NWM ADVISORS, LLC
CRD #283714 SEC #801-107866 SAN LUIS OBISPO, CA 805-781-2773
SEC Registered
Total AUM
$293.6M
Discretionary
$283.8M
Employees
2
Clients
--
Accounts
473
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 25, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NICHOLS, KEVIN, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NICHOLS, KEVIN, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NICHOLS, KEVIN, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NICHOLS WEALTH MANAGEMENT, INC. | DE | OWNER/MANAGING MEMBER | E | Control |
| NICHOLS WEALTH MANAGEMENT, INC. | DE | OWNER/MANAGING MEMBER | E | Control |
| NICHOLS WEALTH MANAGEMENT, INC. | DE | OWNER/MANAGING MEMBER | E | Control |
| NICHOLS WEALTH MANAGEMENT, INC. | DE | OWNER/MANAGING MEMBER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLS, KEVIN, MARK | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| NICHOLS WEALTH MANAGEMENT, INC. | DE | OWNER/MANAGING MEMBER | D | Control |
| NICHOLS WEALTH MANAGEMENT, INC. | DE | OWNER/MANAGING MEMBER | D | Control |
| NICHOLS WEALTH MANAGEMENT, INC. | DE | OWNER/MANAGING MEMBER | D | Control |
| NICHOLS WEALTH MANAGEMENT, INC. | DE | OWNER/MANAGING MEMBER | D | Control |
| NICHOLS WEALTH MANAGEMENT, INC. | DE | OWNER/MANAGING MEMBER | D | Control |
| NICHOLS WEALTH MANAGEMENT, INC. | DE | OWNER/MANAGING MEMBER | D | Control |
| NICHOLS WEALTH MANAGEMENT, INC. | DE | OWNER/MANAGING MEMBER | D | Control |
| NICHOLS WEALTH MANAGEMENT, INC. | DE | OWNER/MANAGING MEMBER | D | Control |
| NICHOLS WEALTH MANAGEMENT, INC. | DE | OWNER/MANAGING MEMBER | D | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | C | Control |
| WRIGHT, ANDREW, JAMES | I | PARTNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NICHOLS, KEVIN, MARK | I | NICHOLS WEALTH MANAGEMENT, INC. | E | Control |
| NICHOLS, KEVIN, MARK | I | NICHOLS WEALTH MANAGEMENT, INC. | E | Control |
| NICHOLS, KEVIN, MARK | I | NICHOLS WEALTH MANAGEMENT, INC. | D | Control |
| NICHOLS, KEVIN, MARK | I | NICHOLS WEALTH MANAGEMENT, INC. | D | Control |
| NICHOLS, KEVIN, MARK | I | NICHOLS WEALTH MANAGEMENT, INC. | D | Control |
| NICHOLS, KEVIN, MARK | I | NICHOLS WEALTH MANAGEMENT, INC. | D | Control |
| NICHOLS, KEVIN, MARK | I | NICHOLS WEALTH MANAGEMENT, INC. | D | Control |
| NICHOLS, KEVIN, MARK | I | NICHOLS WEALTH MANAGEMENT, INC. | D | Control |
| NICHOLS, KEVIN, MARK | I | NICHOLS WEALTH MANAGEMENT, INC. | D | Control |
| NICHOLS, KEVIN, MARK | I | NICHOLS WEALTH MANAGEMENT, INC. | D | Control |
| NICHOLS, KEVIN, MARK | I | NICHOLS WEALTH MANAGEMENT, INC. | D | Control |
| NICHOLS, KEVIN, MARK | I | NICHOLS WEALTH MANAGEMENT, INC. | D | Control |
| NICHOLS, KEVIN, MARK | I | NICHOLS WEALTH MANAGEMENT, INC. | D | Control |
Registrations
Federal
IA
Feb 25, 2025 REGISTERED
Notice Filings (5)
CA HI LA NV TX
Address
735 TANK FARM ROADSUITE 250
SAN LUIS OBISPO, CA 93401
United States
Phone: 805-781-2773