BOFA SECURITIES, INC.
CRD #283942 SEC #801-112640 NEW YORK, NY 646-743-2734
SEC Registered Broker-Dealer Disclosures
Total AUM
--
Discretionary
--
Employees
317
Clients
0
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 12, 2025
- Branch Offices
- 5
- LEI
- 549300HN4UKV1E2R3U73
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| ALAM, SYED FARUQE | I | CHIEF FINANCIAL OFFICER | NA | |
| APPLEBAUM, LIZBETH NELLE | I | CHIEF FINANCIAL OFFICER | NA | |
| APPLEBAUM, LIZBETH NELLE | I | CHIEF FINANCIAL OFFICER | NA | |
| APPLEBAUM, LIZBETH NELLE | I | CHIEF FINANCIAL OFFICER | NA | |
| APPLEBAUM, LIZBETH NELLE | I | CHIEF FINANCIAL OFFICER | NA | |
| APPLEBAUM, LIZBETH NELLE | I | CHIEF FINANCIAL OFFICER | NA | |
| APPLEBAUM, LIZBETH NELLE | I | CHIEF FINANCIAL OFFICER | NA | |
| APPLEBAUM, LIZBETH NELLE | I | CHIEF FINANCIAL OFFICER | NA | |
| APPLEBAUM, LIZBETH NELLE | I | CHIEF FINANCIAL OFFICER | NA | |
| APPLEBAUM, LIZBETH NELLE | I | CHIEF FINANCIAL OFFICER | NA | |
| APPLEBAUM, LIZBETH NELLE | I | CHIEF FINANCIAL OFFICER | NA | |
| APPLEBAUM, LIZBETH NELLE | I | CHIEF FINANCIAL OFFICER | NA | |
| APPLEBAUM, LIZBETH NELLE | I | CHIEF FINANCIAL OFFICER | NA | |
| APPLEBAUM, LIZBETH NELLE | I | CHIEF FINANCIAL OFFICER | NA | |
| BHATIA, KASHYAP | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BHATIA, KASHYAP P | I | CHIEF COMPLIANCE OFFICER / BROKER DEALER | NA | |
| BLISS, CLAIRE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| BLISS, CLAIRE RENEE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CACCAMISE, WILLIAM CHARLES JR | I | CHIEF LEGAL OFFICER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CARTAINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| CHEPUCAVAGE, LAURA P | I | DIRECTOR, STATE DESIGNATED PRINCIPAL | NA | Control |
| DEMARE, JAMES P | I | DIRECTOR | NA | Control |
| DEMARE, JAMES P | I | DIRECTOR | NA | Control |
| DEMARE, JAMES P | I | DIRECTOR | NA | Control |
| DEMARE, JAMES P | I | DIRECTOR | NA | Control |
| DEMARE, JAMES P | I | DIRECTOR | NA | Control |
| DEMARE, JAMES P | I | DIRECTOR | NA | Control |
| DEMARE, JAMES P | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GADKARI, SARANG RAJAN | I | DIRECTOR | NA | Control |
| GALLINEK, ERIC ERIC | I | CHIEF COMPLIANCE OFFICER/ BROKER DEALER | NA | |
| GALLINEK, ERIC ERIC | I | CHIEF COMPLIANCE OFFICER/ BROKER DEALER | NA | |
| GALLINEK, ERIC ERIC | I | CHIEF COMPLIANCE OFFICER/ BROKER DEALER | NA | |
| GALLINEK, ERIC ERIC | I | CHIEF COMPLIANCE OFFICER/ BROKER DEALER | NA | |
| GALLINEK, ERIC ERIC | I | CHIEF COMPLIANCE OFFICER/ BROKER DEALER | NA | |
| GALLINEK, ERIC ERIC | I | CHIEF COMPLIANCE OFFICER/ BROKER DEALER | NA | |
| GALLINEK, ERIC ERIC | I | CHIEF COMPLIANCE OFFICER/ BROKER DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLINEK, WILFRED ERIC | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GALLO, FABRIZIO | I | DIRECTOR | NA | Control |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| GUARDINO, JOSEPH ANTHONY JR | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| HANSELMANN, CLAIRE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| HANSELMANN, CLAIRE | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MAGASINER, ANDREI GRISCHA | I | DIRECTOR | NA | Control |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCLAREN, EDWARD WALTER III | I | CHIEF COMPLIANCE OFFICER / BROKER-DEALER | NA | |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MCQUEEN, MATTHEW C | I | DIRECTOR | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTAG, THOMAS KELL | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MOONEY, SARA RATHBONE | I | CHIEF FINANCIAL OFFICER | NA | |
| MOONEY, SARA RATHBONE | I | CHIEF FINANCIAL OFFICER | NA | |
| MOONEY, SARA RATHBONE | I | CHIEF FINANCIAL OFFICER | NA | |
| MOONEY, SARA RATHBONE | I | CHIEF FINANCIAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| RAE, GLEN ALEXANDER | I | CHIEF LEGAL OFFICER | NA | |
