INDEPENDENT WEALTH ADVISORS LLC
CRD #283793 SEC #801-108804 CHADDS FORD, PA 484-778-4425
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 18, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLAIR, JOHN, LEROY | I | SERIES MANAGER | NA | Control |
| BLAIR, JOHN, LEROY | I | SERIES MANAGER | NA | Control |
| MULLEN, DANIEL, NEUMANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLEN, DANIEL, NEUMANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, JONATHAN, DARRELL | I | CEO, SERIES MANAGER | NA | Control |
| SMITH, JONATHAN, DARRELL | I | CEO, SERIES MANAGER | NA | Control |
| ZIMMERMAN, ANDREW, CHRISTOPHER | I | SERIES MANAGER | NA | Control |
| ZIMMERMAN, ANDREW, CHRISTOPHER | I | SERIES MANAGER | NA | Control |
| DT INVESTMENT PARTNERS, LLC | DE | LLC MANAGER OF INDEPENDENT WEALTH PARTNERS, LLC, SERIES MEMBER | E | Control |
| DT INVESTMENT PARTNERS, LLC | DE | LLC MANAGER OF INDEPENDENT WEALTH PARTNERS, LLC, SERIES MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SMITH, JONATHAN, DARRELL | I | DT INVESTMENT PARTNERS, LLC | C | Control |
| SMITH, JONATHAN, DARRELL | I | DT INVESTMENT PARTNERS, LLC | C | Control |
Registrations
Federal
IA
Apr 18, 2017 REGISTERED
Notice Filings (2)
DE PA
Address
BRANDYWINE FIVE, 1 DICKINSON DRIVE,SUITE 103
CHADDS FORD, PA 19317
United States
Phone: 484-778-4425