RIA Intelligence

SUNGARDEN FUND MANAGEMENT

CRD #283809 SEC #801-107914 WESTON, FL 866-800-9300
SEC Registered
Total AUM
$37M
Discretionary
$37M
Employees
7
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2019
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ESPOSITO, VINCENT, MICHAELICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERNA Control
ESPOSITO, VINCENT, MICHAELICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERNA Control
ESPOSITO, VINCENT, MICHAELICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERNA Control
ESPOSITO, VINCENT, MICHAELICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERNA Control
ESPOSITO, VINCENT, MICHAELICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERNA Control
ISBITTS, ROBERT, ALANICHIEF INVESTMENT OFFICERNA Control
ISBITTS, ROBERT, ALANICHIEF INVESTMENT OFFICERNA Control
ISBITTS, ROBERT, ALANICHIEF INVESTMENT OFFICERNA Control
ISBITTS, ROBERT, ALANICHIEF INVESTMENT OFFICERNA Control
ISBITTS, ROBERT, ALANICHIEF INVESTMENT OFFICERNA Control
ESPOSITO FINANCIAL, LLCDEMEMBERD
ESPOSITO FINANCIAL, LLCDEMEMBERD
ESPOSITO FINANCIAL, LLCDEMEMBERD
ESPOSITO FINANCIAL, LLCDEMEMBERD
ESPOSITO FINANCIAL, LLCDEMEMBERD
SUNGARDEN INVESTMENT MANAGEMENT, LLCDEMEMBERD
SUNGARDEN INVESTMENT MANAGEMENT, LLCDEMEMBERD
SUNGARDEN INVESTMENT MANAGEMENT, LLCDEMEMBERD
SUNGARDEN INVESTMENT MANAGEMENT, LLCDEMEMBERD
SUNGARDEN INVESTMENT MANAGEMENT, LLCDEMEMBERD

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ESPOSITO, VINCENT, MICHAELIESPOSITO FINANCIAL, LLCE Control
ESPOSITO, VINCENT, MICHAELIESPOSITO FINANCIAL, LLCE Control
ESPOSITO, VINCENT, MICHAELIESPOSITO FINANCIAL, LLCE Control
ESPOSITO, VINCENT, MICHAELIESPOSITO FINANCIAL, LLCE Control
ESPOSITO, VINCENT, MICHAELIESPOSITO FINANCIAL, LLCE Control
ISBITTS, ROBERT, ALANISUNGARDEN INVESTMENT MANAGEMENT, LLCE Control
ISBITTS, ROBERT, ALANISUNGARDEN INVESTMENT MANAGEMENT, LLCE Control
ISBITTS, ROBERT, ALANISUNGARDEN INVESTMENT MANAGEMENT, LLCE Control
ISBITTS, ROBERT, ALANISUNGARDEN INVESTMENT MANAGEMENT, LLCE Control
ISBITTS, ROBERT, ALANISUNGARDEN INVESTMENT MANAGEMENT, LLCE Control

Registrations

Federal

IA
Mar 29, 2019 REGISTERED

Address

1640 TOWN CIRCLE
SUITE 202
WESTON, FL 33326
United States
Phone: 866-800-9300