FIRSTRADE ADVISOR, LLC
CRD #282937 SEC #801-112378 FLUSHING, NY 718-269-1400
SEC Registered
Total AUM
--
Discretionary
--
Employees
3
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Aug 8, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KU, JULIE, LI-YUEN | I | CHIEF OF STAFF, MEMBER | NA | Control |
| KU, JULIE, LI-YUEN | I | CHIEF OF STAFF | NA | Control |
| KU, JULIE, LI-YUEN | I | CHIEF OF STAFF | NA | Control |
| KU, JULIE, LI-YUEN | I | CHIEF OF STAFF | NA | Control |
| KU, JULIE, LI-YUEN | I | CHIEF OF STAFF | NA | Control |
| KU, JULIE, LI-YUEN | I | CHIEF OF STAFF, MEMBER | NA | Control |
| KU, LIYUEN | I | CHIEF OF STAFF | NA | Control |
| KU, LIYUEN | I | CHIEF OF STAFF | NA | Control |
| KU, LIYUEN | I | CHIEF OF STAFF | NA | Control |
| KU, LIYUEN | I | CHIEF OF STAFF | NA | Control |
| LIAN, ENG, YEN | I | CCO | NA | Control |
| LIAN, ENG, YEN | I | CCO | NA | Control |
| LIAN, ENG, YEN | I | CCO | NA | Control |
| LIAN, ENG, YEN | I | CCO | NA | Control |
| LIAN, ENG, YEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIU, JOHN | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| LIU, JOHN | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | NA | Control |
| LIU, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LIU, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LIU, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LIU, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LIU, JOHN, C H | I | MEMBER | NA | Control |
| LIU, JOHN, C H | I | MEMBER | NA | Control |
| LIU, JOHN, C H | I | MEMBER | NA | Control |
| LIU, JOHN, C H | I | MEMBER | NA | Control |
| LIU, JOHN, C H | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LIU, JOHN, C H | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LIU, JOHN, C H | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LIU, JOHN, C H | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LIU, YUAN, CHIEH | I | CHIEF TECHNOLOGY OFFICER, MANAGING MEMBER | NA | Control |
| LIU, YUAN, CHIEH | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| LIU, YUAN, CHIEH | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| LIU, YUAN, CHIEH | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| LIU, YUAN, CHIEH | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| LIU, YUAN, CHIEH | I | CHIEF TECHNOLOGY OFFICER, MANAGING MEMBER | NA | Control |
| Liu, Jack, Yuan Chieh | I | MEMBER | NA | Control |
| Liu, Jack, Yuan Chieh | I | MEMBER | NA | Control |
| Liu, Jack, Yuan Chieh | I | MEMBER | NA | Control |
| Liu, Jack, Yuan Chieh | I | MEMBER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FIRSTRADE HOLDING CORPORATION | DE | MEMBER | E | Control |
| FIRSTRADE HOLDING CORPORATION | DE | MEMBER | E | Control |
| FIRSTRADE HOLDING CORPORATION | DE | MEMBER | E | Control |
| FIRSTRADE HOLDING CORPORATION | DE | OWNER | E | Control |
| FIRSTRADE SECURITIES INC. | DE | OWNER | E | Control |
| FIRSTRADE SECURITIES INC. | DE | OWNER | E | Control |
| FIRSTRADE SECURITIES INC. | DE | OWNER | E | Control |
| FIRSTRADE SECURITIES INC. | DE | OWNER | E | Control |
| FIRSTRADE SECURITIES INC. | DE | OWNER | E | Control |
| FIRSTRADE SECURITIES INC. | DE | OWNER | E | Control |
| FIRSTRADE SECURITIES INC. | DE | OWNER | E | Control |
| FIRSTRADE SECURITIES INC. | DE | OWNER | E | Control |
| FIRSTRADE SECURITIES INC. | DE | OWNER | E | Control |
| FIRSTRADE SECURITIES INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LIU, JOHN | I | FIRSTRADE SECURITIES, INC | E | Control |
| LIU, JOHN | I | FIRSTRADE SECURITIES, INC | E | Control |
| LIU, JOHN | I | FIRSTRADE HOLDING CORPORATION | D | Control |
| LIU, JOHN | I | FIRSTRADE HOLDING CORPORATION | D | Control |
| LIU, JOHN | I | FIRSTRADE HOLDING CORPORATION | D | Control |
| LIU, JOHN | I | FIRSTRADE HOLDING CORPORATION | D | Control |
| LIU, JOHN, C H | I | FIRSTRADE SECURITIES, INC | D | Control |
| LIU, JOHN, C H | I | FIRSTRADE SECURITIES, INC | D | Control |
| LIU, JOHN, C H | I | FIRSTRADE SECURITIES, INC | D | Control |
| LIU, JOHN, C H | I | FIRSTRADE SECURITIES, INC | D | Control |
Registrations
Federal
IA
Aug 8, 2018 REGISTERED
Notice Filings (2)
DE NY
Address
30-50 WHITESTONE EXPRESSWAYSUITE A301
FLUSHING, NY 11354
United States
Phone: 718-269-1400