VESTWELL ADVISORS LLC
CRD #284173 SEC #801-107981 NEW YORK, NY 917-979-5358
SEC Registered
Total AUM
$427.1M
Discretionary
$0
Employees
23
Clients
0
Accounts
7,946
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, RYAN, PATRICK | I | SVP HEAD OF PRODUCT | NA | |
| ANDERSON, RYAN, PATRICK | I | SVP HEAD OF PRODUCT | NA | |
| ANDERSON, RYAN, PATRICK | I | SVP HEAD OF PRODUCT | NA | |
| ANDERSON, RYAN, PATRICK | I | SVP HEAD OF PRODUCT | NA | |
| ANDERSON, RYAN, PATRICK | I | SVP PRODUCT | NA | |
| ANDERSON, RYAN, PATRICK | I | SVP HEAD OF PRODUCT | NA | |
| ANDERSON, RYAN, PATRICK | I | SVP PRODUCT | NA | |
| ANDERSON, RYAN, PATRICK | I | SVP PRODUCT | NA | |
| ANDERSON, RYAN, PATRICK | I | SVP PRODUCT | NA | |
| ANDERSON, RYAN, PATRICK | I | SVP PRODUCT | NA | |
| ANDERSON, RYAN, PATRICK | I | SVP PRODUCT | NA | |
| ANDERSON, RYAN, PATRICK | I | SVP PRODUCT | NA | |
| ANDERSON, RYAN, PATRICK | I | SVP PRODUCT | NA | |
| ANDERSON, RYAN, PATRICK | I | SVP PRODUCT | NA | |
| ANDERSON, RYAN, PATRICK | I | SVP PRODUCT | NA | |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CCO | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CCO | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CCO | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CCO | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF LEGAL OFFICER | NA | Control |
| Brecher, Allison, Leigh | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUMBRILL, DANYA, D | I | CHIEF STRATEGY OFFICER | NA | |
| DUMBRILL, DANYA, D | I | CHIEF STRATEGY OFFICER | NA | |
| DUMBRILL, DANYA, D | I | CHIEF STRATEGY OFFICER | NA | |
| DUMBRILL, DANYA, D | I | CHIEF STRATEGY OFFICER | NA | |
| DUMBRILL, DANYA, D | I | CHIEF STRATEGY OFFICER | NA | |
| DUMBRILL, DANYA, D | I | CHIEF STRATEGY OFFICER | NA | |
| Ferrara, Jonathan | I | SVP OPERATIONS & PRODUCT | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS & PRODUCT | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS & PRODUCT | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS & PRODUCT | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS & PRODUCT | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS & PRODUCT | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS & PRODUCT | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS | NA | Control |
| Ferrara, Jonathan | I | SVP OPERATIONS | NA | Control |
| GORCZYCA, ANN MARIE | I | SVP CLIENT SERVICES & OPERATIONS | NA | |
| GORCZYCA, ANN MARIE | I | SVP CLIENT SERVICES & OPERATIONS | NA | |
| GORCZYCA, ANN MARIE | I | SVP CLIENT SERVICES & OPERATIONS | NA | |
| GORCZYCA, ANN MARIE | I | SVP CLIENT SERVICES & OPERATIONS | NA | |
| GORCZYCA, ANN MARIE | I | SVP CLIENT SERVICES | NA | |
| GORCZYCA, ANN MARIE | I | SVP CLIENT SERVICES & OPERATIONS | NA | |
| KIM, PATTY | I | SVP, HEAD OF PEOPLE | NA | |
| KIM, PATTY | I | SVP, HEAD OF PEOPLE | NA | |
| KIM, PATTY | I | SVP, HEAD OF PEOPLE | NA | |
| KIM, PATTY | I | SVP, HEAD OF PEOPLE | NA | |
| KIM, PATTY | I | SVP, HEAD OF PEOPLE | NA | |
| KIM, PATTY | I | SVP, HEAD OF PEOPLE | NA | |
| KIM, PATTY | I | SVP, HEAD OF PEOPLE | NA | |
| KYLE, THOMAS, M | I | CCO, COO | NA | Control |
| KYLE, THOMAS, MARVIN | I | CCO, COO | NA | Control |
| KYLE, THOMAS, MARVIN | I | CCO, COO | NA | Control |
| MARK, JONATHAN | I | SVP, BUSINESS OPERATIONS | NA | Control |
| MARK, JONATHAN | I | SVP, BUSINESS OPERATIONS | NA | Control |
| MARK, JONATHAN | I | SVP, BUSINESS OPERATIONS | NA | Control |
