BURNHAM STERLING ASSET MANAGEMENT LLC
CRD #283907 SEC #801-130731 COS COB, CT 203-862-4800
SEC Registered Private Funds
Total AUM
$194.6M
Discretionary
$194.6M
Employees
6
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEE, JOONHO | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JOONHO | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, JOONHO | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MORGAN, MICHAEL, DICKEY | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| MORGAN, MICHAEL, DICKEY | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| MORGAN, MICHAEL, DICKEY | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| BSAM HOLDINGS LLC | DE | SOLE OWNER | E | Control |
| BSAM HOLDINGS LLC | DE | SOLE OWNER | E | Control |
| BSAM HOLDINGS LLC | DE | SOLE OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MORGAN, MICHAEL, DICKEY | I | MICHAEL DICKEY MORGAN REVOCABLE LIVING TRUST | F | Control |
| MORGAN, MICHAEL, DICKEY | I | MICHAEL DICKEY MORGAN REVOCABLE LIVING TRUST | F | Control |
| BURNHAM HOLDINGS LLC | DE | BSAM HOLDINGS LLC | E | Control |
| BURNHAM HOLDINGS LLC | DE | BSAM HOLDINGS LLC | E | Control |
| MICHAEL DICKEY MORGAN REVOCABLE LIVING TRUST | DE | BURNHAM HOLDINGS LLC | E | Control |
| MICHAEL DICKEY MORGAN REVOCABLE LIVING TRUST | DE | BURNHAM HOLDINGS LLC | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (1)
CT
Address
29 RIVER ROADSUITE 102
COS COB, CT 06807
United States
Phone: 203-862-4800