CU CAPITAL MARKET SOLUTIONS, LLC
CRD #284473 SEC #801-108189 ALPHARETTA, GA 678-960-2902
SEC Registered
Total AUM
$506.5M
Discretionary
$0
Employees
9
Clients
0
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 6, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Colvin, William, E | I | CCO | NA | |
| Colvin, William, E | I | CCO | NA | |
| HIPPERT, BRENT, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIPPERT, BRENT, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIPPERT, BRENT, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIPPERT, BRENT, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIPPERT, BRENT, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIPPERT, BRENT, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIPPERT, BRENT, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIPPERT, BRENT, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIPPERT, BRENT, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIPPERT, BRENT, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HIPPERT, BRENT, EUGENE | I | CHIEF COMPLIANCE OFFICER | NA | |
| JEFFERSON FINANCIAL CREDIT UNION | DE | UNIT HOLDER | NA | |
| JEFFERSON FINANCIAL CREDIT UNION | DE | UNIT HOLDER | NA | |
| JEFFERSON FINANCIAL CREDIT UNION | DE | UNIT HOLDER | NA | |
| JEFFERSON FINANCIAL CREDIT UNION | DE | UNIT HOLDER | NA | |
| JEFFERSON FINANCIAL CREDIT UNION | DE | UNIT HOLDER | NA | |
| JEFFERSON FINANCIAL CREDIT UNION | DE | UNIT HOLDER | NA | |
| JEFFERSON FINANCIAL CREDIT UNION | DE | UNIT HOLDER | NA | |
| JEFFERSON FINANCIAL CREDIT UNION | DE | UNIT HOLDER | NA | |
| JEFFERSON FINANCIAL CREDIT UNION | DE | UNIT HOLDER | NA | |
| JEFFERSON FINANCIAL CREDIT UNION | DE | UNIT HOLDER | NA | |
| JEFFERSON FINANCIAL CREDIT UNION | DE | UNIT HOLDER | NA | |
| JEFFERSON FINANCIAL CREDIT UNION | DE | UNIT HOLDER | NA | |
| JEFFERSON FINANCIAL CREDIT UNION | DE | UNIT HOLDER | NA | |
| COLVIN, ROBERT, CHARLES | I | PRESIDENT | C | Control |
| COLVIN, ROBERT, CHARLES | I | PRESIDENT | C | Control |
| COLVIN, ROBERT, CHARLES | I | PRESIDENT | C | Control |
| COLVIN, ROBERT, CHARLES | I | PRESIDENT | C | Control |
| COLVIN, ROBERT, CHARLES | I | PRESIDENT | C | Control |
| COLVIN, ROBERT, CHARLES | I | PRESIDENT | C | Control |
| COLVIN, ROBERT, CHARLES | I | PRESIDENT | C | Control |
| COLVIN, ROBERT, CHARLES | I | PRESIDENT | C | Control |
| COLVIN, ROBERT, CHARLES | I | PRESIDENT | C | Control |
| COLVIN, ROBERT, CHARLES | I | PRESIDENT | C | Control |
| COLVIN, ROBERT, CHARLES | I | PRESIDENT | C | Control |
| COLVIN, ROBERT, CHARLES | I | PRESIDENT | C | Control |
| COLVIN, ROBERT, CHARLES | I | PRESIDENT | C | Control |
| LESTER, LEWIS, NELSON | I | CEO | C | Control |
| LESTER, LEWIS, NELSON | I | CEO | C | Control |
| LESTER, LEWIS, NELSON | I | CEO | C | Control |
| LESTER, LEWIS, NELSON | I | CEO | C | Control |
| LESTER, LEWIS, NELSON | I | CEO | C | Control |
| LESTER, LEWIS, NELSON | I | CEO | C | Control |
| LESTER, LEWIS, NELSON | I | CEO | C | Control |
| LESTER, LEWIS, NELSON | I | CEO | C | Control |
| LESTER, LEWIS, NELSON | I | CEO | C | Control |
| LESTER, LEWIS, NELSON | I | CEO | C | Control |
| LESTER, LEWIS, NELSON | I | CEO | C | Control |
| LESTER, LEWIS, NELSON | I | CEO | C | Control |
| LESTER, LEWIS, NELSON | I | CEO | C | Control |
| MULLALLY, WILLIAM, THAYER | I | MEMBER | C | Control |
| MULLALLY, WILLIAM, THAYER | I | MEMBER | C | Control |
| MULLALLY, WILLIAM, THAYER | I | MEMBER | C | Control |
| MULLALLY, WILLIAM, THAYER | I | MEMBER | C | Control |
| MULLALLY, WILLIAM, THAYER | I | MEMBER | C | Control |
| MULLALLY, WILLIAM, THAYER | I | MEMBER | C | Control |
| MULLALLY, WILLIAM, THAYER | I | MEMBER | C | Control |
| MULLALLY, WILLIAM, THAYER | I | MEMBER | C | Control |
| MULLALLY, WILLIAM, THAYER | I | MEMBER | C | Control |
| MULLALLY, WILLIAM, THAYER | I | MEMBER | C | Control |
| MULLALLY, WILLIAM, THAYER | I | MEMBER | C | Control |
| MULLALLY, WILLIAM, THAYER | I | MEMBER | C | Control |
| MULLALLY, WILLIAM, THAYER | I | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LESTER, LEWIS, NELSON | I | CUSO HOLDINGS LTD | C | Control |
Registrations
Federal
IA
Apr 6, 2020 REGISTERED
Notice Filings (2)
GA KS
Address
6120 WINDWARD PARKWAYSUITE 200
ALPHARETTA, GA 30005
United States
Phone: 678-960-2902