| MARK, JONATHAN | I | SVP, BUSINESS OPERATIONS | NA | Control |
| MARK, JONATHAN | I | SVP, BUSINESS OPERATIONS | NA | Control |
| MARK, JONATHAN | I | SVP, BUSINESS OPERATIONS | NA | Control |
| MARK, JONATHAN | I | SVP, BUSINESS OPERATIONS | NA | Control |
| MARK, JONATHAN | I | SVP, BUSINESS OPERATIONS | NA | Control |
| MARK, JONATHAN | I | SVP, BUSINESS OPERATIONS | NA | Control |
| MOLCHON, ROBERT | I | CTO | NA | Control |
| MOLCHON, ROBERT | I | CTO | NA | Control |
| MOLCHON, ROBERT | I | CTO | NA | Control |
| MOLCHON, ROBERT | I | CTO | NA | Control |
| MOLCHON, ROBERT | I | CTO | NA | Control |
| MOLCHON, ROBERT | I | CTO | NA | Control |
| MOLCHON, ROBERT | I | CTO | NA | Control |
| MOLCHON, ROBERT | I | CTO | NA | Control |
| MOLCHON, ROBERT | I | CTO | NA | Control |
| PAMPEL, JOE | I | CTO | NA | Control |
| PAMPEL, JOE | I | CTO | NA | Control |
| PAMPEL, JOE | I | CTO | NA | Control |
| PAMPEL, JOE | I | CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| PAMPEL, JOE | I | CTO | NA | Control |
| PAMPEL, JOE | I | CTO | NA | Control |
| PAMPEL, JOE | I | CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| PAMPEL, JOE | I | CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| PAMPEL, JOE | I | CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| PAMPEL, JOE | I | CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| PAMPEL, JOE | I | CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| PAMPEL, JOE | I | CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| PAMPEL, JOE | I | CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| Pampel, Joe | I | CCO, CTO | NA | Control |
| ROCKLEY, PAMELA, LOUISE | I | CCO | NA | Control |
| ROCKLEY, PAMELA, LOUISE | I | CCO | NA | Control |
| ROCKLEY, PAMELA, LOUISE | I | CCO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SCHUMM, AARON, DOUGLAS | I | CEO | NA | Control |
| SHEEN, DAVID, PAUL | I | SVP FINANCE | NA | |
| SHEEN, DAVID, PAUL | I | SVP FINANCE | NA | Control |
| SHEEN, DAVID, PAUL | I | SVP FINANCE | NA | |
| SHEEN, DAVID, PAUL | I | SVP FINANCE | NA | |
| SHEEN, DAVID, PAUL | I | SVP FINANCE | NA | Control |
| SHEEN, DAVID, PAUL | I | CFO | NA | Control |
| SHEEN, DAVID, PAUL | I | CFO | NA | Control |
| SHEEN, DAVID, PAUL | I | CFO | NA | Control |
| SHEEN, DAVID, PAUL | I | CFO | NA | Control |
| SHEEN, DAVID, PAUL | I | CFO | NA | Control |
| SHEEN, DAVID, PAUL | I | CFO | NA | Control |
| SHEEN, DAVID, PAUL | I | CFO | NA | Control |
| SHEEN, DAVID, PAUL | I | CFO | NA | Control |
| SHEEN, DAVID, PAUL | I | CFO | NA | Control |
| SHEEN, DAVID, PAUL | I | CFO | NA | Control |
| SHEEN, DAVID, PAUL | I | CFO | NA | Control |
| SHEEN, DAVID, PAUL | I | CFO | NA | Control |
| SHEEN, DAVID, PAUL | I | CFO | NA | Control |
| SHEEN, DAVID, PAUL | I | CFO | NA | Control |
| SHEEN, DAVID, PAUL | I | CFO | NA | Control |
| SHUCKEROW, MICHAEL, JOSEPH | I | CCO | NA | Control |
| SHUCKEROW, MICHAEL, JOSEPH | I | CCO | NA | Control |
| SHUCKEROW, MICHAEL, JOSEPH | I | CCO | NA | Control |
| SHUCKEROW, MICHAEL, JOSEPH | I | CCO | NA | Control |
| SHUCKEROW, MICHAEL, JOSEPH | I | CCO | NA | Control |
| SKOVRON, JOHN, J | I | CTO | NA | Control |
| SKOVRON, JOHN, J | I | CTO | NA | Control |
| SKOVRON, JOHN, J | I | CTO | NA | Control |
| SKOVRON, JOHN, J | I | CTO | NA | Control |
| SKOVRON, JOHN, J | I | CTO | NA | Control |
| SKOVRON, JOHN, J | I | CTO | NA | Control |
