J.P. MORGAN CLEARING CORP.
CRD #28432 SEC #801-61542 NEW YORK, NY 800-634-1428
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
1,252
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2013
- Branch Offices
- --
- LEI
- N/A
- CIK (EDGAR)
- 874362
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERLIAND, RICHARD DAVID | I | DIRECTOR | NA | Control |
| BERLIAND, RICHARD DAVID | I | DIRECTOR | NA | Control |
| BERLIAND, RICHARD DAVID | I | DIRECTOR | NA | Control |
| BERLIAND, RICHARD DAVID | I | DIRECTOR | NA | Control |
| BERLIAND, RICHARD DAVID | I | DIRECTOR | NA | Control |
| BERLIAND, RICHARD DAVID | I | DIRECTOR | NA | Control |
| BERLIAND, RICHARD DAVID | I | DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | CHIEF OPERATIONS OFFICER, DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | CHIEF OPERATIONS OFFICER, DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | CHIEF OPERATIONS OFFICER, DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | CHIEF OPERATIONS OFFICER, DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | CHIEF OPERATIONS OFFICER, DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | CHIEF OPERATIONS OFFICER, DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | CHIEF OPERATIONS OFFICER, DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | CHIEF OPERATIONS OFFICER, DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | CHIEF OPERATIONS OFFICER, DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR, CHIEF OPERATIONS OFFICER | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR | NA | Control |
| BERNSTEIN, JEFFREY CARL | I | DIRECTOR | NA | Control |
| BOARDMAN, MICHAEL MATHER | I | DIRECTOR | NA | Control |
| BOARDMAN, MICHAEL MATHER | I | DIRECTOR | NA | Control |
| BOARDMAN, MICHAEL MATHER | I | DIRECTOR | NA | Control |
| BOARDMAN, MICHAEL MATHER | I | DIRECTOR | NA | Control |
| CARFI ALZATE, CONCETTINA | I | ESROP, ECROP | NA | |
| CARFI ALZATE, CONCETTINA | I | ESROP, ECROP | NA | |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CEO, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CEO, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CEO, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CEO, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CEO, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CEO, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CEO, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CEO, CHAIRMAN OF THE BOARD | NA | Control |
| CAYNE, JAMES ELLIOT | I | DIRECTOR, CEO, CHAIRMAN OF THE BOARD | NA | Control |
| CHERASIA, PETER DAVID | I | DIRECTOR | NA | Control |
| CHERASIA, PETER DAVID | I | DIRECTOR | NA | Control |
| CHERASIA, PETER DAVID | I | DIRECTOR | NA | Control |
| CHERASIA, PETER DAVID | I | DIRECTOR | NA | Control |
| CHERASIA, PETER DAVID | I | DIRECTOR | NA | Control |
| CHERASIA, PETER DAVID | I | DIRECTOR | NA | Control |
| CHERASIA, PETER DAVID | I | DIRECTOR | NA | Control |
| CHERASIA, PETER DAVID | I | DIRECTOR | NA | Control |
| CHERASIA, PETER DAVID | I | DIRECTOR | NA | Control |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLLINS, JAMES MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| DEEGAN, DANIEL ROBERT | I | DIRECTOR | NA | Control |
| DEEGAN, DANIEL ROBERT | I | DIRECTOR | NA | Control |
| DEEGAN, DANIEL ROBERT | I | DIRECTOR | NA | Control |
| DEEGAN, DANIEL ROBERT | I | DIRECTOR | NA | Control |
| DEMPSEY, PATRICK PAUL | I | TREASURER | NA | |
| DEMPSEY, PATRICK PAUL | I | TREASURER | NA | |
| DEMPSEY, PATRICK PAUL | I | TREASURER | NA | |
| DEMPSEY, PATRICK PAUL | I | TREASURER | NA | |
| DEMPSEY, PATRICK PAUL | I | TREASURER | NA | |
| DEMPSEY, PATRICK PAUL | I | TREASURER | NA | |
| DEMPSEY, PATRICK PAUL | I | TREASURER | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | Control |
| EDLOW, KENNETH LEWIS | I | SECRETARY | NA | |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FARBER, JEFFREY MARK | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| FITZGERALD, LISA JOAN | I | TREASURER | NA | |
