RIA Intelligence

EXECUTIVE WEALTH GROUP, LLC

CRD #283103 SEC #801-108940 KIRKLAND, WA 425-448-4988
SEC Registered
Total AUM
$394.5M
Discretionary
$394.5M
Employees
2
Clients
0
Accounts
220

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 7, 2024
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BERNSTEIN, DANIEL, ADAMICHIEF COMPLIANCE OFFICERNA Control
BERNSTEIN, DANIEL, ADAMICHIEF COMPLIANCE OFFICERNA Control
INTERIM HOLDINGS, LLCDEMANAGING MEMBERE Control
INTERIM HOLDINGS, LLCDEMANAGING MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MAXWELL, SAMUEL, CHAPMANICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control

Registrations

Federal

IA
Mar 7, 2024 REGISTERED

Notice Filings (2)

TX WA

Address

3435 CARILLON POINT
KIRKLAND, WA 98033
United States
Phone: 425-448-4988