| SKOVRON, JOHN, J | I | CTO | NA | Control |
| SKOVRON, JOHN, J | I | CTO | NA | Control |
| TATUM, RICHARD | I | PRESIDENT, RETIREMENT SERVICES | NA | Control |
| TATUM, RICHARD | I | PRESIDENT, RETIREMENT SERVICES | NA | Control |
| TATUM, RICHARD | I | PRESIDENT, RETIREMENT SERVICES | NA | Control |
| TATUM, RICHARD | I | PRESIDENT, RETIREMENT SERVICES | NA | Control |
| TATUM, RICHARD | I | PRESIDENT, RETIREMENT SERVICES | NA | Control |
| TATUM, RICHARD | I | PRESIDENT, RETIREMENT SERVICES | NA | Control |
| TATUM, RICHARD | I | PRESIDENT, RETIREMENT SERVICES | NA | Control |
| TATUM, RICHARD | I | PRESIDENT, RETIREMENT SERVICES | NA | Control |
| TATUM, RICHARD | I | PRESIDENT, RETIREMENT SERVICES | NA | Control |
| THOMASON, Benjamin, C | I | EVP | NA | Control |
| THOMASON, Benjamin, C | I | EVP | NA | Control |
| THOMASON, Benjamin, C | I | EVP REVENUE | NA | Control |
| THOMASON, Benjamin, C | I | EVP REVENUE | NA | Control |
| THOMASON, Benjamin, C | I | EVP REVENUE | NA | Control |
| THOMASON, Benjamin, C | I | EVP REVENUE | NA | Control |
| THOMASON, Benjamin, C | I | EVP REVENUE | NA | Control |
| THOMASON, Benjamin, C | I | EVP REVENUE | NA | Control |
| THOMASON, Benjamin, C | I | EVP REVENUE | NA | Control |
| THOMASON, Benjamin, C | I | EVP REVENUE | NA | Control |
| VESTWELL HOLDINGS LLC | DE | MEMBER | NA | Control |
| Yvon, Abbey | I | VP MARKETING | NA | Control |
| Yvon, Abbey | I | SVP MARKETING | NA | Control |
| Yvon, Abbey | I | SVP MARKETING | NA | Control |
| Yvon, Abbey | I | SVP MARKETING | NA | Control |
| Yvon, Abbey | I | SVP MARKETING | NA | Control |
| Yvon, Abbey | I | SVP MARKETING | NA | Control |
| Yvon, Abbey | I | SVP MARKETING | NA | Control |
| Yvon, Abbey | I | SVP MARKETING | NA | Control |
| VESTWELL HOLDINGS INC | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC | DE | OWNER | E | Control |
| VESTWELL HOLDINGS INC | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
| VESTWELL HOLDINGS INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC | E | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC | E | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC | E | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC | E | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC | E | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC | E | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC | E | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC | E | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC. | C | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC. | C | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC. | C | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC. | C | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC. | C | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC. | C | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC. | C | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC. | C | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC. | C | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC. | C | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC. | C | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC. | C | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC. | C | Control |
| SCHUMM, AARON, DOUGLAS | I | VESTWELL HOLDINGS INC. | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
360 MADISON AVENUE15TH FLOOR
NEW YORK, NY 10017
United States
Phone: 917-979-5358