XA INVESTMENTS LLC

Legal name: XA INVESTMENTS

CRD #284005 SEC #801-110653 CHICAGO, IL 312-374-6930

SEC Registered

Total AUM

$950M

Discretionary

$950M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Apr 11, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BROMBACH, THEODORE, JOSEPH	I	CO-CEO	NA	Control
BROMBACH, THEODORE, JOSEPH	I	CO-CEO	NA	Control
BROMBACH, THEODORE, JOSEPH	I	CO-CEO	NA	Control
BROMBACH, THEODORE, JOSEPH	I	CO-CEO	NA	Control
BROMBACH, THEODORE, JOSEPH	I	CO-CEO	NA	Control
BROMBACH, THEODORE, JOSEPH	I	CO-CEO	NA	Control
BROMBACH, THEODORE, JOSEPH	I	CO-CEO	NA	Control
BROMBACH, THEODORE, JOSEPH	I	CO-CEO	NA	Control
BROMBACH, THEODORE, JOSEPH	I	CO-CEO	NA	Control
BROMBACH, THEODORE, JOSEPH	I	CO-CEO	NA	Control
BROMBACH, THEODORE, JOSEPH	I	CO-CEO	NA	Control
BROMBACH, THEODORE, JOSEPH	I	CO-CEO	NA	Control
BROMBACH, THEODORE, JOSEPH	I	CO-CEO	NA	Control
FLYNN, KIMBERLY, A	I	MANAGING DIRECTOR	NA	Control
FLYNN, KIMBERLY, ANN	I	MANAGING DIRECTOR	NA	Control
FLYNN, KIMBERLY, ANN	I	MANAGING DIRECTOR	NA	Control
FLYNN, KIMBERLY, ANN	I	MANAGING DIRECTOR	NA	Control
FLYNN, KIMBERLY, ANN	I	MANAGING DIRECTOR	NA	Control
FLYNN, KIMBERLY, ANN	I	MANAGING DIRECTOR	NA	Control
FLYNN, KIMBERLY, ANN	I	MANAGING DIRECTOR	NA	Control
FLYNN, KIMBERLY, ANN	I	MANAGING DIRECTOR	NA	Control
FLYNN, KIMBERLY, ANN	I	MANAGING DIRECTOR	NA	Control
FLYNN, KIMBERLY, ANN	I	MANAGING DIRECTOR	NA	Control
FLYNN, KIMBERLY, ANN	I	MANAGING DIRECTOR	NA	Control
FLYNN, KIMBERLY, ANN	I	PRESIDENT	NA	Control
FLYNN, KIMBERLY, ANN	I	PRESIDENT	NA	Control
MCCULLOCH, BENJAMIN, DAVID	I	MANAGING DIRECTOR AND GENERAL COUNSEL	NA	Control
MCCULLOCH, BENJAMIN, DAVID	I	MANAGING DIRECTOR AND GENERAL COUNSEL AND CCO	NA	Control
MCCULLOCH, BENJAMIN, DAVID	I	MANAGING DIRECTOR AND GENERAL COUNSEL AND CCO	NA	Control
MCCULLOCH, BENJAMIN, DAVID	I	MANAGING DIRECTOR AND GENERAL COUNSEL AND CCO	NA	Control
MCCULLOCH, BENJAMIN, DAVID	I	MANAGING DIRECTOR AND GENERAL COUNSEL AND CCO	NA	Control
MCCULLOCH, BENJAMIN, DAVID	I	MANAGING DIRECTOR AND GENERAL COUNSEL AND CCO	NA	Control
MCCULLOCH, BENJAMIN, DAVID	I	MANAGING DIRECTOR AND GENERAL COUNSEL AND CCO	NA	Control
MCCULLOCH, BENJAMIN, DAVID	I	MANAGING DIRECTOR AND GENERAL COUNSEL AND CCO	NA	Control
MCGARRITY, JOHN, PATRICK	I	MANAGING DIRECTOR, GENERAL COUNSEL AND CCO	NA	Control
MCGARRITY, JOHN, PATRICK	I	MANAGING DIRECTOR, GENERAL COUNSEL AND CCO	NA	Control
MCGARRITY, JOHN, PATRICK	I	MANAGING DIRECTOR, GENERAL COUNSEL AND CCO	NA	Control
MCGARRITY, JOHN, PATRICK	I	MANAGING DIRECTOR, GENERAL COUNSEL AND CCO	NA	Control
MCGARRITY, JOHN, PATRICK	I	MANAGING DIRECTOR, GENERAL COUNSEL AND CCO	NA	Control
MCGARRITY, JOHN, PATRICK	I	MANAGING DIRECTOR AND CCO	NA	Control
SPENCE, JOHN, FLINN	I	CO-CEO	NA	Control
SPENCE, JOHN, FLINN	I	CO-CEO	NA	Control
SPENCE, JOHN, FLINN	I	CO-CEO	NA	Control
SPENCE, JOHN, FLINN	I	CO-CEO	NA	Control
SPENCE, JOHN, FLINN	I	CO-CEO	NA	Control
