ASPEN CAPITAL ADVISORS INC.
CRD #284149 SEC #801-108197 NEW YORK, NY 929-265-3757
SEC Registered Private Funds
Total AUM
$66.5M
Discretionary
$66.5M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOTEIN, MATTHEW, BERNARD | I | DIRECTOR | NA | |
| BOTEIN, MATTHEW, BERNARD | I | DIRECTOR | NA | |
| BOTEIN, MATTHEW, BERNARD | I | DIRECTOR | NA | |
| CAIN, MICHAEL, ROGER | I | DIRECTOR | NA | |
| CAIN, MICHAEL, ROGER | I | DIRECTOR | NA | |
| CAIN, MICHAEL, ROGER | I | DIRECTOR | NA | Control |
| CAIN, MICHAEL, ROGER | I | DIRECTOR | NA | Control |
| CAIN, MICHAEL, ROGER | I | DIRECTOR | NA | Control |
| CAIN, MICHAEL, ROGER | I | DIRECTOR | NA | Control |
| LEMOINE, FREDERICK, KEITH | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | |
| LEMOINE, FREDERICK, KEITH | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | |
| LEMOINE, FREDERICK, KEITH | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| LEMOINE, FREDERICK, KEITH | I | CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| Nauta, Sonja, Janine | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPANIER, JOSEPH, JAREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPANIER, JOSEPH, JAREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPANIER, JOSEPH, JAREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPANIER, JOSEPH, JAREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPANIER, JOSEPH, JAREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPANIER, JOSEPH, JAREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPANIER, JOSEPH, JAREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPANIER, JOSEPH, JAREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPANIER, JOSEPH, JAREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPANIER, JOSEPH, JAREN | I | CHIEF COMPLIANCE OFFICER | NA | |
| Tobben, Brian, Francis | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | |
| Tobben, Brian, Francis | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | |
| Tobben, Brian, Francis | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Tobben, Brian, Francis | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Tobben, Brian, Francis | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Tobben, Brian, Francis | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Tobben, Brian, Francis | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Tobben, Brian, Francis | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Tobben, Brian, Francis | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Tobben, Brian, Francis | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Tobben, Brian, Francis | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| Van Niekerk, Sybrand | I | DIRECTOR | NA | Control |
