PARKS' SOUTHWESTERN ENTERPRISES, LLC
Legal name: SOUTHWESTERN ADVISORY GROUP
CRD #282950 SEC #801-107352 STEPHENVILLE, TX (254) 968-6428
SEC Registered
Total AUM
$40M
Discretionary
$40M
Employees
3
Clients
0
Accounts
120
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 11, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PARKS, COLE, GILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PARKS, COLE, GILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PARKS, COLE, GILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PARKS, COLE, GILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PARKS, COLE, GILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PARKS, COLE, GILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PARKS, COLE, GILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PARKS, COLE, GILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PARKS, COLE, GILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PARKS, COLE, GILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PARKS' SOUTHWESTERN ENTERPRISE LLC | DE | MANAGING MEMBER | E | Control |
| PARKS' SOUTHWESTERN ENTERPRISE LLC | DE | MANAGING MEMBER | E | Control |
| PARKS' SOUTHWESTERN ENTERPRISE LLC | DE | MANAGING MEMBER | E | Control |
| PARKS' SOUTHWESTERN ENTERPRISE LLC | DE | MANAGING MEMBER | E | Control |
| PARKS' SOUTHWESTERN ENTERPRISE LLC | DE | MANAGING MEMBER | E | Control |
| PARKS' SOUTHWESTERN ENTERPRISE LLC | DE | MANAGING MEMBER | E | Control |
| PARKS' SOUTHWESTERN ENTERPRISE LLC | DE | MANAGING MEMBER | E | Control |
| PARKS' SOUTHWESTERN ENTERPRISE LLC | DE | MANAGING MEMBER | E | Control |
| PARKS' SOUTHWESTERN ENTERPRISE LLC | DE | MANAGING MEMBER | E | Control |
| PARKS' SOUTHWESTERN ENTERPRISE LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PARKS, COLE, GILLIAM | I | PARKS' SOUTHWESTERN ENTERPRISE, LLC | E | Control |
| PARKS, COLE, GILLIAM | I | PARKS' SOUTHWESTERN ENTERPRISE, LLC | E | Control |
| PARKS, COLE, GILLIAM | I | PARKS' SOUTHWESTERN ENTERPRISE, LLC | E | Control |
| PARKS, COLE, GILLIAM | I | PARKS' SOUTHWESTERN ENTERPRISE, LLC | E | Control |
| PARKS, COLE, GILLIAM | I | PARKS' SOUTHWESTERN ENTERPRISE, LLC | E | Control |
| PARKS, COLE, GILLIAM | I | PARKS' SOUTHWESTERN ENTERPRISE, LLC | E | Control |
| PARKS, COLE, GILLIAM | I | PARKS' SOUTHWESTERN ENTERPRISE, LLC | E | Control |
| PARKS, COLE, GILLIAM | I | PARKS' SOUTHWESTERN ENTERPRISE, LLC | E | Control |
| PARKS, COLE, GILLIAM | I | PARKS' SOUTHWESTERN ENTERPRISE, LLC | E | Control |
| PARKS, COLE, GILLIAM | I | PARKS' SOUTHWESTERN ENTERPRISE, LLC | E | Control |
Registrations
Federal
IA
Apr 11, 2017 REGISTERED
Notice Filings (1)
TX
Address
105 EAST ROADSTEPHENVILLE, TX 76401
United States
Phone: (254) 968-6428