STRATOS INVESTMENT MANAGEMENT, LLC
CRD #283850 SEC #801-107873 BEACHWOOD, OH 4402104900
SEC Registered
Total AUM
$2.4B
Discretionary
$2.4B
Employees
79
Clients
0
Accounts
5,427
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 22, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; CHIEF OPERATIONS OFFICER, NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; CHIEF OPERATIONS OFFICER, NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; CHIEF OPERATIONS OFFICER, NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; CHIEF OPERATIONS OFFICER, NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; CHIEF OPERATIONS OFFICER, NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; CHIEF OPERATIONS OFFICER, NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; CHIEF OPERATIONS OFFICER, NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; CHIEF OPERATIONS OFFICER, NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; CHIEF OPERATIONS OFFICER, NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; CHIEF OPERATIONS OFFICER, NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; CHIEF OPERATIONS OFFICER, NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| ANDREFSKY, NANCY, EILEEN | I | CHIEF FINANCIAL OFFICER; NON-MEMBER | NA | Control |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER | NA | |
| BEAHN, ERIC, ANDREW | I | DIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| COLLINS, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER; ELECTED MANANGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER; ELECTED MANANGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER; ELECTED MANANGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER; ELECTED MANANGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER; ELECTED MANANGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER; ELECTED MANANGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER; ELECTED MANANGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER; ELECTED MANANGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER; ELECTED MANANGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER; ELECTED MANANGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER; ELECTED MANANGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER; ELECTED MANANGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER; ELECTED MANANGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER; ELECTED MANANGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| CONCEPCION, JEFFREY, ALAN | I | CHIEF EXECUTIVE OFFICER, MANAGER | NA | Control |
| DULL, BARBARA, JEAN | I | DIRECTOR OF BROKERAGE OPERATIONS | NA | |
| DULL, BARBARA, JEAN | I | DIRECTOR OF BROKERAGE OPERATIONS | NA | |
| DULL, BARBARA, JEAN | I | DIRECTOR OF BROKERAGE OPERATIONS | NA | |
| DULL, BARBARA, JEAN | I | DIRECTOR OF BROKERAGE OPERATIONS | NA | |
| DULL, BARBARA, JEAN | I | DIRECTOR OF BROKERAGE OPERATIONS, NON-MEMBER | NA | |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| DUNN, MATTHEW, JAMES | I | CHIEF COMPLIANCE OFFICER; NON-MEMBER | NA | Control |
| ENGELSMAN, JEFFREY, ALAN | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| ENGELSMAN, JEFFREY, ALAN | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| ENGELSMAN, JEFFREY, ALAN | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| FORET, DAVID, SCOTT | I | CHIEF OPERATING OFFICER; NON-MEMBER | NA | Control |
| FORET, DAVID, SCOTT | I | CHIEF OPERATING OFFICER; NON-MEMBER | NA | Control |
| FORET, DAVID, SCOTT | I | CHIEF OPERATING OFFICER; NON-MEMBER | NA | Control |
| FORET, DAVID, SCOTT | I | CHIEF OPERATING OFFICER; NON-MEMBER | NA | Control |
| FORET, DAVID, SCOTT | I | CHIEF OPERATING OFFICER; NON-MEMBER | NA | Control |
| JACOBY, DANIEL, JACK | I | PORTFOLIO MANAGER; NON-MEMBER | NA | Control |
| JACOBY, DANIEL, JACK | I | PORTFOLIO MANAGER; NON-MEMBER | NA | Control |
| JACOBY, DANIEL, JACK | I | PORTFOLIO MANAGER; NON-MEMBER | NA | Control |
| JACOBY, DANIEL, JACK | I | CHIEF INVESTMENT OFFICER; NON-MEMBER | NA | Control |
| JACOBY, DANIEL, JACK | I | CHIEF INVESTMENT OFFICER; NON-MEMBER | NA | Control |
| JACOBY, DANIEL, JACK | I | PORTFOLIO MANAGER; NON-MEMBER | NA | Control |
| JACOBY, DANIEL, JACK | I | CHIEF INVESTMENT OFFICER; NON-MEMBER | NA | Control |
| JACOBY, DANIEL, JACK | I | CHIEF INVESTMENT OFFICER; NON-MEMBER | NA | Control |
| JACOBY, DANIEL, JACK | I | CHIEF INVESTMENT OFFICER; NON-MEMBER | NA | Control |
| JACOBY, DANIEL, JACK | I | CHIEF INVESTMENT OFFICER; NON-MEMBER | NA | Control |