| Van Niekerk, Sybrand | I | DIRECTOR | NA | Control |
| Van Niekerk, Sybrand | I | DIRECTOR | NA | Control |
| Van Niekerk, Sybrand | I | DIRECTOR | NA | Control |
| Van Niekerk, Sybrand | I | DIRECTOR | NA | Control |
| ASPEN (US) HOLDINGS LIMITED | DE | DIRECT OWNER | E | Control |
| ASPEN (US) HOLDINGS LIMITED | DE | DIRECT OWNER | E | Control |
| ASPEN (US) HOLDINGS LIMITED | DE | DIRECT OWNER | E | Control |
| ASPEN (US) HOLDINGS LIMITED | DE | DIRECT OWNER | E | Control |
| ASPEN (US) HOLDINGS LIMITED | DE | DIRECT OWNER | E | Control |
| ASPEN (US) HOLDINGS LIMITED | DE | DIRECT OWNER | E | Control |
| ASPEN (US) HOLDINGS LIMITED | DE | DIRECT OWNER | E | Control |
| ASPEN (US) HOLDINGS LIMITED | DE | DIRECT OWNER | E | Control |
| ASPEN (US) HOLDINGS LIMITED | DE | DIRECT OWNER | E | Control |
| ASPEN (US) HOLDINGS LIMITED | DE | DIRECT OWNER | E | Control |
| ASPEN (US) HOLDINGS LIMITED | DE | DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AIF IX INTERNATIONAL HOLDINGS, L.P. | FE | AP HIGHLANDS HOLDINGS (GP) LLC | F | Control |
| AIF IX INTERNATIONAL HOLDINGS, L.P. | FE | AP HIGHLANDS HOLDINGS (GP) LLC | F | Control |
| AIF IX INTERNATIONAL HOLDINGS, L.P. | FE | AP HIGHLANDS HOLDINGS (GP) LLC | F | Control |
| AIF IX INTERNATIONAL HOLDINGS, L.P. | FE | AP HIGHLANDS HOLDINGS (GP) LLC | F | Control |
| AIF IX INTERNATIONAL HOLDINGS, L.P. | FE | AP HIGHLANDS HOLDINGS (GP) LLC | F | Control |
| AIF IX INTERNATIONAL HOLDINGS, L.P. | FE | AP HIGHLANDS HOLDINGS (GP) LLC | F | Control |
| AP HIGHLANDS HOLDINGS (GP) LLC | FE | AP HIGHLANDS HOLDINGS, L.P. | F | Control |
| AP HIGHLANDS HOLDINGS (GP) LLC | FE | AP HIGHLANDS HOLDINGS, L.P. | F | Control |
| AP HIGHLANDS HOLDINGS (GP) LLC | FE | AP HIGHLANDS HOLDINGS, L.P. | F | Control |
| AP HIGHLANDS HOLDINGS (GP) LLC | FE | AP HIGHLANDS HOLDINGS, L.P. | F | Control |
| AP HIGHLANDS HOLDINGS (GP) LLC | FE | AP HIGHLANDS HOLDINGS, L.P. | F | Control |
| AP HIGHLANDS HOLDINGS (GP) LLC | FE | AP HIGHLANDS HOLDINGS, L.P. | F | Control |
| APH HOLDINGS, L.P. | FE | APOLLO ADVISERS IX (EH-GP), LLC | F | Control |
| APH HOLDINGS, L.P. | FE | APOLLO ADVISERS IX (EH-GP), LLC | F | Control |
| APH HOLDINGS, L.P. | FE | APOLLO ADVISERS IX (EH-GP), LLC | F | Control |
| APH HOLDINGS, L.P. | FE | APOLLO ADVISERS IX (EH-GP), LLC | F | Control |
| APH HOLDINGS, L.P. | FE | APOLLO ADVISERS IX (EH-GP), LLC | F | Control |
| APH HOLDINGS, L.P. | FE | APOLLO ADVISERS IX (EH-GP), LLC | F | Control |
| APOLLO ADVISERS IX (EH), L.P. | FE | AIF IX INTERNATIONAL HOLDINGS, L.P. | F | Control |
| APOLLO ADVISERS IX (EH), L.P. | FE | AP HIGHLANDS CO-INVEST, L.P. | F | Control |
| APOLLO ADVISERS IX (EH), L.P. | FE | AIF IX INTERNATIONAL HOLDINGS, L.P. | F | Control |