| FITZGERALD, LISA JOAN | I | TREASURER | NA | |
| FITZGERALD, LISA JOAN | I | TREASURER | NA | |
| FITZGERALD, LISA JOAN | I | TREASURER | NA | |
| FITZGERALD, LISA JOAN | I | TREASURER | NA | |
| FITZGERALD, LISA JOAN | I | TREASURER | NA | |
| FITZGERALD, LISA JOAN | I | TREASURER | NA | |
| FITZGERALD, LISA JOAN | I | TREASURER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | GENERAL COUNSEL AND CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CCO | NA | |
| FREILICH, WILLIAM HOWARD | I | CCO | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| FREILICH, WILLIAM HOWARD | I | CHIEF LEGAL OFFICER | NA | |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CO-PRESIDENT | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CO-PRESIDENT | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | PRESIDENT, DIRECTOR | NA | Control |
| GEISMAR, BRUCE EDWARD | I | CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| GEISMAR, BRUCE EDWARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | PRESIDENT, DIRECTOR | NA | Control |
| GEISMAR, BRUCE EDWARD | I | PRESIDENT, DIRECTOR | NA | Control |
| GEISMAR, BRUCE EDWARD | I | PRESIDENT, DIRECTOR | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| GEISMAR, BRUCE EDWARD | I | CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| GEISMAR, BRUCE EDWARD | I | CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| GEISMAR, BRUCE EDWARD | I | CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CO-PRESIDENT | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CO-PRESIDENT | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CO-PRESIDENT | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CO-PRESIDENT | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CO-PRESIDENT | NA | Control |
| GEISMAR, BRUCE EDWARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| GEISMAR, BRUCE EDWARD | I | CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| GEISMAR, BRUCE EDWARD | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| GREENBERG, ALAN COURTNEY | I | DIRECTOR | NA | Control |
| HEINZMAN, JAMES RICHARD | I | ESROP | NA | |
| HEINZMAN, JAMES RICHARD | I | ESROP | NA | |
| HEINZMAN, JAMES RICHARD | I | ESROP | NA | |
| HEINZMAN, JAMES RICHARD | I | ESROP | NA | |
| HEINZMAN, JAMES RICHARD | I | ESROP | NA | |
| HEITSENRETHER, TERESA ANN | I | DIRECTOR | NA | |
| HEITSENRETHER, TERESA ANN | I | DIRECTOR | NA | |
| HEITSENRETHER, TERESA ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | NA | |
| HEITSENRETHER, TERESA ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | NA | |
| HEITSENRETHER, TERESA ANN | I | DIRECTOR | NA | |
| HEITSENRETHER, TERESA ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | NA | |
| HEITSENRETHER, TERESA ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | NA | |
| HEITSENRETHER, TERESA ANN | I | DIRECTOR | NA | |
| HEITSENRETHER, TERESA ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | NA | |
| HEITSENRETHER, TERESA ANN | I | DIRECTOR | NA | |
| HEITSENRETHER, TERESA ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | NA | |
| HEITSENRETHER, TERESA ANN | I | DIRECTOR | NA | |
| HEITSENRETHER, TERESA ANN | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER | NA | |
| HEITSENRETHER, TERESA ANN | I | DIRECTOR | NA | |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERNANDEZ, CARLOS M | I | DIRECTOR | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HERSCH, RONALD MARVIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HORAN, ANTHONY JAMES | I | SECRETARY | NA | |
| HORAN, ANTHONY JAMES | I | SECRETARY | NA | |
| HORAN, ANTHONY JAMES | I | SECRETARY | NA | |
| HORAN, ANTHONY JAMES | I | SECRETARY | NA | |
| HORAN, ANTHONY JAMES | I | SECRETARY | NA | |
| HORAN, ANTHONY JAMES | I | SECRETARY | NA | |
| HORAN, ANTHONY JAMES | I | SECRETARY | NA | |
| HORAN, ANTHONY JAMES | I | SECRETARY | NA | |
| HORAN, ANTHONY JAMES | I | SECRETARY | NA | |
| HORAN, ANTHONY JAMES | I | SECRETARY | NA | |
| HORAN, ANTHONY JAMES | I | SECRETARY | NA | |
