PACIFIC POINT ADVISORS, LLC
CRD #283095 SEC #801-108222 RENTON, WA (425) 336-6400
SEC Registered
Total AUM
$37.3M
Discretionary
$37.3M
Employees
3
Clients
101
Accounts
287
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERNSTEIN, DANIEL, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEAVER, NORMAN | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| INTERIM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| PACIFIC POINT ADVISORS, LLC | DE | MEMBER | E | Control |
| WEAVER, NORMAN | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| WEAVER, NORMAN | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| WEAVER, NORMAN | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, AND MANAGING MEMBER | E | Control |
| WEAVER, NORMAN | I | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| WEAVER, NORMAN | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, AND MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WEAVER, NORMAN | I | PACIFIC POINT ADVISORS, LLC | E | Control |
Registrations
Federal
IA
Mar 31, 2017 REGISTERED
Notice Filings (1)
WA
Address
15 SOUTH GRADY WAYSUITE 115
RENTON, WA 98057
United States
Phone: (425) 336-6400