| APOLLO ADVISERS IX (EH), L.P. | FE | AP HIGHLANDS CO-INVEST, L.P. | F | Control |
| APOLLO ADVISERS IX (EH), L.P. | FE | AIF IX INTERNATIONAL HOLDINGS, L.P. | F | Control |
| APOLLO ADVISERS IX (EH), L.P. | FE | AP HIGHLANDS CO-INVEST, L.P. | F | Control |
| APOLLO ADVISERS IX (EH), L.P. | FE | AIF IX INTERNATIONAL HOLDINGS, L.P. | F | Control |
| APOLLO ADVISERS IX (EH), L.P. | FE | AP HIGHLANDS CO-INVEST, L.P. | F | Control |
| APOLLO ADVISERS IX (EH), L.P. | FE | AIF IX INTERNATIONAL HOLDINGS, L.P. | F | Control |
| APOLLO ADVISERS IX (EH), L.P. | FE | AP HIGHLANDS CO-INVEST, L.P. | F | Control |
| APOLLO ADVISERS IX (EH), L.P. | FE | AIF IX INTERNATIONAL HOLDINGS, L.P. | F | Control |
| APOLLO ADVISERS IX (EH), L.P. | FE | AP HIGHLANDS CO-INVEST, L.P. | F | Control |
| APOLLO ADVISERS IX (EH-GP), LLC | FE | APOLLO ADVISERS IX (EH), L.P. | F | Control |
| APOLLO ADVISERS IX (EH-GP), LLC | FE | APOLLO ADVISERS IX (EH), L.P. | F | Control |
| APOLLO ADVISERS IX (EH-GP), LLC | FE | APOLLO ADVISERS IX (EH), L.P. | F | Control |
| APOLLO ADVISERS IX (EH-GP), LLC | FE | APOLLO ADVISERS IX (EH), L.P. | F | Control |
| APOLLO ADVISERS IX (EH-GP), LLC | FE | APOLLO ADVISERS IX (EH), L.P. | F | Control |
| APOLLO ADVISERS IX (EH-GP), LLC | FE | APOLLO ADVISERS IX (EH), L.P. | F | Control |
| APOLLO ADVISORS IX, L.P. | FE | APOLLO INVESTMENT FUND IX, L.P. | F | Control |
| APOLLO ADVISORS IX, L.P. | FE | APOLLO OVERSEAS PARTNERS (DELAWARE 892) IX, L.P. | F | Control |
| APOLLO ADVISORS IX, L.P. | FE | APOLLO INVESTMENT FUND IX, L.P. | F | Control |
| APOLLO ADVISORS IX, L.P. | FE | APOLLO OVERSEAS PARTNERS (DELAWARE 892) IX, L.P. | F | Control |
| APOLLO ADVISORS IX, L.P. | FE | APOLLO INVESTMENT FUND IX, L.P. | F | Control |
| APOLLO ADVISORS IX, L.P. | FE | APOLLO OVERSEAS PARTNERS (DELAWARE 892) IX, L.P. | F | Control |
| APOLLO ADVISORS IX, L.P. | FE | APOLLO INVESTMENT FUND IX, L.P. | F | Control |
| APOLLO ADVISORS IX, L.P. | FE | APOLLO OVERSEAS PARTNERS (DELAWARE 892) IX, L.P. | F | Control |
| APOLLO ADVISORS IX, L.P. | FE | APOLLO INVESTMENT FUND IX, L.P. | F | Control |
| APOLLO ADVISORS IX, L.P. | FE | APOLLO OVERSEAS PARTNERS (DELAWARE 892) IX, L.P. | F | Control |
| APOLLO ADVISORS IX, L.P. | FE | APOLLO INVESTMENT FUND IX, L.P. | F | Control |
| APOLLO ADVISORS IX, L.P. | FE | APOLLO OVERSEAS PARTNERS (DELAWARE 892) IX, L.P. | F | Control |
| APOLLO PRINCIPAL HOLDINGS III GP, LTD. | FE | APH HOLDINGS, L.P. | F | Control |
| APOLLO PRINCIPAL HOLDINGS III GP, LTD. | FE | APH HOLDINGS, L.P. | F | Control |
| APOLLO PRINCIPAL HOLDINGS III GP, LTD. | FE | APH HOLDINGS, L.P. | F | Control |
| APOLLO PRINCIPAL HOLDINGS III GP, LTD. | FE | APH HOLDINGS, L.P. | F | Control |
