CG CAPITAL MANAGEMENT, LLC
CRD #283988 SEC #801-108300 NEW YORK, NY 212-402-1335
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
10
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BACCHUS, MICHAEL, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, DAVID, WAYNE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HOUSE, DAVID, WAYNE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HOUSE, DAVID, WAYNE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HOUSE, DAVID, WAYNE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HOUSE, DAVID, WAYNE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HOUSE, DAVID, WAYNE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HOUSE, DAVID, WAYNE | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | NA | Control |
| PASTINE, ARMAND, RALPH | I | MANAGER | NA | Control |
| PASTINE, ARMAND, RALPH | I | MANAGER | NA | Control |
| PASTINE, ARMAND, RALPH | I | MANAGER | NA | Control |
| PASTINE, ARMAND, RALPH | I | MANAGER | NA | Control |
| PASTINE, ARMAND, RALPH | I | MANAGER | NA | Control |
| PASTINE, ARMAND, RALPH | I | MANAGER | NA | Control |
| PASTINE, ARMAND, RALPH | I | MANAGER | NA | Control |
| RENEO, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RENEO, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RENEO, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RENEO, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RENEO, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RICE, SEAN, KEVIN | I | MANAGER | NA | Control |
| RICE, SEAN, KEVIN | I | MANAGER | NA | Control |
| RICE, SEAN, KEVIN | I | MANAGER | NA | Control |
| RICE, SEAN, KEVIN | I | MANAGER | NA | Control |
| SINGER, STEVEN, FREDERIC | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SINGER, STEVEN, FREDERIC | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SINGER, STEVEN, FREDERIC | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SINGER, STEVEN, FREDERIC | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WETMORE, NORMAN, ERROL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WETMORE, NORMAN, ERROL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WETMORE, NORMAN, ERROL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CG CAPITAL MARKETS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| CG CAPITAL MARKETS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| CG CAPITAL MARKETS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| CG CAPITAL MARKETS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| CG CAPITAL MARKETS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| CG CAPITAL MARKETS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| CG CAPITAL MARKETS HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FRELLUM, LLC | DE | CG CAPITAL MARKETS HOLDINGS, LLC | E | Control |
| FRELLUM, LLC | DE | CG CAPITAL MARKETS HOLDINGS, LLC | E | Control |
| FRELLUM, LLC | DE | CG CAPITAL MARKETS HOLDINGS, LLC | E | Control |
| FRELLUM, LLC | DE | CG CAPITAL MARKETS HOLDINGS, LLC | E | Control |
| FRELLUM, LLC | DE | CG CAPITAL MARKETS HOLDINGS, LLC | E | Control |
| FRELLUM, LLC | DE | CG CAPITAL MARKETS HOLDINGS, LLC | E | Control |
| FRELLUM, LLC | DE | CG CAPITAL MARKETS HOLDINGS, LLC | E | Control |
| MULLER, THEO | I | FRELLUM, LLC | C | Control |
| MULLER, THEO | I | FRELLUM, LLC | C | Control |
| MULLER, THEO | I | FRELLUM, LLC | C | Control |
| MULLER, THEO | I | FRELLUM, LLC | C | Control |
| MULLER, THEO | I | FRELLUM, LLC | C | Control |
| MULLER, THEO | I | FRELLUM, LLC | C | Control |
| MULLER, THEO | I | FRELLUM, LLC | C | Control |
| MULLER, WALTER | I | FRELLUM, LLC | C | Control |
| MULLER, WALTER | I | FRELLUM, LLC | C | Control |
| MULLER, WALTER | I | FRELLUM, LLC | C | Control |
| MULLER, WALTER | I | FRELLUM, LLC | C | Control |
| MULLER, WALTER | I | FRELLUM, LLC | C | Control |
| MULLER, WALTER | I | FRELLUM, LLC | C | Control |
| MULLER, WALTER | I | FRELLUM, LLC | C | Control |
Registrations
Federal
IA
Mar 30, 2018 REGISTERED
Notice Filings (3)
FL NJ NY
Address
733 3RD AVENUE24TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-402-1335