AA FINANCIAL, LLC
CRD #284315 SEC #801-108286 ST. PAUL, MN (651) 330-8552
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 16, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WILKINSON, JAMES, FRANK | I | FOUNDER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WILKINSON, JAMES, FRANK | I | FOUNDER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WILKINSON, JAMES, FRANK | I | FOUNDER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WILKINSON, JAMES, FRANK | I | FOUNDER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| WINN, CHRISTOPHER, EDWARD | I | MEMBER AND INTERIM CCO | E | Control |
| WINN, CHRISTOPHER, EDWARD | I | MEMBER AND INTERIM CCO | E | Control |
Registrations
Federal
IA
Sep 16, 2016 REGISTERED
Notice Filings (1)
MN
Address
4517 ALLENDALE DRIVEST. PAUL, MN 55127
United States
Phone: (651) 330-8552