RIA Intelligence

NB WEALTH MANAGEMENT LLC

CRD #283016 SEC #801-107880 SAN FRANCISCO, CA 415-417-5288
SEC Registered
Total AUM
$148M
Discretionary
$0
Employees
3
Clients
0
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 22, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CHANG, MICHAEL, SHIH-JUNGICHIEF EXECUTIVE OFFICERNA Control
CHANG, MICHAEL, SHIH-JUNGICHIEF EXECUTIVE OFFICERNA Control
CHANG, MICHAEL, SHIH-JUNGICHIEF EXECUTIVE OFFICERNA Control
CHANG, MICHAEL, SHIH-JUNGICHIEF EXECUTIVE OFFICERNA Control
MOSHER, MICHAEL, EDWARDICHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICERNA Control
MOSHER, MICHAEL, EDWARDICHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICERNA Control
MOSHER, MICHAEL, EDWARDICHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICERNA Control
MOSHER, MICHAEL, EDWARDICHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICERNA Control
U.S. CORE HOLDINGS LLCDEOWNERE Control
U.S. CORE HOLDINGS LLCDEOWNERE Control
U.S. CORE HOLDINGS LLCDEOWNERE Control
U.S. CORE HOLDINGS LLCDEOWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CHANG, MICHAEL, SHIH-JUNGIU.S. CORE HOLDINGS LLCE Control
CHANG, MICHAEL, SHIH-JUNGIU.S. CORE HOLDINGS LLCE Control
CHANG, MICHAEL, SHIH-JUNGIU.S. CORE HOLDINGS LLCE Control
CHANG, MICHAEL, SHIH-JUNGIU.S. CORE HOLDINGS LLCE Control

Registrations

Federal

IA
Sep 22, 2016 REGISTERED

Notice Filings (1)

CA

Address

1 CALIFORNIA STREET, SUITE 2450
C/O US CORE HOLDINGS LLC
SAN FRANCISCO, CA 94111
United States
Phone: 415-417-5288