SPRING LAKE ASSET MANAGEMENT, INC.
CRD #283750 SEC #801-108168 813-336-6889
SEC Registered Private Funds
Total AUM
$1.1B
Discretionary
$1.1B
Employees
8
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 7
- LEI
- 549300SOYIVCXO2JZN97
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| THOMAS, DAVID, EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, DAVID, EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, DAVID, EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, DAVID, EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, DAVID, EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, DAVID, EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, DAVID, EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, DAVID, EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, DAVID, EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, DAVID, EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, DAVID, EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, DAVID, EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, DAVID, EDWARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | D | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | D | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | D | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | D | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | D | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | RESIDENT | D | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | RESIDENT | D | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| BRISCOE, KAITLIN, MCGILLION | I | PORTFOLIO MANAGER | C | Control |
| BRISCOE, KAITLIN, MCGILLION | I | PORTFOLIO MANAGER | C | Control |
| BRISCOE, KAITLIN, MCGILLION | I | PORTFOLIO MANAGER | C | Control |
| BRISCOE, KAITLIN, MCGILLION | I | PORTFOLIO MANAGER | C | Control |
| BRISCOE, KAITLIN, MCGILLION | I | PORTFOLIO MANAGER | C | Control |
| BRISCOE, KAITLIN, MCGILLION | I | PORTFOLIO MANAGER | C | Control |
| BRISCOE, KAITLIN, MCGILLION | I | PORTFOLIO MANAGER | C | Control |
| BRISCOE, KAITLIN, MCGILLION | I | PORTFOLIO MANAGER | C | Control |
| BRISCOE, KAITLIN, MCGILLION | I | PORTFOLIO MANAGER | C | Control |
| BRISCOE, KAITLIN, MCGILLION | I | PORTFOLIO MANAGER | C | Control |
| BRISCOE, KAITLIN, MCGILLION | I | PORTFOLIO MANAGER | C | Control |
| BRISCOE, KAITLIN, MCGILLION | I | PORTFOLIO MANAGER | C | Control |
| BRISCOE, KAITLIN, MCGILLION | I | PORTFOLIO MANAGER | C | Control |
| BRODSKY, MICHAEL, DYLAN | I | PORTFOLIO MANAGER | C | Control |
| BRODSKY, MICHAEL, DYLAN | I | PORTFOLIO MANAGER | C | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | C | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | C | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | C | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | C | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | C | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | C | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | C | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | C | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | C | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | C | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | C | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | C | Control |
| CALDWELL, THOMAS, BARRY | I | CEO | C | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT | C | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT | C | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT | C | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT | C | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT | C | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT | C | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT | C | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT | C | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT | C | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT | C | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT | C | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT | C | Control |
| CROSBY, CHRISTOPHER, WILLIAM | I | PRESIDENT | C | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (3)
FL MI NV
Address
Phone: 813-336-6889