| HORAN, ANTHONY JAMES | I | SECRETARY | NA | |
| HORAN, ANTHONY JAMES | I | SECRETARY | NA | |
| HORAN, ANTHONY JAMES | I | SECRETARY | NA | |
| HORNER, JOHN SIMPSON | I | DIRECTOR | NA | |
| HORNER, JOHN SIMPSON | I | DIRECTOR | NA | |
| HORNER, JOHN SIMPSON | I | DIRECTOR | NA | |
| HORNER, JOHN SIMPSON | I | DIRECTOR | NA | |
| HORNER, JOHN SIMPSON | I | DIRECTOR | NA | |
| HORNER, JOHN SIMPSON | I | DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| KIRBY, PATRICK C | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | |
| LEBEDIN, LOUIS | I | DIRECTOR | NA | Control |
| LEBEDIN, LOUIS | I | DIRECTOR | NA | Control |
| LEBEDIN, LOUIS | I | DIRECTOR | NA | Control |
| LEBEDIN, LOUIS | I | DIRECTOR | NA | Control |
| LEBEDIN, LOUIS | I | DIRECTOR | NA | Control |
| LEBEDIN, LOUIS | I | DIRECTOR | NA | Control |
| LEBEDIN, LOUIS | I | DIRECTOR | NA | Control |
| LEBEDIN, LOUIS | I | DIRECTOR | NA | Control |
| LEBEDIN, LOUIS | I | DIRECTOR | NA | Control |
| LEBEDIN, LOUIS | I | DIRECTOR | NA | Control |
| LEBEDIN, LOUIS | I | DIRECTOR | NA | Control |
| LEBEDIN, LOUIS | I | DIRECTOR | NA | Control |
| LEBEDIN, LOUIS | I | DIRECTOR | NA | Control |
| LEHMAN, MARK ELLIS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| LEHMAN, MARK ELLIS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| LEHMAN, MARK ELLIS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| LEHMAN, MARK ELLIS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| LEHMAN, MARK ELLIS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| LEHMAN, MARK ELLIS | I | CLO, DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| LEHMAN, MARK ELLIS | I | CLO, DIRECTOR, EXECUTIVE VICE PRESIDENT | NA | Control |
| LEIMAN-CARBIA, JULIUS RAPHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEIMAN-CARBIA, JULIUS RAPHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEIMAN-CARBIA, JULIUS RAPHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEIMAN-CARBIA, JULIUS RAPHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEIMAN-CARBIA, JULIUS RAPHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEIMAN-CARBIA, JULIUS RAPHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEIMAN-CARBIA, JULIUS RAPHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEIMAN-CARBIA, JULIUS RAPHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEIMAN-CARBIA, JULIUS RAPHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEIMAN-CARBIA, JULIUS RAPHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVINSON, MARSHALL J | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| LEVINSON, MARSHALL J | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| LINDSEY, RICHARD RAY | I | CO-PRESIDENT, DIRECTOR | NA | Control |
| LINDSEY, RICHARD RAY | I | CO-PRESIDENT, DIRECTOR | NA | Control |
| LINDSEY, RICHARD RAY | I | CO-PRESIDENT, DIRECTOR | NA | Control |
| LINDSEY, RICHARD RAY | I | CO-PRESIDENT, DIRECTOR | NA | Control |
| LINDSEY, RICHARD RAY | I | CO-PRESIDENT, DIRECTOR | NA | Control |
| LINDSEY, RICHARD RAY | I | CO-PRESIDENT, DIRECTOR | NA | Control |
| LINDSEY, RICHARD RAY | I | CO-PRESIDENT, DIRECTOR | NA | Control |
| LINDSEY, RICHARD RAY | I | CO-PRESIDENT, DIRECTOR | NA | Control |
| LINDSEY, RICHARD RAY | I | CO-PRESIDENT, DIRECTOR | NA | Control |
| LINDSEY, RICHARD RAY | I | CO-PRESIDENT, DIRECTOR | NA | Control |
| LINDSEY, RICHARD RAY | I | CO-PRESIDENT, DIRECTOR | NA | Control |
| LINDSEY, RICHARD RAY | I | CO-PRESIDENT, DIRECTOR | NA | Control |
| LINDSEY, RICHARD RAY | I | CO-PRESIDENT, DIRECTOR | NA | Control |
| LINDSEY, RICHARD RAY | I | CO-PRESIDENT, DIRECTOR | NA | Control |
| LIPMAN, JEFFREY MARK | I | SECRETARY | NA | |
| LIPMAN, JEFFREY MARK | I | SECRETARY | NA | |
| LIPMAN, JEFFREY MARK | I | SECRETARY | NA | |
| LIPMAN, JEFFREY MARK | I | SECRETARY | NA | |
| LIPMAN, JEFFREY MARK | I | SECRETARY | NA | |
| LIPMAN, JEFFREY MARK | I | SECRETARY | NA | |
| LIPMAN, JEFFREY MARK | I | SECRETARY | NA | |
| LIPMAN, JEFFREY MARK | I | SECRETARY | NA | |