| APOLLO PRINCIPAL HOLDINGS III GP, LTD. | FE | APH HOLDINGS, L.P. | F | Control |
| APOLLO PRINCIPAL HOLDINGS III GP, LTD. | FE | APH HOLDINGS, L.P. | F | Control |
| APO ASSET CO., LLC | DE | APOLLO PRINCIPAL HOLDINGS III GP, LTD. | E | Control |
| APO ASSET CO., LLC | DE | APOLLO PRINCIPAL HOLDINGS III GP, LTD. | E | Control |
| APO ASSET CO., LLC | DE | APOLLO PRINCIPAL HOLDINGS III GP, LTD. | E | Control |
| APO ASSET CO., LLC | DE | APOLLO PRINCIPAL HOLDINGS III GP, LTD. | E | Control |
| APO ASSET CO., LLC | DE | APOLLO PRINCIPAL HOLDINGS III GP, LTD. | E | Control |
| APO ASSET CO., LLC | DE | APOLLO PRINCIPAL HOLDINGS III GP, LTD. | E | Control |
| APOLLO GLOBAL MANAGEMENT, LLC | DE | APO ASSET CO., LLC | E | Control |
| APOLLO GLOBAL MANAGEMENT, LLC | DE | APO ASSET CO., LLC | E | Control |
| APOLLO GLOBAL MANAGEMENT, LLC | DE | APO ASSET CO., LLC | E | Control |
| APOLLO GLOBAL MANAGEMENT, LLC | DE | APO ASSET CO., LLC | E | Control |
| APOLLO GLOBAL MANAGEMENT, LLC | DE | APO ASSET CO., LLC | E | Control |
| APOLLO GLOBAL MANAGEMENT, LLC | DE | APO ASSET CO., LLC | E | Control |
| ASPEN INSURANCE HOLDINGS LTD. | FE | ASPEN (US) INSURANCE HOLDINGS LTD. | E | Control |
| ASPEN INSURANCE HOLDINGS LTD. | FE | ASPEN (US) INSURANCE HOLDINGS LTD. | E | Control |
| ASPEN INSURANCE HOLDINGS LTD. | FE | ASPEN (US) INSURANCE HOLDINGS LTD. | E | Control |
| ASPEN INSURANCE HOLDINGS LTD. | FE | ASPEN (US) INSURANCE HOLDINGS LTD. | E | Control |
| ASPEN INSURANCE HOLDINGS LTD. | FE | ASPEN (US) INSURANCE HOLDINGS LTD. | E | Control |
| ASPEN INSURANCE HOLDINGS LTD. | FE | ASPEN (US) INSURANCE HOLDINGS LTD. | E | Control |
| ASPEN INSURANCE HOLDINGS LTD. | FE | ASPEN (US) INSURANCE HOLDINGS LTD. | E | Control |
| ASPEN INSURANCE HOLDINGS LTD. | FE | ASPEN (US) INSURANCE HOLDINGS LTD. | E | Control |
| ASPEN INSURANCE HOLDINGS LTD. | FE | ASPEN (US) INSURANCE HOLDINGS LTD. | E | Control |
| ASPEN INSURANCE HOLDINGS LTD. | FE | ASPEN (US) INSURANCE HOLDINGS LTD. | E | Control |
| ASPEN INSURANCE HOLDINGS LTD. | FE | ASPEN (US) INSURANCE HOLDINGS LTD. | E | Control |
| HIGHLANDS HOLDINGS, LTD. | FE | ASPEN INSURANCE HOLDINGS LTD. | E | Control |
| HIGHLANDS HOLDINGS, LTD. | FE | ASPEN INSURANCE HOLDINGS LTD. | E | Control |
| HIGHLANDS HOLDINGS, LTD. | FE | ASPEN INSURANCE HOLDINGS LTD. | E | Control |
| HIGHLANDS HOLDINGS, LTD. | FE | ASPEN INSURANCE HOLDINGS LTD. | E | Control |
| HIGHLANDS HOLDINGS, LTD. | FE | ASPEN INSURANCE HOLDINGS LTD. | E | Control |
| HIGHLANDS HOLDINGS, LTD. | FE | ASPEN INSURANCE HOLDINGS LTD. | E | Control |
| AP HIGHLANDS HOLDINGS, L.P. | FE | HIGHLANDS HOLDINGS, LTD. | D | Control |
