PROTA FINANCIAL, LLC
Legal name: PROTA FINANCIAL
CRD #283776 SEC #801-125895 HOUSTON, TX 713-568-8171
SEC Registered
Total AUM
$233.7M
Discretionary
$226.5M
Employees
13
Clients
0
Accounts
1,643
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $233.7M | $226.5M | $7.2M | 13 | 0 |
| Mar 2025 | $233.7M | $226.5M | $7.2M | 12 | 0 |
| Aug 2024 | $182M | $182M | $0 | 12 | 0 |
| May 2024 | $182M | $182M | $0 | 12 | 0 |
| Apr 2024 | $182M | $182M | $0 | 12 | 0 |
| Feb 2024 | $182M | $182M | $0 | 12 | 0 |
| Jan 2024 | $182M | $182M | $0 | 12 | 0 |
| Dec 2023 | $127.7M | $126.4M | $1.3M | 11 | 0 |
| Aug 2023 | $127.7M | $126.4M | $1.3M | 12 | 0 |
| Jul 2023 | $127.7M | $126.4M | $1.3M | 8 | 0 |
| Mar 2023 | $127.7M | $126.4M | $1.3M | 8 | 0 |
| May 2022 | $114.2M | $109.5M | $4.7M | 5 | 0 |
DateNov 2025
Total AUM$233.7M
Discretionary$226.5M
Non-Disc.$7.2M
Employees13
Clients0
DateMar 2025
Total AUM$233.7M
Discretionary$226.5M
Non-Disc.$7.2M
Employees12
Clients0
DateAug 2024
Total AUM$182M
Discretionary$182M
Non-Disc.$0
Employees12
Clients0
DateMay 2024
Total AUM$182M
Discretionary$182M
Non-Disc.$0
Employees12
Clients0
DateApr 2024
Total AUM$182M
Discretionary$182M
Non-Disc.$0
Employees12
Clients0
DateFeb 2024
Total AUM$182M
Discretionary$182M
Non-Disc.$0
Employees12
Clients0
DateJan 2024
Total AUM$182M
Discretionary$182M
Non-Disc.$0
Employees12
Clients0
DateDec 2023
Total AUM$127.7M
Discretionary$126.4M
Non-Disc.$1.3M
Employees11
Clients0
DateAug 2023
Total AUM$127.7M
Discretionary$126.4M
Non-Disc.$1.3M
Employees12
Clients0
DateJul 2023
Total AUM$127.7M
Discretionary$126.4M
Non-Disc.$1.3M
Employees8
Clients0
DateMar 2023
Total AUM$127.7M
Discretionary$126.4M
Non-Disc.$1.3M
Employees8
Clients0
DateMay 2022
Total AUM$114.2M
Discretionary$109.5M
Non-Disc.$4.7M
Employees5
Clients0