LOKKEN INVESTMENT GROUP, LLC
CRD #283696 SEC #801-114384 LEWES, DE 302-645-6650
SEC Registered
Total AUM
$366.5M
Discretionary
$366.5M
Employees
4
Clients
51
Accounts
1,345
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RUARK, CARRIE, MAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUARK, CARRIE, MAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUARK, CARRIE, MAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUARK, CARRIE, MAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUARK, CARRIE, MAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUARK, CARRIE, MAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUARK, CARRIE, MAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUARK, CARRIE, MAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUARK, CARRIE, MAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUARK, CARRIE, MAE | I | CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL | NA | |
| RUARK, CARRIE, MAE | I | CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL | NA | |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL AND CCO | E | Control |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL AND CCO | E | Control |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL AND CCO | E | Control |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL AND CCO | E | Control |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL AND CCO | E | Control |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL AND CCO | E | Control |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL | E | Control |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL AND CCO | E | Control |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL | E | Control |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL | E | Control |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL | E | Control |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL | E | Control |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL | E | Control |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL | E | Control |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL | E | Control |
| LOKKEN, JONATHAN, LAWRENCE | I | MANAGING PRINCIPAL | E | Control |
| LOKKEN, KARLYN, FORAKER | I | OWNER | E | Control |
| LOKKEN, KARLYN, FORAKER | I | OWNER | E | Control |
Registrations
Federal
IA
Mar 13, 2025 REGISTERED
Notice Filings (11)
DE FL LA MA MD NC NJ NY PA TX VA
Address
1413 SAVANNAH ROAD,SUITE 4
LEWES, DE 19958
United States
Phone: 302-645-6650