LGM CAPITAL MANAGEMENT LLC
CRD #283872 SEC #801-108408 PHOENIX, AZ 480-737-5103
SEC Registered
Total AUM
$15.2M
Discretionary
$15.2M
Employees
3
Clients
10
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HSU, DAVID, CHENG-WEI | I | CCO | NA | Control |
| HSU, DAVID, CHENG-WEI | I | CCO | NA | Control |
| HSU, DAVID, CHENG-WEI | I | CCO | NA | Control |
| HSU, DAVID, CHENG-WEI | I | CCO | NA | Control |
| HSU, DAVID, CHENG-WEI | I | CCO | NA | Control |
| HSU, DAVID, CHENG-WEI | I | CCO | NA | Control |
| HSU, DAVID, CHENG-WEI | I | CCO | NA | Control |
| HSU, DAVID, CHENG-WEI | I | CCO | NA | Control |
| HSU, DAVID, CHENG-WEI | I | CCO | NA | Control |
| HSU, DAVID, CHENG-WEI | I | CCO | NA | Control |
| HSU, DAVID, CHENG-WEI | I | CCO | NA | Control |
| Moring, Th, Seeley | I | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | E | Control |
| Moring, Th, Seeley | I | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | E | Control |
| Moring, Th, Seeley | I | MANAGING MEMBER | E | Control |
| Moring, Th, Seeley | I | MANAGING MEMBER | E | Control |
| Moring, Th, Seeley | I | MANAGING MEMBER | E | Control |
| Moring, Th, Seeley | I | MANAGING MEMBER | E | Control |
| Moring, Th, Seeley | I | MANAGING MEMBER | E | Control |
| Moring, Th, Seeley | I | MANAGING MEMBER | E | Control |
| Moring, Th, Seeley | I | MANAGING MEMBER | E | Control |
| Moring, Th, Seeley | I | MANAGING MEMBER | E | Control |
| Moring, Th, Seeley | I | MANAGING MEMBER | E | Control |
| Moring, Th, Seeley | I | MANAGING MEMBER | E | Control |
| Moring, Th, Seeley | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Mar 14, 2025 REGISTERED
Address
2325 E. CAMELBACK RDSTE 400
PHOENIX, AZ 85016
United States
Phone: 480-737-5103