IBAA
CRD #283263 SEC #801-107430 SAN BERNARDINO, CA 7146876870
SEC Registered
Total AUM
$120.2M
Discretionary
$120.2M
Employees
11
Clients
0
Accounts
16
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 4, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LIM, TONY, C | I | CEO, CCO, COO | NA | Control |
| LIM, TONY, C | I | CCO | NA | Control |
| LIM, TONY, C | I | CEO, CCO, COO | NA | Control |
| LIM, TONY, C | I | CEO, CCO, COO | NA | Control |
| LIM, TONY, C | I | CCO, COO | NA | Control |
| LIM, TONY, C | I | CCO, COO | NA | Control |
| LO, PAUL, YEE | I | COO | NA | |
| LO, PAUL, YEE | I | COO | NA | |
| TAMURA, YASUSHI, NMN | I | DIRECTOR | NA | Control |
| TAMURA, YASUSHI, NMN | I | DIRECTOR | NA | Control |
| TAMURA, YASUSHI, NMN | I | DIRECTOR | NA | Control |
| Yu, Miao, NMN | I | CHIEF LEGAL OFFICER | NA | |
| Yu, Miao, NMN | I | CHIEF LEGAL OFFICER | NA | |
| Yu, Miao, NMN | I | CHIEF LEGAL OFFICER | NA | |
| Yu, Miao, NMN | I | CHIEF LEGAL OFFICER | NA | |
| Yu, Miao, NMN | I | CCO | NA | |
| Yu, Miao, NMN | I | CHIEF LEGAL OFFICER | NA | |
| Yu, Miao, NMN | I | CCO | NA | |
| SUZUKI, FUJIKO, NMN | I | CFO, DIRECTOR | D | Control |
| SUZUKI, FUJIKO, NMN | I | CFO, DIRECTOR | D | Control |
| SUZUKI, FUJIKO, NMN | I | CFO, DIRECTOR | D | Control |
| TAMURA, REIKO, NMN | I | CEO | D | Control |
| TAMURA, REIKO, NMN | I | CEO | D | Control |
| TAMURA, REIKO, NMN | I | CEO | D | Control |
| SUZUKI, FUJIKO, NMN | I | CFO, DIRECTOR | C | Control |
| SUZUKI, FUJIKO, NMN | I | CFO, DIRECTOR | C | Control |
| SUZUKI, FUJIKO, NMN | I | CFO, DIRECTOR | C | Control |
| SUZUKI, FUJIKO, NMN | I | CFO, DIRECTOR | C | Control |
| Suzuki, Fujiko | I | CFO | C | Control |
| TAMURA, REIKO, NMN | I | CEO | C | Control |
| TAMURA, YASUSHI, NMN | I | DIRECTOR | C | Control |
| TAMURA, YASUSHI, NMN | I | DIRECTOR | C | Control |
| TAMURA, YASUSHI, NMN | I | DIRECTOR | C | Control |
| TAMURA, YASUSHI, NMN | I | DIRECTOR | C | Control |
| TAMURA, REIKO, NMN | I | BOARD CHAIRMAN | A | Control |
| TAMURA, REIKO, NMN | I | BOARD CHAIRMAN | A | Control |
| TAMURA, REIKO, NMN | I | BOARD CHAIRMAN | A | Control |
Registrations
Federal
IA
May 4, 2017 REGISTERED
Notice Filings (1)
CA
Address
250 N G STREETSUITE 200
SAN BERNARDINO, CA 92410
United States
Phone: 7146876870