| LIPMAN, JEFFREY MARK | I | SECRETARY | NA | |
| LIPMAN, JEFFREY MARK | I | SECRETARY | NA | |
| LIPMAN, JEFFREY MARK | I | SECRETARY | NA | |
| LIPMAN, JEFFREY MARK | I | SECRETARY | NA | |
| LIPMAN, JEFFREY MARK | I | SECRETARY | NA | |
| LIPMAN, JEFFREY MARK | I | SECRETARY | NA | |
| LISMAN, BRUCE MICHAEL | I | DIRECTOR, CO-CEO | NA | Control |
| LISMAN, BRUCE MICHAEL | I | DIRECTOR, CO-CEO | NA | Control |
| LISMAN, BRUCE MICHAEL | I | DIRECTOR | NA | Control |
| LISMAN, BRUCE MICHAEL | I | DIRECTOR, CO-CEO | NA | Control |
| LISMAN, BRUCE MICHAEL | I | DIRECTOR, CO-CEO | NA | Control |
| LISMAN, BRUCE MICHAEL | I | DIRECTOR, CO-CEO | NA | Control |
| LISMAN, BRUCE MICHAEL | I | DIRECTOR, CO-CEO | NA | Control |
| LISMAN, BRUCE MICHAEL | I | DIRECTOR, CO-CEO | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CCO | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CCO | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CCO | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CCO | NA | |
| MCCARTHY, DENIS JOSEPH | I | CCO | NA | |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CCO | NA | |
| MCCARTHY, DENIS JOSEPH | I | CCO | NA | |
| MCCARTHY, DENIS JOSEPH | I | CCO | NA | |
| MCCARTHY, DENIS JOSEPH | I | CCO | NA | |
| MCCARTHY, DENIS JOSEPH | I | CCO | NA | |
| MCCARTHY, DENIS JOSEPH | I | CCO | NA | |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARTHY, DENIS JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENNA, JOHN JAMES | I | DIRECTOR | NA | Control |
| MCKENNA, JOHN JAMES | I | DIRECTOR | NA | Control |
| MCKENNA, JOHN JAMES | I | DIRECTOR | NA | Control |
| MCKENNA, JOHN JAMES | I | DIRECTOR | NA | Control |
| MCKENNA, JOHN JAMES | I | DIRECTOR | NA | Control |
| MCKENNA, JOHN JAMES | I | DIRECTOR | NA | Control |
| MCKENNA, JOHN JAMES | I | DIRECTOR | NA | Control |
| MCKENNA, JOHN JAMES | I | DIRECTOR | NA | Control |
| MEYER, STEVEN DANIEL | I | DIRECTOR | NA | Control |
| MEYER, STEVEN DANIEL | I | DIRECTOR | NA | Control |
| MEYER, STEVEN DANIEL | I | DIRECTOR | NA | Control |
| MEYER, STEVEN DANIEL | I | DIRECTOR | NA | Control |
| MEYER, STEVEN DANIEL | I | DIRECTOR | NA | Control |
| MEYER, STEVEN DANIEL | I | DIRECTOR | NA | Control |
| MEYER, STEVEN DANIEL | I | DIRECTOR | NA | Control |
| MEYER, STEVEN DANIEL | I | DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | TREASURER, DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | TREASURER, DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN AND PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | CHIEF EXECUTION OFFICER | NA | Control |
| MINIKES, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MINIKES, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MINIKES, MICHAEL | I | TREASURER, DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN AND PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | TREASURER, DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | TREASURER, DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | TREASURER, DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | TREASURER, DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | TREASURER, DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | TREASURER, DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | TREASURER, DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | TREASURER, DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | TREASURER, DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | TREASURER, DIRECTOR, CO-PRESIDENT | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | DIRECTOR | NA | Control |