| JACOBY, DANIEL, JACK | I | CHIEF INVESTMENT OFFICER; NON-MEMBER | NA | Control |
| JACOBY, DANIEL, JACK | I | CHIEF INVESTMENT OFFICER; NON-MEMBER | NA | Control |
| JACOBY, DANIEL, JACK | I | CHIEF INVESTMENT OFFICER; NON-MEMBER | NA | Control |
| JACOBY, DANIEL, JACK | I | CHIEF INVESTMENT OFFICER; NON-MEMBER | NA | Control |
| JONES, CHARIS, IVANA | I | CHIEF OPERATING OFFICER, NON-MEMBER | NA | Control |
| JONES, CHARIS, IVANA | I | CHIEF OPERATING OFFICER, NON-MEMBER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| LOUTTIT, KATHRYN, HALE | I | CHIEF COMPLIANCE OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| NICHOL, JOHN, LELAND | I | CHIEF INVESTMENT OFFICER, NON-MEMBER | NA | Control |
| Nuttall, Phillip, Stuart | I | CHIEF OPERATING OFFICER, NON-MEMBER | NA | Control |
| Nuttall, Phillip, Stuart | I | CHIEF OPERATING OFFICER, NON-MEMBER | NA | Control |
| Nuttall, Phillip, Stuart | I | CHIEF OPERATING OFFICER, NON-MEMBER | NA | Control |
| Nuttall, Phillip, Stuart | I | CHIEF OPERATING OFFICER, NON-MEMBER | NA | Control |
| Nuttall, Phillip, Stuart | I | CHIEF OPERATING OFFICER | NA | Control |
| Nuttall, Phillip, Stuart | I | CHIEF OPERATING OFFICER, NON-MEMBER | NA | Control |
| Nuttall, Phillip, Stuart | I | CHIEF OPERATING OFFICER, NON-MEMBER | NA | Control |
| Nuttall, Phillip, Stuart | I | CHIEF OPERATING OFFICER, NON-MEMBER | NA | Control |
| Nuttall, Phillip, Stuart | I | CHIEF OPERATING OFFICER, NON-MEMBER | NA | Control |
| Nuttall, Phillip, Stuart | I | CHIEF OPERATING OFFICER, NON-MEMBER | NA | Control |
| Nuttall, Phillip, Stuart | I | CHIEF OPERATING OFFICER, NON-MEMBER | NA | Control |
| PAWLOWSKI, JON, MICHAEL | I | DIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER | NA | Control |
| PAWLOWSKI, JON, MICHAEL | I | DIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER | NA | |
| PAWLOWSKI, JON, MICHAEL | I | DIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER | NA | |
| PAWLOWSKI, JON, MICHAEL | I | DIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER | NA | |
| PAWLOWSKI, JON, MICHAEL | I | DIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER | NA | |
| PAWLOWSKI, JON, MICHAEL | I | DIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER | NA | Control |
| PAWLOWSKI, JON, MICHAEL | I | DIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER | NA | |
| PAWLOWSKI, JON, MICHAEL | I | DIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER | NA | |
| PAWLOWSKI, JON, MICHAEL | I | DIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER | NA | |
| PAWLOWSKI, JON, MICHAEL | I | DIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER | NA | |
| PAWLOWSKI, JON, MICHAEL | I | DIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER | NA | |
| PAWLOWSKI, JON, MICHAEL | I | DIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER | NA | |
| PAWLOWSKI, JON, MICHAEL | I | DIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER | NA | |
| PAWLOWSKI, JON, MICHAEL | I | DIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER | NA | |
| PIERONEK, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY OPERATIONS | NA | Control |
| PIERONEK, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY OPERATIONS | NA | Control |
| PIERONEK, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY OPERATIONS | NA | Control |
| PIERONEK, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY OPERATIONS | NA | Control |
| PIERONEK, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| PIERONEK, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| PIERONEK, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| PIERONEK, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| PIERONEK, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| PIERONEK, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| PIERONEK, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| PIERONEK, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| PIERONEK, JENNIFER, KATHRYN | I | DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER | NA | |
| POLLEY, MALCOLM, EMERSON | I | CHIEF MARKET STRATEGIST | NA | |
| POLLEY, MALCOLM, EMERSON | I | CHIEF MARKET STRATEGIST | NA | |
| POLLEY, MALCOLM, EMERSON | I | CHIEF MARKET STRATEGIST | NA | |
| POLLEY, MALCOLM, EMERSON | I | CHIEF MARKET STRATEGIST | NA | |
| POLLEY, MALCOLM, EMERSON | I | CHIEF MARKET STRATEGIST | NA | |
| POLLEY, MALCOLM, EMERSON | I | CHIEF MARKET STRATEGIST | NA | |