| AP HIGHLANDS HOLDINGS, L.P. | FE | HIGHLANDS HOLDINGS, LTD. | D | Control |
| AP HIGHLANDS HOLDINGS, L.P. | FE | HIGHLANDS HOLDINGS, LTD. | D | Control |
| AP HIGHLANDS HOLDINGS, L.P. | FE | HIGHLANDS HOLDINGS, LTD. | D | Control |
| AP HIGHLANDS HOLDINGS, L.P. | FE | HIGHLANDS HOLDINGS, LTD. | D | Control |
| AP HIGHLANDS HOLDINGS, L.P. | FE | HIGHLANDS HOLDINGS, LTD. | D | Control |
| AP HIGHLANDS CO-INVEST, L.P. | FE | HIGHLANDS HOLDINGS, LTD. | C | Control |
| AP HIGHLANDS CO-INVEST, L.P. | FE | HIGHLANDS HOLDINGS, LTD. | C | Control |
| AP HIGHLANDS CO-INVEST, L.P. | FE | HIGHLANDS HOLDINGS, LTD. | C | Control |
| AP HIGHLANDS CO-INVEST, L.P. | FE | HIGHLANDS HOLDINGS, LTD. | C | Control |
| AP HIGHLANDS CO-INVEST, L.P. | FE | HIGHLANDS HOLDINGS, LTD. | C | Control |
| AP HIGHLANDS CO-INVEST, L.P. | FE | HIGHLANDS HOLDINGS, LTD. | C | Control |
| APOLLO INVESTMENT FUND IX, L.P. | DE | AIF IX INTERNATIONAL HOLDINGS, L.P. | C | Control |
| APOLLO INVESTMENT FUND IX, L.P. | DE | AP HIGHLANDS CO-INVEST, L.P. | C | Control |
| APOLLO INVESTMENT FUND IX, L.P. | DE | AIF IX INTERNATIONAL HOLDINGS, L.P. | C | Control |
| APOLLO INVESTMENT FUND IX, L.P. | DE | AP HIGHLANDS CO-INVEST, L.P. | C | Control |
| APOLLO INVESTMENT FUND IX, L.P. | DE | AIF IX INTERNATIONAL HOLDINGS, L.P. | C | Control |
| APOLLO INVESTMENT FUND IX, L.P. | DE | AP HIGHLANDS CO-INVEST, L.P. | C | Control |
| APOLLO INVESTMENT FUND IX, L.P. | DE | AIF IX INTERNATIONAL HOLDINGS, L.P. | C | Control |
| APOLLO INVESTMENT FUND IX, L.P. | DE | AP HIGHLANDS CO-INVEST, L.P. | C | Control |
| APOLLO INVESTMENT FUND IX, L.P. | DE | AIF IX INTERNATIONAL HOLDINGS, L.P. | C | Control |
| APOLLO INVESTMENT FUND IX, L.P. | DE | AP HIGHLANDS CO-INVEST, L.P. | C | Control |
| APOLLO INVESTMENT FUND IX, L.P. | DE | AIF IX INTERNATIONAL HOLDINGS, L.P. | C | Control |
| APOLLO INVESTMENT FUND IX, L.P. | DE | AP HIGHLANDS CO-INVEST, L.P. | C | Control |
| APOLLO OVERSEAS PARTNERS (DELAWARE 892) IX, L.P. | DE | AIF IX INTERNATIONAL HOLDINGS, L.P. | C | Control |
| APOLLO OVERSEAS PARTNERS (DELAWARE 892) IX, L.P. | DE | AIF IX INTERNATIONAL HOLDINGS, L.P. | C | Control |
| APOLLO OVERSEAS PARTNERS (DELAWARE 892) IX, L.P. | DE | AIF IX INTERNATIONAL HOLDINGS, L.P. | C | Control |
| APOLLO OVERSEAS PARTNERS (DELAWARE 892) IX, L.P. | DE | AIF IX INTERNATIONAL HOLDINGS, L.P. | C | Control |
| APOLLO OVERSEAS PARTNERS (DELAWARE 892) IX, L.P. | DE | AIF IX INTERNATIONAL HOLDINGS, L.P. | C | Control |
| APOLLO OVERSEAS PARTNERS (DELAWARE 892) IX, L.P. | DE | AIF IX INTERNATIONAL HOLDINGS, L.P. | C | Control |
Registrations
Federal
IA
Mar 29, 2022 REGISTERED
Address
ONE WORLD TRADE CENTER285 FULTON STREET, SUITE 46-A
NEW YORK, NY 10007
United States
Phone: 929-265-3757