MERCURIO & ASSOCIATES INC.
Legal name: MERCURIO WEALTH ADVISORS
CRD #283632 SEC #801-121883 LOUISVILLE, KY (502) 253-9366
SEC Registered
Total AUM
$123.2M
Discretionary
$118.1M
Employees
10
Clients
10
Accounts
942
Firm Details
- Organization Type
- Corporation
- State of Formation
- Kentucky
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOLTON, TROY, WAYNE | I | PRESIDENT/SENIOR WEALTH ADVISOR | NA | |
| BOLTON, TROY, WAYNE | I | PRESIDENT/SENIOR WEALTH ADVISOR | NA | |
| BOLTON, TROY, WAYNE | I | PRESIDENT/SENIOR WEALTH ADVISOR | NA | |
| MERCURIO, DONALD, ALAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MERCURIO, DONALD, ALAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MERCURIO, DONALD, ALAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MERCURIO, DONALD, ALAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MERCURIO, DONALD, ALAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MERCURIO, DONALD, ALAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MERCURIO, DONALD, ALAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MERCURIO, DONALD, ALAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MERCURIO, DONALD, ALAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MERCURIO, DONALD, ALAN | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| MERCURIO, DONALD, ALAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MERCURIO, DONALD, ALAN | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| MERCURIO, DONALD, ALAN | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| MERCURIO, DONALD, ALAN | I | CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| BOLTON, TROY, WAYNE | I | PRESIDENT | A | Control |
| BOLTON, TROY, WAYNE | I | PRESIDENT | A | Control |
Registrations
Federal
IA
Mar 21, 2025 REGISTERED
Notice Filings (5)
FL IN KY NE TX
Address
9100 SHELBYVILLE RD.SUITE 150
LOUISVILLE, KY 40222
United States
Phone: (502) 253-9366