| MINIKES, MICHAEL | I | CHAIRMAN, PRESIDENT AND DIRECTOR | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CEO, CFO, | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CO-CEO, CFO | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CO-CEO, CFO | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CEO, CFO, | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CEO, CFO, | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CEO, CFO, | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CO-CEO, CFO | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CO-CEO, CFO | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CO-CEO, CFO | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CO-CEO, CFO | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CO-CEO, CFO | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CEO, CFO, | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| MOLINARO, SAMUEL LEONARD JR | I | DIRECTOR, CFO, EXECUTIVE VICE PRESIDENT | NA | Control |
| NOTO, JOSEPH C | I | TREASURER | NA | |
| NOTO, JOSEPH C | I | TREASURER | NA | |
| NOTO, JOSEPH C | I | TREASURER | NA | |
| NOTO, JOSEPH C | I | TREASURER | NA | |
| NOTO, JOSEPH C | I | TREASURER | NA | |
| NOTO, JOSEPH C | I | TREASURER | NA | |
| NOTO, JOSEPH C | I | TREASURER | NA | |
| NOTO, JOSEPH C | I | TREASURER | NA | |
| NOTO, JOSEPH C | I | TREASURER | NA | |
| NOTO, JOSEPH C | I | TREASURER | NA | |
| NOTO, JOSEPH C | I | TREASURER | NA | |
| NOTO, JOSEPH C | I | TREASURER | NA | |
| NOTO, JOSEPH C | I | TREASURER | NA | |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SCHWARTZ, ALAN DAVID | I | DIRECTOR | NA | Control |
| SENECA, CATHLEEN ERDELYAN | I | ESROP | NA | |
| SENECA, CATHLEEN ERDELYAN | I | ESROP | NA | |
| SENECA, CATHLEEN ERDELYAN | I | ESROP | NA | |
| SENECA, CATHLEEN ERDELYAN | I | ESROP | NA | |
| SENECA, CATHLEEN ERDELYAN | I | ESROP | NA | |
| SENECA, CATHLEEN ERDELYAN | I | ESROP | NA | |
| SENECA, CATHLEEN ERDELYAN | I | ESROP | NA | |
| SENECA, CATHLEEN ERDELYAN | I | ESROP | NA | |
| SENECA, CATHLEEN ERDELYAN | I | ESROP | NA | |
| SENECA, CATHLEEN ERDELYAN | I | ESROP | NA | |
| SENECA, CATHLEEN ERDELYAN | I | ESROP | NA | |
| SENECA, CATHLEEN ERDELYAN | I | ESROP | NA | |
| SENECA, CATHLEEN ERDELYAN | I | ESROP | NA | |
| SENECA, CATHLEEN ERDELYAN | I | ESROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SHERRICK, EILEEN FRANCES | I | ECROP | NA | |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SOMMERS, BARRY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| SPECTOR, WARREN JEFFREY | I | DIRECTOR | NA | Control |
| STACCONI, JOHN FRANCO | I | TREASURER | NA | Control |
| STACCONI, JOHN FRANCO | I | TREASURER | NA | Control |
| STACCONI, JOHN FRANCO | I | TREASURER | NA | Control |
| STACCONI, JOHN FRANCO | I | TREASURER | NA | Control |
| STACCONI, JOHN FRANCO | I | TREASURER | NA | Control |
| STACCONI, JOHN FRANCO | I | TREASURER | NA | Control |
| STACCONI, JOHN FRANCO | I | TREASURER | NA | Control |
| STACCONI, JOHN FRANCO | I | TREASURER | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| TRIARSI, JOSEPH JOHN | I | DIRECTOR | NA | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| BEAR, STEARNS & CO. INC. | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P. MORGAN SECURITIES LLC | DE | SHAREHOLDER | E | Control |
| J.P.MORGAN SECURITIES INC. | DE | SHAREHOLDER | E | Control |
| J.P.MORGAN SECURITIES INC. | DE | SHAREHOLDER | E | Control |
| J.P.MORGAN SECURITIES INC. | DE | SHAREHOLDER | E | Control |
| J.P.MORGAN SECURITIES INC. | DE | SHAREHOLDER | E | Control |
| J.P.MORGAN SECURITIES INC. | DE | SHAREHOLDER | E | Control |
| J.P.MORGAN SECURITIES INC. | DE | SHAREHOLDER | E | Control |
| J.P.MORGAN SECURITIES INC. | DE | SHAREHOLDER | E | Control |
| JP MORGAN CHASE & CO | DE | STOCK HOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES INC. | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES INC. | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES INC. | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES INC. | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES INC. | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| JP MORGAN CHASE & CO. | DE | J.P. MORGAN SECURITIES LLC | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
Registrations
Federal
IA
Mar 26, 2013 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
383 MADISON AVENUENEW YORK, NY 10179
United States
Phone: 800-634-1428