SPENCE, JOHN, FLINN	I	CO-CEO	NA	Control
SPENCE, JOHN, FLINN	I	CO-CEO	NA	Control
SPENCE, JOHN, FLINN	I	CO-CEO	NA	Control
SPENCE, JOHN, FLINN	I	CO-CEO	NA	Control
SPENCE, JOHN, FLINN	I	CO-CEO	NA	Control
SPENCE, JOHN, FLINN	I	CO-CEO	NA	Control
SPENCE, JOHN, FLINN	I	CO-CEO	NA	Control
SPENCE, JOHN, FLINN	I	CO-CEO	NA	Control
XMS ASSET MANAGEMENT LLC	DE	MEMBER	E	Control
XMS ASSET MANAGEMENT LLC	DE	MEMBER	E	Control
XMS ASSET MANAGEMENT LLC	DE	MEMBER	E	Control
XMS ASSET MANAGEMENT LLC	DE	MEMBER	E	Control
XMS ASSET MANAGEMENT LLC	DE	MEMBER	E	Control
XMS ASSET MANAGEMENT LLC	DE	MEMBER	E	Control
XMS ASSET MANAGEMENT LLC	DE	MEMBER	E	Control
XMS ASSET MANAGEMENT LLC	DE	MEMBER	E	Control
XMS ASSET MANAGEMENT LLC	DE	MEMBER	E	Control
XMS ASSET MANAGEMENT LLC	DE	MEMBER	E	Control
XMS ASSET MANAGEMENT LLC	DE	MEMBER	E	Control
XMS ASSET MANAGEMENT LLC	DE	MEMBER	E	Control
XMS ASSET MANAGEMENT LLC	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
SPENCE, JOHN, FLINN	I	XMS HOLDINGS LLC	E	Control
SPENCE, JOHN, FLINN	I	XMS HOLDINGS LLC	E	Control
SPENCE, JOHN, FLINN	I	XMS HOLDINGS LLC	E	Control
SPENCE, JOHN, FLINN	I	XMS HOLDINGS LLC	E	Control
SPENCE, JOHN, FLINN	I	XMS HOLDINGS LLC	E	Control
SPENCE, JOHN, FLINN	I	XMS HOLDINGS LLC	E	Control
SPENCE, JOHN, FLINN	I	XMS HOLDINGS LLC	E	Control
XMS HOLDINGS LLC	DE	XMS ASSET MANGEMENT LLC	E	Control
XMS HOLDINGS LLC	DE	XMS ASSET MANGEMENT LLC	E	Control
XMS HOLDINGS LLC	DE	XMS ASSET MANGEMENT LLC	E	Control
XMS HOLDINGS LLC	DE	XMS ASSET MANGEMENT LLC	E	Control
XMS HOLDINGS LLC	DE	XMS ASSET MANGEMENT LLC	E	Control
XMS HOLDINGS LLC	DE	XMS ASSET MANGEMENT LLC	E	Control
XMS HOLDINGS LLC	DE	XMS ASSET MANGEMENT LLC	E	Control
XMS HOLDINGS LLC	DE	XMS ASSET MANGEMENT LLC	E	Control
XMS HOLDINGS LLC	DE	XMS ASSET MANGEMENT LLC	E	Control
XMS HOLDINGS LLC	DE	XMS ASSET MANGEMENT LLC	E	Control
XMS HOLDINGS LLC	DE	XMS ASSET MANGEMENT LLC	E	Control
BROMBACH, THEODORE, JOSEPH	I	XMS HOLDINGS LLC	D	Control
BROMBACH, THEODORE, JOSEPH	I	XMS HOLDINGS LLC	D	Control
BROMBACH, THEODORE, JOSEPH	I	XMS HOLDINGS LLC	D	Control
BROMBACH, THEODORE, JOSEPH	I	XMS HOLDINGS LLC	D	Control
BROMBACH, THEODORE, JOSEPH	I	XMS HOLDINGS LLC	D	Control
BROMBACH, THEODORE, JOSEPH	I	XMS HOLDINGS LLC	D	Control
BROMBACH, THEODORE, JOSEPH	I	XMS HOLDINGS LLC	D	Control
BROMBACH, THEODORE, JOSEPH	I	XMS HOLDINGS LLC	D	Control
BROMBACH, THEODORE, JOSEPH	I	XMS HOLDINGS LLC	D	Control
BROMBACH, THEODORE, JOSEPH	I	XMS HOLDINGS LLC	D	Control
BROMBACH, THEODORE, JOSEPH	I	XMS HOLDINGS LLC	D	Control
SPENCE, JOHN, FLINN	I	XMS HOLDINGS LLC	D	Control
SPENCE, JOHN, FLINN	I	XMS HOLDINGS LLC	D	Control
SPENCE, JOHN, FLINN	I	XMS HOLDINGS LLC	D	Control
SPENCE, JOHN, FLINN	I	XMS HOLDINGS LLC	D	Control

Registrations

Federal

Apr 11, 2025 REGISTERED

Notice Filings (1)

Address

321 N. CLARK STREET
SUITE 2430
CHICAGO, IL 60654
United States

Phone: 312-374-6930