RIA Intelligence

SHELLPOINT ADVISORS LLC

CRD #283320 SEC #801-107677 NEW YORK, NY 212-850-7740
SEC Registered
Total AUM
--
Discretionary
--
Employees
19
Clients
--
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 5, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CHIN, DAVID, ANDREWIFINANCENA Control
CHIN, DAVID, ANDREWIFINANCENA Control
KUSHNER, SHARI, LYNICHIEF COMPLIANCE OFFICERNA Control
KUSHNER, SHARI, LYNICHIEF COMPLIANCE OFFICERNA Control
LA BARBERA, ANDREW, E.IREGISTERED REPRESENTATIVENA Control
LA BARBERA, ANDREW, EDWARDIREGISTERED REPRESENTATIVENA Control
MAGEE, WILLIAM, ROBERTICHIEF INVESTMENT OFFICERNA Control
MAGEE, WILLIAM, ROBERTICHIEF INVESTMENT OFFICERNA Control
MANTELL, DAVID, JOSHUAITRADINGNA Control
MCSHERRY, JOSEPH, WILLIAMISENIOR VICE PRESIDENT AND CFONA Control
MCSHERRY, JOSEPH, WILLIAMISENIOR VICE PRESIDENT AND CFONA Control
Mantell, DavidITRADINGNA Control
RICKERT, ANDREW, PAULITREASURERNA Control
RICKERT, ANDREW, PAULITREASURERNA Control
SANDERS, SAUL, IRAICO-CHIEF EXECUTIVE OFFICERNA Control
SANDERS, SAUL, IRAICO-CHIEF EXECUTIVE OFFICERNA Control
WILLIAMS, BRUCE, JOHNICO-CHIEF EXECUTIVE OFFICERNA Control
WILLIAMS, BRUCE, JOHNICO-CHIEF EXECUTIVE OFFICERNA Control
SHELLPOINT PARTNERS LLCDEMANAGING MEMBERE Control
SHELLPOINT PARTNERS LLCDEMANAGING MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
SHELLPOINT MANAGEMENT HOLDINGS LLCDESHELLPOINT PARTNERS, LLCC Control
SHELLPOINT MANAGEMENT HOLDINGS LLCDESHELLPOINT PARTNERS, LLCC Control

Registrations

Federal

IA
Apr 5, 2016 REGISTERED

Address

140 EAST 45TH STREET
37TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-850-7740