STEWARD PARTNERS INVESTMENT ADVISORY, LLC
CRD #283004 SEC #801-107426 STAMFORD, CT 866-694-7769
SEC Registered Broker-Dealer
Total AUM
$28.3B
Discretionary
$22.8B
Employees
591
Clients
--
Accounts
61,475
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 2, 2025
- Branch Offices
- 111
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Achkire, Debra, Volland | I | COUNSEL | NA | Control |
| Achkire, Debra, Volland | I | COUNSEL | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH, S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLD, JAMES, MATTHEW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Guldner, Robert, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENTFIELD, DOUGLAS, EDWARDS | I | PRESIDENT | NA | Control |
| KENTFIELD, DOUGLAS, EDWARDS | I | PRESIDENT | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAITLAND, MACGREGOR | I | CHIEF RISK OFFICER | NA | Control |
| MAURER, MICHAEL, PATRICK | I | CHAIRMAN | NA | Control |
| MAURER, MICHAEL, PATRICK | I | CHAIRMAN | NA | Control |
| MAURER, MICHAEL, PATRICK | I | CHAIRMAN | NA | Control |
| MAURER, MICHAEL, PATRICK | I | CHAIRMAN | NA | Control |
| MAURER, MICHAEL, PATRICK | I | CHAIRMAN | NA | Control |
| MAURER, MICHAEL, PATRICK | I | CHAIRMAN | NA | Control |
| MAURER, MICHAEL, PATRICK | I | CHAIRMAN | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MOCCIA-CUNHA, CORINNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER, ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | CHIEF OPERATING OFFICER | NA | Control |
| SAPORTA, HY, JAMIE | I | CHIEF OPERATING OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WAY, GEORGE, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT AND CHIEF OPERATIONS OFFICER | NA | |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT AND CHIEF OPERATIONS OFFICER | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT AND CHIEF OPERATIONS OFFICER | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT AND CHIEF OPERATIONS OFFICER | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT AND CHIEF OPERATIONS OFFICER | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT AND CHIEF OPERATIONS OFFICER | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT AND CHIEF OPERATIONS OFFICER | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT AND CHIEF OPERATIONS OFFICER | NA | |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI, THERESA | I | PRESIDENT | NA | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS, LLC | DE | MEMBER | E | Control |
| STEWARD PARTNERS, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| GOLD, JAMES, MATTHEW | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| MAURER, MICHAEL, PATRICK | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| MAURER, MICHAEL, PATRICK | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| MAURER, MICHAEL, PATRICK | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| MAURER, MICHAEL, PATRICK | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| MAURER, MICHAEL, PATRICK | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| MAURER, MICHAEL, PATRICK | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| MAURER, MICHAEL, PATRICK | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| SAPORTA, HY, JAMIE | I | STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | F | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | STEWARD PARTNERS, LLC | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | STEWARD PARTNERS, LLC | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | STEWARD PARTNERS, LLC | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | STEWARD PARTNERS, LLC | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | STEWARD PARTNERS, LLC | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | STEWARD PARTNERS, LLC | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | STEWARD PARTNERS, LLC | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | STEWARD PARTNERS, LLC | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | STEWARD PARTNERS, LLC | E | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | E | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | Control |
Registrations
Federal
IA
Dec 2, 2025 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
400 ATLANTIC STREETFLOOR 10, SUITE 1020
STAMFORD, CT 06901-3512
United States
Phone: 866-694-7769