAPITAL MANAGEMENT INC. | D | Control |
| BRADLOW, JOHN | I | BUFORD CAPITAL MANAGEMENT INC. | D | Control |
| BRADLOW, JOHN | I | BUFORD CAPITAL MANAGEMENT INC. | D | Control |
| BRADLOW, JOHN | I | BUFORD CAPITAL MANAGEMENT INC. | D | Control |
| BRADLOW, RICHARD, BARRY | I | ANNAVILLE CAPITAL INC. | D | Control |
| BRADLOW, RICHARD, BARRY | I | ANNAVILLE CAPITAL INC. | D | Control |
| BRADLOW, RICHARD, BARRY | I | ANNAVILLE CAPITAL INC. | D | Control |
| BRADLOW, RICHARD, BARRY | I | ANNAVILLE CAPITAL INC. | D | Control |
| BRADLOW, RICHARD, BARRY | I | ANNAVILLE CAPITAL INC. | D | Control |
| BRADLOW, RICHARD, BARRY | I | ANNAVILLE CAPITAL INC. | D | Control |
| BRADLOW, RICHARD, BARRY | I | ANNAVILLE CAPITAL INC. | D | Control |
| BRADLOW, RICHARD, BARRY | I | ANNAVILLE CAPITAL INC. | D | Control |
| BRESLIN, ADAM, STEPHEN | I | ROCK CREEK CAPITAL INC. | D | Control |
| BRESLIN, ADAM, STEPHEN | I | ROCK CREEK CAPITAL INC. | D | Control |
| BRESLIN, ADAM, STEPHEN | I | ROCK CREEK CAPITAL INC. | D | Control |
| BRESLIN, ADAM, STEPHEN | I | ROCK CREEK CAPITAL INC. | D | Control |
| BRESLIN, ADAM, STEPHEN | I | ROCK CREEK CAPITAL INC. | D | Control |
| BRESLIN, ADAM, STEPHEN | I | ROCK CREEK CAPITAL INC. | D | Control |
| BRESLIN, ADAM, STEPHEN | I | ROCK CREEK CAPITAL INC. | D | Control |
| BRESLIN, ADAM, STEPHEN | I | ROCK CREEK CAPITAL INC. | D | Control |
| THOMPSON, JEREMY, JAMES | I | FOUNTAINHEAD CAPITAL INC. | D | Control |
| THOMPSON, JEREMY, JAMES | I | FOUNTAINHEAD CAPITAL INC. | D | Control |
| THOMPSON, JEREMY, JAMES | I | FOUNTAINHEAD CAPITAL INC. | D | Control |
| THOMPSON, JEREMY, JAMES | I | FOUNTAINHEAD CAPITAL INC. | D | Control |
| THOMPSON, JEREMY, JAMES | I | FOUNTAINHEAD CAPITAL INC. | D | Control |
| THOMPSON, JEREMY, JAMES | I | FOUNTAINHEAD CAPITAL INC. | D | Control |
| THOMPSON, JEREMY, JAMES | I | FOUNTAINHEAD CAPITAL INC. | D | Control |
| THOMPSON, JEREMY, JAMES | I | FOUNTAINHEAD CAPITAL INC. | D | Control |
| ANNAVILLE CAPITAL INC. | FE | PENFUND INC. | C | Control |
| ANNAVILLE CAPITAL INC. | FE | PENFUND INC. | C | Control |
| ANNAVILLE CAPITAL INC. | FE | PENFUND INC. | C | Control |
| ANNAVILLE CAPITAL INC. | FE | PENFUND HOLDINGS GP INC. | C | Control |
| ANNAVILLE CAPITAL INC. | FE | PENFUND HOLDINGS GP INC. | C | Control |
| BUFORD CAPITAL MANAGEMENT INC. | FE | PENFUND INC. | C | Control |
| BUFORD CAPITAL MANAGEMENT INC. | FE | PENFUND INC. | C | Control |
| BUFORD CAPITAL MANAGEMENT INC. | FE | PENFUND INC. | C | Control |
| FOUNTAINHEAD CAPITAL INC. | FE | PENFUND INC. | C | Control |
| FOUNTAINHEAD CAPITAL INC. | FE | PENFUND INC. | C | Control |
| FOUNTAINHEAD CAPITAL INC. | FE | PENFUND INC. | C | Control |
| FOUNTAINHEAD CAPITAL INC. | FE | PENFUND HOLDINGS GP INC. | C | Control |
| FOUNTAINHEAD CAPITAL INC. | FE | PENFUND HOLDINGS GP INC. | C | Control |
| MATTINA, GIUSEPPE | I | MATTINA CAPITAL LTD. | C | Control |
| MATTINA, GIUSEPPE | I | MATTINA CAPITAL LTD. | C | Control |
| ROCK CREEK CAPITAL INC. | FE | PENFUND INC. | C | Control |
| ROCK CREEK CAPITAL INC. | FE | PENFUND INC. | C | Control |
| ROCK CREEK CAPITAL INC. | FE | PENFUND INC. | C | Control |
| ROCK CREEK CAPITAL INC. | FE | PENFUND HOLDINGS GP INC. | C | Control |
| ROCK CREEK CAPITAL INC. | FE | PENFUND HOLDINGS GP INC. | C | Control |
Registrations
Federal
ERA
Mar 27, 2025 REGISTERED
Address
333 BAY STREET, SUITE 610ONTARIO
TORONTO M5H 2R2
Canada
Phone: 416-865-0707