| POLLEY, MALCOLM, EMERSON | I | CHIEF MARKET STRATEGIST | NA | |
| POLLEY, MALCOLM, EMERSON | I | CHIEF MARKET STRATEGIST | NA | |
| POLLEY, MALCOLM, EMERSON | I | CHIEF MARKET STRATEGIST | NA | |
| ROOPE, CHAD, DANIEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROOPE, CHAD, DANIEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROOPE, CHAD, DANIEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE OPERATIONS, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE OPERATIONS, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE OPERATIONS, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE OPERATIONS, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| SIMONS, BARBARA, JEAN DULL | I | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | NA | |
| STEED, SAVANNA, L | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| STEED, SAVANNA, L | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| STEED, SAVANNA, L | I | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | NA | |
| STRATOS INTERMEDIATE HOLDCO LLC | DE | MEMBER | E | Control |
| STRATOS INTERMEDIATE HOLDCO LLC | DE | MEMBER | E | Control |
| STRATOS INTERMEDIATE HOLDCO LLC | DE | MEMBER | E | Control |
| STRATOS INTERMEDIATE HOLDCO LLC | DE | MEMBER | E | Control |
| STRATOS INTERMEDIATE HOLDCO LLC | DE | MEMBER | E | Control |
| STRATOS INTERMEDIATE HOLDCO LLC | DE | MEMBER | E | Control |
| STRATOS INTERMEDIATE HOLDCO LLC | DE | MEMBER | E | Control |
| STRATOS INTERMEDIATE HOLDCO LLC | DE | MEMBER | E | Control |
| STRATOS INTERMEDIATE HOLDCO LLC | DE | MEMBER | E | Control |
| STRATOS INTERMEDIATE HOLDCO LLC | DE | MEMBER | E | Control |
| STRATOS INTERMEDIATE HOLDCO LLC | DE | MEMBER | E | Control |
| STRATOS INTERMEDIATE HOLDCO LLC | DE | MEMBER | E | Control |
| STRATOS INTERMEDIATE HOLDCO LLC | DE | MEMBER | E | Control |
| STRATOS INTERMEDIATE HOLDCO LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EMIGRANT PARTNERS | DE | STRATOS WEALTH HOLDINGS LLC | F | |
| EMIGRANT PARTNERS | DE | STRATOS WEALTH HOLDINGS LLC | F | |
| EMIGRANT PARTNERS | DE | STRATOS WEALTH HOLDINGS LLC | F | |
| EMIGRANT PARTNERS | DE | STRATOS WEALTH HOLDINGS LLC | F | |
| EMIGRANT PARTNERS | DE | STRATOS WEALTH HOLDINGS LLC | F | |
| EMIGRANT PARTNERS | DE | STRATOS WEALTH HOLDINGS LLC | F | |
| EMIGRANT PARTNERS | DE | STRATOS WEALTH HOLDINGS LLC | F | |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| CONCEPCION, JEFFREY, ALAN | I | STRATOS WEALTH HOLDINGS LLC | E | Control |
| STRATOS INTERMEDIATE HOLDCO. I LLC | DE | STRATOS INTERMEDIATE HOLDCO LLC | E | Control |
| STRATOS INTERMEDIATE HOLDCO. I LLC | DE | STRATOS INTERMEDIATE HOLDCO LLC | E | Control |
| STRATOS INTERMEDIATE HOLDCO. I LLC | DE | STRATOS INTERMEDIATE HOLDCO LLC | E | Control |
| STRATOS INTERMEDIATE HOLDCO. I LLC | DE | STRATOS INTERMEDIATE HOLDCO LLC | E | Control |
| STRATOS INTERMEDIATE HOLDCO. I LLC | DE | STRATOS INTERMEDIATE HOLDCO LLC | E | Control |
| STRATOS INTERMEDIATE HOLDCO. I LLC | DE | STRATOS INTERMEDIATE HOLDCO LLC | E | Control |
| STRATOS INTERMEDIATE HOLDCO. I LLC | DE | STRATOS INTERMEDIATE HOLDCO LLC | E | Control |
| STRATOS INTERMEDIATE HOLDCO. I LLC | DE | STRATOS INTERMEDIATE HOLDCO LLC | E | Control |
| STRATOS INTERMEDIATE HOLDCO. I LLC | DE | STRATOS INTERMEDIATE HOLDCO LLC | E | Control |
| STRATOS INTERMEDIATE HOLDCO. I LLC | DE | STRATOS INTERMEDIATE HOLDCO LLC | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | STRATOS INTERMEDIATE HOLDCO. I LLC | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | STRATOS INTERMEDIATE HOLDCO. I LLC | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | STRATOS INTERMEDIATE HOLDCO. I LLC | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | STRATOS INTERMEDIATE HOLDCO. I LLC | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | STRATOS INTERMEDIATE HOLDCO. I LLC | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | STRATOS INTERMEDIATE HOLDCO. I LLC | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | STRATOS INTERMEDIATE HOLDCO. I LLC | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | STRATOS INTERMEDIATE HOLDCO. I LLC | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | STRATOS INTERMEDIATE HOLDCO. I LLC | E | Control |
| STRATOS WEALTH HOLDINGS LLC | DE | STRATOS INTERMEDIATE HOLDCO. I LLC | E | Control |
Registrations
Federal
IA
Dec 22, 2025 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
3750 PARK EAST DRIVE SUITE 200BEACHWOOD, OH 44122
United States
Phone: 4402104900