PORTFOLIO123 SECURITIES LLC
Legal name: PORTFOLIO123 ADVISOR
CRD #283900 SEC #801-107943 CHICAGO, IL 312-586-1101
SEC Registered
Total AUM
$1.2M
Discretionary
$1.2M
Employees
3
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 28, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Anderson, James, Gregory | I | CHIEF COMPLIANCE OFFICER/PRINCIPAL | NA | Control |
| Anderson, James, Gregory | I | CHIEF COMPLIANCE OFFICER/PRINCIPAL | NA | Control |
| Anderson, James, Gregory | I | CHIEF COMPLIANCE OFFICER/PRINCIPAL | NA | Control |
| Anderson, James, Gregory | I | CHIEF COMPLIANCE OFFICER/PRINCIPAL | NA | Control |
| Anderson, James, Gregory | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Anderson, James, Gregory | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Anderson, James, Gregory | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Anderson, James, Gregory | I | CHIEF COMPLIANCE OFFICER/PRINCIPAL | NA | Control |
| GERSTEIN, MARC, H | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERSTEIN, MARC, H | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERSTEIN, MARC, H | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERSTEIN, MARC, H | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERSTEIN, MARC, H | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRISM RESEARCH INC. | DE | MEMBER | E | |
| PRISM RESEARCH INC. | DE | MEMBER | E | |
| PRISM RESEARCH INC. | DE | MEMBER | E | |
| PRISM RESEARCH INC. | DE | MEMBER | E | |
| PRISM RESEARCH INC. | DE | MEMBER | E | |
| PRISM RESEARCH INC. | DE | MEMBER | E | |
| PRISM RESEARCH INC. | DE | MEMBER | E | |
| PRISM RESEARCH INC. | DE | MEMBER | E | |
| PRISM RESEARCH INC. | DE | MEMBER | E | |
| PRISM RESEARCH INC. | DE | MEMBER | E | |
| PRISM RESEARCH INC. | DE | MEMBER | E | |
| PRISM RESEARCH INC. | DE | MEMBER | E | |
| PRISM RESEARCH INC. | DE | MEMBER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Salerno, Marco, Francesco | I | PRISM RESEARCH INC. | D | Control |
| Salerno, Marco, Francesco | I | PRISM RESEARCH INC. | D | Control |
| Salerno, Marco, Francesco | I | PRISM RESEARCH INC. | D | Control |
| Salerno, Marco, Francesco | I | PRISM RESEARCH INC. | D | Control |
| Salerno, Marco, Francesco | I | PRISM RESEARCH INC. | D | Control |
| Salerno, Marco, Francesco | I | PRISM RESEARCH INC. | D | Control |
| Salerno, Marco, Francesco | I | PRISM RESEARCH INC. | D | Control |
| Salerno, Marco, Francesco | I | PRISM RESEARCH INC. | D | Control |
| Salerno, Marco, Francesco | I | PRISM RESEARCH INC. | D | Control |
| Salerno, Marco, Francesco | I | PRISM RESEARCH INC. | D | Control |
| Salerno, Marco, Francesco | I | PRISM RESEARCH INC. | D | Control |
| Salerno, Marco, Francesco | I | PRISM RESEARCH INC. | D | Control |
| Salerno, Marco, Francesco | I | PRISM RESEARCH INC. | D | Control |
Registrations
Federal
IA
Jul 28, 2020 REGISTERED
Notice Filings (1)
IL
Address
401 S. LASALLE STREETSUITE 1500
CHICAGO, IL 60605
United States
Phone: 312-586-1101