GUGGENHEIM WEALTH SOLUTIONS, LLC

CRD #283238 SEC #801-107511 SANTA MONICA, CA 310-576-1270

SEC Registered

Total AUM

$31.4M

Discretionary

$31.4M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 14, 2025
Branch Offices: 3
LEI: 254900A8OCLNLYQDAC19

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BROWN, STEVEN, HERSCHEDE	I	CHIEF INVESTMENT OFFICER FOR FIXED INCOME, GUGGENHEIM WEALTH SOLUTIONS, LLC	NA	Control
BROWN, STEVEN, HERSCHEDE	I	CHIEF INVESTMENT OFFICER FOR FIXED INCOME, GUGGENHEIM WEALTH SOLUTIONS, LLC	NA	Control
BROWN, STEVEN, HERSCHEDE	I	CHIEF INVESTMENT OFFICER FOR FIXED INCOME, GUGGENHEIM WEALTH SOLUTIONS, LLC	NA	Control
BROWN, STEVEN, HERSCHEDE	I	CHIEF INVESTMENT OFFICER FOR FIXED INCOME, GUGGENHEIM WEALTH SOLUTIONS, LLC	NA	Control
CATALUCCI, JOANNA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CATALUCCI, JOANNA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CATALUCCI, JOANNA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CATALUCCI, JOANNA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA	Control
DILORENZO, DINA, MARIE	I	MANAGING PARTNER, PRESIDENT	NA	Control
DILORENZO, DINA, MARIE	I	MANAGING PARTNER, PRESIDENT	NA	Control
DILORENZO, DINA, MARIE	I	MANAGING PARTNER, PRESIDENT	NA	Control
DILORENZO, DINA, MARIE	I	MANAGING PARTNER, PRESIDENT	NA	Control
JEE, ROBERT, T	I	CHIEF COMPLIANCE OFFICER	NA	Control
JEE, ROBERT, TREVOR	I	CHIEF COMPLIANCE OFFICER	NA	Control
JEE, ROBERT, TREVOR	I	CHIEF COMPLIANCE OFFICER	NA	Control
JEE, ROBERT, TREVOR	I	CHIEF COMPLIANCE OFFICER	NA	Control
JEE, ROBERT, TREVOR	I	CHIEF COMPLIANCE OFFICER	NA	Control
JEE, ROBERT, TREVOR	I	CHIEF COMPLIANCE OFFICER	NA	Control
JEE, ROBERT, TREVOR	I	CHIEF COMPLIANCE OFFICER	NA	Control
JEE, ROBERT, TREVOR	I	CHIEF COMPLIANCE OFFICER	NA	Control
JEE, ROBERT, TREVOR	I	CHIEF COMPLIANCE OFFICER	NA	Control
JEE, ROBERT, TREVOR	I	CHIEF COMPLIANCE OFFICER	NA	Control
MINERD, BYRON, SCOTT	I	CHIEF INVESTMENT OFFICER	NA	Control
MINERD, BYRON, SCOTT	I	CHIEF INVESTMENT OFFICER	NA	Control
MINERD, BYRON, SCOTT	I	CHIEF INVESTMENT OFFICER	NA	Control
MINERD, BYRON, SCOTT	I	CHIEF INVESTMENT OFFICER	NA	Control
MINERD, BYRON, SCOTT	I	CHIEF INVESTMENT OFFICER	NA	Control
MINERD, BYRON, SCOTT	I	CHIEF INVESTMENT OFFICER	NA	Control
MINERD, BYRON, SCOTT	I	CHIEF INVESTMENT OFFICER	NA	Control
MINERD, BYRON, SCOTT	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER	NA	Control
MINERD, BYRON, SCOTT	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER OF GPA, CHIEF INVESTMENT OFFICER OF GUGGENHEIM PARTNERS	NA	Control
MINERD, BYRON, SCOTT	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER OF GPA, CHIEF INVESTMENT OFFICER OF GUGGENHEIM PARTNERS	NA	Control
ROBINSON, KEVIN, MAURICE	I	CHIEF LEGAL OFFICER	NA	Control
SAPERSTEIN, ROBERT, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA	Control
SAPERSTEIN, ROBERT, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA	Control
SAPERSTEIN, ROBERT, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA	Control
SAPERSTEIN, ROBERT, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA	Control
SAPERSTEIN, ROBERT, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA	Control
Stone, Suzanne	I	HEAD OF CLIENT SERVICE, GUGGENHEIM WEALTH SOLUTIONS, LLC	NA	Control
Stone, Suzanne	I	HEAD OF CLIENT SERVICE, GUGGENHEIM WEALTH SOLUTIONS, LLC	NA	Control
Stone, Suzanne	I	HEAD OF CLIENT SERVICE, GUGGENHEIM WEALTH SOLUTIONS, LLC	NA	Control
Stone, Suzanne	I	HEAD OF CLIENT SERVICE, GUGGENHEIM WEALTH SOLUTIONS, LLC	NA	Control
WALSH, ANNE, BOOKWALTER	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER, GUGGENHEIM WEALTH SOLUTIONS, LLC	NA	Control
WALSH, ANNE, BOOKWALTER	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER, GUGGENHEIM WEALTH SOLUTIONS, LLC	NA	Control
WALSH, ANNE, BOOKWALTER	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER, GUGGENHEIM WEALTH SOLUTIONS, LLC	NA	Control
WALSH, ANNE, BOOKWALTER	I	MANAGING PARTNER, CHIEF INVESTMENT OFFICER, GUGGENHEIM WEALTH SOLUTIONS, LLC	NA	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GMI GPIMH, LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO II LLC	DE	GI HOLDCO LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GI HOLDCO LLC	DE	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC.	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM MANAGER, INC.	DE	GMI GPIMH, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GI HOLDCO II LLC	E	Control
SAMMONS CORPORATION	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS CORPORATION	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS CORPORATION	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS CORPORATION	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAMMONS CORPORATION	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAMMONS CORPORATION	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAMMONS CORPORATION	E	Control
SAMMONS ENTERPRISES, INC.	DE	SAMMONS CORPORATION	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC.	E	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control

Registrations

Federal

May 14, 2025 REGISTERED

Notice Filings (52)

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Phone: 310-576-1270