COMPASS FINANCIAL PLANNING, LLC
CRD #283585 SEC #801-112726 SAN LUIS OBISPO, CA (805) 888-1597
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
11
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 12, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HERZOG, CAROLYN, JANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HERZOG, CAROLYN, JANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HERZOG, CAROLYN, JANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HERZOG, CAROLYN, JANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HERZOG, CAROLYN, JANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HERZOG, CAROLYN, JANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HERZOG, CAROLYN, JANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HERZOG, CAROLYN, JANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HERZOG, CAROLYN, JANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HERZOG, CAROLYN, JANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 12, 2021 REGISTERED
Notice Filings (1)
CA
Address
1075 COURT ST.,SUITE 206
SAN LUIS OBISPO, CA 93401
United States
Phone: (805) 888-1597