| SANTANNA, VINCENT | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SANTANNA, VINCENT | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SANTANNA, VINCENT C. | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SANTANNA, VINCENT C. | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SANTANNA, VINCENT C. | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SANTANNA, VINCENT C. | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SANTANNA, VINCENT C. | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SANTANNA, VINCENT C. | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SANTANNA, VINCENT C. | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SANTANNA, VINCENT C. | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SANTANNA, VINCENT C. | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SANTANNA, VINCENT C. | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SANTANNA, VINCENT C. | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SANTANNA, VINCENT C. | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SANTANNA, VINCENT C. | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SANTANNA, VINCENT C. | I | CHIEF OPERATIONS OFFICER & FINOP | NA | |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| SMITH, ANDREA BRADLEY | I | OUTSIDE DIRECTOR | NA | Control |
| STAGG, JENNIFER C | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| STAGG, JENNIFER C | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| STAGG, JENNIFER C | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| STAGG, JENNIFER C | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| STAGG, JENNIFER C | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| STAGG, JENNIFER C | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| STAGG, JENNIFER C | I | CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER | NA | |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J J | I | DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL | NA | Control |
| ZUBERI, SOOFIAN J JALIL | I | DIRECTOR | NA | Control |
| ZUBERI, SOOFIAN J JALIL | I | DIRECTOR | NA | Control |
| ZUBERI, SOOFIAN J JALIL | I | DIRECTOR | NA | Control |
| ZUBERI, SOOFIAN J JALIL | I | DIRECTOR | NA | Control |
| ZUBERI, SOOFIAN J JALIL | I | DIRECTOR | NA | Control |
| ZUBERI, SOOFIAN J JALIL | I | DIRECTOR | NA | Control |
| ZUBERI, SOOFIAN J JALIL | I | DIRECTOR | NA | Control |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DE | SOLE SHAREHOLDER | E | Control |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DE | SOLE SHAREHOLDER | E | Control |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DE | SOLE SHAREHOLDER | E | Control |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DE | SOLE SHAREHOLDER | E | Control |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DE | COMMON STOCKHOLDER | E | Control |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DE | COMMON STOCKHOLDER | E | Control |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DE | COMMON STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | PREFERRED SERIES A STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | PREFERRED SERIES A STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | PREFERRED SERIES A STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
| NB HOLDINGS CORPORATION | DE | SOLE STOCKHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAC NORTH AMERICA HOLDING COMPANY | DE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | E | Control |
| BAC NORTH AMERICA HOLDING COMPANY | DE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | E | Control |
| BAC NORTH AMERICA HOLDING COMPANY | DE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | E | Control |
| BAC NORTH AMERICA HOLDING COMPANY | DE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | E | Control |
| BAC NORTH AMERICA HOLDING COMPANY | DE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | E | Control |
| BAC NORTH AMERICA HOLDING COMPANY | DE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | E | Control |
| BAC NORTH AMERICA HOLDING COMPANY | DE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | E | Control |
| BAC NORTH AMERICA HOLDING COMPANY | DE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BAC NORTH AMERICA HOLDING COMPANY | E | Control |
| NB HOLDINGS CORPORATION | DE | BAC NORTH AMERICA HOLDING COMPANY | E | Control |
| NB HOLDINGS CORPORATION | DE | BAC NORTH AMERICA HOLDING COMPANY | E | Control |
| NB HOLDINGS CORPORATION | DE | BAC NORTH AMERICA HOLDING COMPANY | E | Control |
| NB HOLDINGS CORPORATION | DE | BAC NORTH AMERICA HOLDING COMPANY | E | Control |
| NB HOLDINGS CORPORATION | DE | BAC NORTH AMERICA HOLDING COMPANY | E | Control |
| NB HOLDINGS CORPORATION | DE | BAC NORTH AMERICA HOLDING COMPANY | E | Control |
| NB HOLDINGS CORPORATION | DE | BAC NORTH AMERICA HOLDING COMPANY | E | Control |
Registrations
Federal
IA
Nov 12, 2025 REGISTERED
Notice Filings (2)
CA DC
Address
ONE BRYANT PARKNEW YORK, NY 10036
United States
Phone: 646-743-2734