FWG INVESTMENTS, LLC
CRD #284064 SEC #801-112954 LEXINGTON, KY 859-309-0349
SEC Registered
Total AUM
$250.1M
Discretionary
$250.1M
Employees
20
Clients
--
Accounts
2,525
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Kentucky
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 19, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADKINS, LAWRENCE, KEVIN | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ADKINS, LAWRENCE, KEVIN | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ADKINS, LAWRENCE, KEVIN | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ADKINS, LAWRENCE, KEVIN | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| GIGGEY, MATTHEW, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIGGEY, MATTHEW, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIGGINS, ROSEANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HIGGINS, ROSEANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HIGGINS, ROSEANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HIGGINS, ROSEANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HIGGINS, ROSEANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HIGGINS, ROSEANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| METZLER, PAUL, GABRIEL | I | CHIEF OPERATING & CHIEF COMPLIANCE OFFICER | NA | Control |
| METZLER, PAUL, GABRIEL | I | CHIEF OPERATING & CHIEF COMPLIANCE OFFICER | NA | Control |
| METZLER, PAUL, GABRIEL | I | CHIEF OPERATING & CHIEF COMPLIANCE OFFICER | NA | Control |
| METZLER, PAUL, GABRIEL | I | CHIEF OPERATING & CHIEF COMPLIANCE OFFICER | NA | Control |
| METZLER, PAUL, GABRIEL | I | CHIEF OPERATING & CHIEF COMPLIANCE OFFICER | NA | Control |
| METZLER, PAUL, GABRIEL | I | CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| METZLER, PAUL, GABRIEL | I | CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| PAYNE, CHRISTOPHER, LEE | I | INTERIM CCO | NA | |
| PAYNE, CHRISTOPHER, LEE | I | INTERIM CCO | NA | |
| PAYNE, CHRISTOPHER, LEE | I | INTERIM CCO | NA | |
| PAYNE, CHRISTOPHER, LEE | I | INTERIM CCO | NA | |
| PAYNE, CHRISTOPHER, LEE | I | INTERIM CCO | NA | |
| STAPLES, BRIAN, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLES, BRIAN, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| STAPLES, BRIAN, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| STAPLES, BRIAN, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STAPLES, BRIAN, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| STAPLES, BRIAN, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| STAPLES, BRIAN, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| STAPLES, BRIAN, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| STAPLES, BRIAN, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| STAPLES, BRIAN, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| STAPLES, BRIAN, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| STAPLES, BRIAN, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| STAPLES, BRIAN, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| STAPLES, BRIAN, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| STAPLES, BRIAN, KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| METZLER, GEOFFREY, KEVIN | I | MANAGING MEMBER | E | Control |
| METZLER, GEOFFREY, KEVIN | I | MANAGING MEMBER | E | Control |
| METZLER, GEOFFREY, KEVIN | I | MANAGING MEMBER | E | Control |
| METZLER, GEOFFREY, KEVIN | I | MANAGING MEMBER | E | Control |
| METZLER, GEOFFREY, KEVIN | I | MANAGING MEMBER | E | Control |
| METZLER, GEOFFREY, KEVIN | I | MANAGING MEMBER | E | Control |
| METZLER, GEOFFREY, KEVIN | I | MANAGING MEMBER | E | Control |
| METZLER, GEOFFREY, KEVIN | I | MANAGING MEMBER | E | Control |
| METZLER, GEOFFREY, KEVIN | I | MANAGING MEMBER | E | Control |
| METZLER, GEOFFREY, KEVIN | I | MANAGING MEMBER | E | Control |
| METZLER, GEOFFREY, KEVIN | I | MANAGING MEMBER | E | Control |
| HMJ LLC | DE | MANAGING MEMBER | D | Control |
| HMJ LLC | DE | MANAGING MEMBER | D | Control |
| HMJ LLC | DE | MANAGING MEMBER | D | Control |
| HMJ LLC | DE | MANAGING MEMBER | D | Control |
| HMJ LLC | DE | MANAGING MEMBER | D | Control |
| HMJ LLC | DE | MANAGING MEMBER | D | Control |
| HMJ LLC | DE | MANAGING MEMBER | D | Control |
| HMJ LLC | DE | MANAGING MEMBER | D | Control |
| HMJ LLC | DE | MANAGING MEMBER | D | Control |
| HMJ LLC | DE | MANAGING MEMBER | D | Control |
| HMJ LLC | DE | MANAGING MEMBER | D | Control |
| HMJ LLC | DE | MANAGING MEMBER | D | Control |
| HMJ LLC | DE | MANAGING MEMBER | D | Control |
| JEFF SHEPPARD FINANCIAL LLC | DE | MANAGING MEMBER | D | Control |
| JEFF SHEPPARD FINANCIAL LLC | DE | MANAGING MEMBER | D | Control |
| JEFF SHEPPARD FINANCIAL LLC | DE | MANAGING MEMBER | D | Control |
| JEFF SHEPPARD FINANCIAL LLC | DE | MANAGING MEMBER | D | Control |
| JEFF SHEPPARD FINANCIAL LLC | DE | MANAGING MEMBER | D | Control |
| JEFF SHEPPARD FINANCIAL LLC | DE | MANAGING MEMBER | D | Control |
| JEFF SHEPPARD FINANCIAL LLC | DE | MANAGING MEMBER | D | Control |
| JEFF SHEPPARD FINANCIAL LLC | DE | MANAGING MEMBER | D | Control |
| JEFF SHEPPARD FINANCIAL LLC | DE | MANAGING MEMBER | D | Control |
| JEFF SHEPPARD FINANCIAL LLC | DE | MANAGING MEMBER | D | Control |
| JEFF SHEPPARD FINANCIAL LLC | DE | MANAGING MEMBER | D | Control |
| JEFF SHEPPARD FINANCIAL LLC | DE | MANAGING MEMBER | D | Control |
| JEFF SHEPPARD FINANCIAL LLC | DE | MANAGING MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BENTLEY, DONALD, EUGENE | I | HMJ LLC | E | Control |
| BENTLEY, DONALD, EUGENE | I | HMJ LLC | E | Control |
| BENTLEY, DONALD, EUGENE | I | HMJ LLC | E | Control |
| BENTLEY, DONALD, EUGENE | I | HMJ LLC | E | Control |
| BENTLEY, DONALD, EUGENE | I | HMJ LLC | E | Control |
| BENTLEY, DONALD, EUGENE | I | HMJ LLC | E | Control |
| BENTLEY, DONALD, EUGENE | I | HMJ LLC | E | Control |
| BENTLEY, DONALD, EUGENE | I | HMJ LLC | E | Control |
| BENTLEY, DONALD, EUGENE | I | HMJ LLC | E | Control |
| BENTLEY, DONALD, EUGENE | I | HMJ LLC | E | Control |
| Sheppard, Jeffrey, Kyle | I | JEFF SHEPPARD FINANCIAL LLC | E | Control |
| Sheppard, Jeffrey, Kyle | I | JEFF SHEPPARD FINANCIAL LLC | E | Control |
| Sheppard, Jeffrey, Kyle | I | JEFF SHEPPARD FINANCIAL LLC | E | Control |
| Sheppard, Jeffrey, Kyle | I | JEFF SHEPPARD FINANCIAL LLC | E | Control |
| Sheppard, Jeffrey, Kyle | I | JEFF SHEPPARD FINANCIAL LLC | E | Control |
| Sheppard, Jeffrey, Kyle | I | JEFF SHEPPARD FINANCIAL LLC | E | Control |
| Sheppard, Jeffrey, Kyle | I | JEFF SHEPPARD FINANCIAL LLC | E | Control |
| Sheppard, Jeffrey, Kyle | I | JEFF SHEPPARD FINANCIAL LLC | E | Control |
| Sheppard, Jeffrey, Kyle | I | JEFF SHEPPARD FINANCIAL LLC | E | Control |
| Sheppard, Jeffrey, Kyle | I | JEFF SHEPPARD FINANCIAL LLC | E | Control |
Registrations
Federal
IA
Aug 19, 2025 REGISTERED
Notice Filings (12)
FL GA HI IN KY LA NC OH SC TN TX WV
Address
2704 OLD ROSEBUD ROADSUITE 160
LEXINGTON, KY 40509
United States
Phone: 859-309-0349